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Prospect Capital
PSEC

Overview Fund Activity

219 hedge funds and large institutions have $853M invested in Prospect Capital in 2013 Q3 according to their latest regulatory filings, with 35 funds opening new positions, 110 increasing their positions, 49 reducing their positions, and 17 closing their positions.

Holders
219
Holders Change
+16
Holders Change %
+7.88%
% of All Funds
7.1%
Holding in Top 10
6
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+20%
% of All Funds
0.19%
New
35
Increased
110
Reduced
49
Closed
17
Calls
$1.07M
Puts
$2.51M
Net Calls
-$1.43M
Net Calls Change
+$465K

Top Buyers

1
BFA
1
BlackRock Fund Advisors
California
$154M
2
D.E. Shaw & Co
2
D.E. Shaw & Co
New York
$9.59M
3
YMRC
3
Yorktown Management & Research Company
Virginia
$10.1M
4
Vanguard Group
4
Vanguard Group
Pennsylvania
$39.8M
5
Northern Trust
5
Northern Trust
Illinois
$47.2M

Top Sellers

1
KeyBank National Association
1
KeyBank National Association
Ohio
$10.2M
2
Principal Financial Group
2
Principal Financial Group
Iowa
$16.6M
3
DFG
3
Delphi Financial Group
Delaware
$10.6M
4
AQR Capital Management
4
AQR Capital Management
Connecticut
$2.26M
5
Two Sigma Investments
5
Two Sigma Investments
New York
$0
Name Holding Trade Value Shares
Change 		Shares
Change %
MUS
226
Mitsubishi UFJ Securities
Japan
– -$1.08M -100,000 Closed
PP
227
PDT Partners
New York
– -$555K -51,402 Closed
DCM
228
Dialectic Capital Management
Connecticut
– -$540K -50,000 Closed
MIG
229
Mariner Investment Group
New York
– -$514K -47,550 Closed
HFS
230
HL Financial Services
Kentucky
– -$442K -40,941 Closed
TC
231
TFS Capital
Pennsylvania
– -$229K -21,209 Closed
BPBT
232
Boston Private Bank & Trust
Massachusetts
– -$187K -17,300 Closed
ST
233
Spot Trading
Illinois
– -$111K -10,305 Closed
LIM
234
Longfellow Investment Management
Massachusetts
– -$76K -7,040 Closed
QT
235
Quantbot Technologies
New York
– -$38K -3,600 Closed
CCMH
236
Cornerstone Capital Management Holdings
New York
– -$1K -1 Closed
6 7 8 9
10