PHD

Pioneer Floating Rate Fund
PHD

Overview Fund Activity

55 hedge funds and large institutions have $100M invested in Pioneer Floating Rate Fund in 2016 Q4 according to their latest regulatory filings, with 8 funds opening new positions, 13 increasing their positions, 22 reducing their positions, and 3 closing their positions.

Holders
55
Holders Change
+4
Holders Change %
+7.84%
% of All Funds
1.38%
Holding in Top 10
1
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-50%
% of All Funds
0.03%
New
8
Increased
13
Reduced
22
Closed
3
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Wells Fargo
1
Wells Fargo
California
$3.79M
2
GC
2
Guggenheim Capital
Illinois
$8.64M
3
FWIA
3
Fort Washington Investment Advisors
Ohio
$865K
4
RVPG
4
Relative Value Partners Group
$5.02M
5
ZA
5
Zazove Associates
Nevada
$567K

Top Sellers

1
Invesco
1
Invesco
Georgia
$6.99M
2
FIMG
2
Financial & Investment Management Group
Michigan
$1.64M
3
Morgan Stanley
3
Morgan Stanley
New York
$4.26M
4
MIG
4
Mariner Investment Group
New York
$1.1M
5
AAM
5
Advisors Asset Management
Colorado
$5.16M
Name Market Value Shares Shares
Change 		Shares
Change %
Royal Bank of Canada
26
Royal Bank of Canada
Ontario, Canada
$719K 60,600 +2,969 +5%
CS
27
Credit Suisse
Switzerland
$587K 49,503 -80,897 -62%
ZA
28
Zazove Associates
Nevada
$567K 47,798 +47,798 New
Ameriprise
29
Ameriprise
Minnesota
$466K 39,219 +4,006 +11%
NPC
30
National Planning Corporation
California
$430K 35,180 -3,370 -9%
RJFSA
31
Raymond James Financial Services Advisors
Florida
$418K 35,198 +479 +1%
COLIM
32
City of London Investment Management
United Kingdom
$321K 27,017 – –
HK
33
Horizon Kinetics
New York
$316K 26,588 -1,160 -4%
LTFS
34
Ladenburg Thalmann Financial Services
Florida
$235K 19,796 +5,011 +34%
VKH
35
Virtu KCG Holdings
New York
$192K 16,188 +16,188 New
WS
36
Wedbush Securities
California
$180K 15,178 – –
UBS Group
37
UBS Group
Switzerland
$169K 14,233 -346 -2%
RJA
38
Raymond James & Associates
Florida
$155K 13,093 +13,093 New
GWM
39
Greenwich Wealth Management
Connecticut
$148K 12,436 -2,101 -14%
SFS
40
Shaker Financial Services
Virginia
$142K 12,000 -45,654 -79%
SWP
41
Stratos Wealth Partners
Ohio
$132K 11,100 – –
CCP
42
Corient Capital Partners
California
$126K 10,585 +10,585 New
PNC Financial Services Group
43
PNC Financial Services Group
Pennsylvania
$95K 8,110 – –
USGIU
44
U.S. Global Investors (USGI)
Texas
$95K 8,000 – –
AG
45
Advisor Group
Arizona
$86K 7,210 +7,145 +10,992%
Fifth Third Bancorp
46
Fifth Third Bancorp
Ohio
$70K 5,869 – –
IA
47
IFP Advisors
Florida
$62K 5,254 -490 -9%
GWM
48
Geneos Wealth Management
Colorado
$58K 4,955 +1,200 +32%
Bank of Montreal
49
Bank of Montreal
Ontario, Canada
$24K 2,000 – –
MFS
50
MSI Financial Services
Massachusetts
$13K 1,074 -25 -2%
1
2
3