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Prospect Capital
PSEC

Overview Fund Activity

221 hedge funds and large institutions have $347M invested in Prospect Capital in 2017 Q4 according to their latest regulatory filings, with 47 funds opening new positions, 53 increasing their positions, 86 reducing their positions, and 35 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
221
Holders Change
+11
Holders Change %
+5.24%
% of All Funds
5.02%
Holding in Top 10
3
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+50%
% of All Funds
0.07%
New
47
Increased
53
Reduced
86
Closed
35
Calls
$22.1M
Puts
$52.5M
Net Calls
-$30.3M
Net Calls Change
+$2.04M

Top Buyers

1
Two Sigma Investments
Two Sigma Investments
New York
$11.2M
2
AP
AHL Partners
United Kingdom
$10.3M
3
QOP
Quinn Opportunity Partners
Virginia
$4.51M
4
Allianz Asset Management
Allianz Asset Management
Germany
$6.55M
5
COPPSERS
Commonwealth of Pennsylvania Public School Employees Retirement System
Pennsylvania
$4.04M

Top Sellers

1
Bank of Montreal
Bank of Montreal
Ontario, Canada
$16.4M
2
MC
Muzinich & Co
New York
$51.3M
3
JPMPWA
J.P. Morgan Private Wealth Advisors
California
$2.7M
4
UBS Group
UBS Group
Switzerland
$8.9M
5
Morgan Stanley
Morgan Stanley
New York
$14M
Name Holding Trade Value Shares
Change 		Shares
Change %
SCM
226
Scopia Capital Management
New York
– -$700K -104,194 Closed
ANI
227
American National Insurance
Texas
– -$631K -93,825 Closed
MC
228
Menta Capital
California
– -$435K -64,700 Closed
Verition Fund Management
229
Verition Fund Management
Connecticut
– -$428K -63,623 Closed
GAM
230
Gotham Asset Management
New York
– -$376K -55,927 Closed
ICOA
231
Investment Centers of America
North Dakota
– -$295K -44,647 Closed
ANRIA
232
American National Registered Investment Advisor
Texas
– -$294K -43,700 Closed
FMBTD
233
First Midwest Bank Trust Division
Illinois
– -$285K -42,382 Closed
CAMG
234
CWA Asset Management Group
Florida
– -$272K -40,480 Closed
PP
235
Paloma Partners
Connecticut
– -$270K -40,294 Closed
CPO
236
Cerity Partners OCIO
New York
– -$249K -37,000 Closed
MNBTD
237
Moody National Bank Trust Division
Texas
– -$246K -36,600 Closed
Tudor Investment Corp
238
Tudor Investment Corp
Connecticut
– -$214K -31,817 Closed
CC
239
Cipher Capital
New York
– -$213K -31,703 Closed
SFA
240
Sequoia Financial Advisors
Ohio
– -$174K -25,945 Closed
NPC
241
National Planning Corporation
California
– -$170K -25,275 Closed
NL
242
NWAM LLC
Washington
– -$122K -18,125 Closed
TI
243
Trexquant Investment
Connecticut
– -$108K -16,143 Closed
SCI
244
Stableford Capital II
Arizona
– -$98K -14,510 Closed
CSS
245
Cubist Systematic Strategies
Connecticut
– -$87K -12,893 Closed
AIM
246
Advantage Investment Management
Iowa
– -$84K -12,572 Closed
TCM
247
Telos Capital Management
California
– -$71K -10,500 Closed
JG
248
Jefferies Group
New York
– -$55K -8,199 Closed
PFGIA
249
Patriot Financial Group Insurance Agency
Massachusetts
– -$53K -8,000 Closed
NFG
250
Next Financial Group
Texas
– -$32K -5,100 Closed
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