PHD

Pioneer Floating Rate Fund
PHD

Overview Fund Activity

60 hedge funds and large institutions have $88.4M invested in Pioneer Floating Rate Fund in 2020 Q1 according to their latest regulatory filings, with 12 funds opening new positions, 21 increasing their positions, 18 reducing their positions, and 7 closing their positions.

Holders
60
Holders Change
+2
Holders Change %
+3.45%
% of All Funds
1.33%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.02%
New
12
Increased
21
Reduced
18
Closed
7
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
RCM
1
Rivernorth Capital Management
Florida
$10M
2
Morgan Stanley
2
Morgan Stanley
New York
$2.09M
3
SCM
3
Saba Capital Management
New York
$22.6M
4
AC
4
Almitas Capital
California
$1.19M
5
BI
5
Bulldog Investors
New Jersey
$524K

Top Sellers

1
LSPW
1
Lake Street Private Wealth
Illinois
$512K
2
QGA
2
Q Global Advisors
Texas
$0
3
VEA
3
Virtus ETF Advisers
New York
$1.62M
4
Citigroup
4
Citigroup
New York
$102K
5
PPA
5
Parametric Portfolio Associates
Washington
$192K
Name Market Value Shares Shares
Change 		Shares
Change %
SCM
1
Saba Capital Management
New York
$22.6M 2,955,011 +131,726 +5%
RVPG
2
Relative Value Partners Group
$10.4M 1,356,389 +852 +0.1%
RCM
3
Rivernorth Capital Management
Florida
$10M 1,313,124 +406,036 +45%
ISSM
4
Invesco Senior Secured Management
New York
$4.75M 613,094 – –
CIA
5
Capital Investment Advisors
Georgia
$4.51M 589,816 -13,287 -2%
Invesco
6
Invesco
Georgia
$4.32M 565,221 +7,848 +1%
Baillie Gifford & Co
7
Baillie Gifford & Co
United Kingdom
$4.12M 538,606 -2,430 -0.4%
GC
8
Guggenheim Capital
Illinois
$3.32M 433,600 +20,164 +5%
SIA
9
Sit Investment Associates
Minnesota
$3.09M 403,442 -27,939 -6%
Bank of America
10
Bank of America
North Carolina
$2.72M 355,112 +8,837 +3%
Morgan Stanley
11
Morgan Stanley
New York
$2.09M 272,955 +180,724 +196%
Royal Bank of Canada
12
Royal Bank of Canada
Ontario, Canada
$2.07M 270,807 +2,877 +1%
Cohen & Steers
13
Cohen & Steers
New York
$1.91M 250,120 – –
VEA
14
Virtus ETF Advisers
New York
$1.62M 212,250 -82,913 -28%
AC
15
Almitas Capital
California
$1.19M 155,470 +82,349 +113%
FHA
16
Flagship Harbor Advisors
Massachusetts
$1.08M 140,979 +7,884 +6%
PCM
17
PenderFund Capital Management
British Columbia, Canada
$1.08M 100,000 – –
TFS
18
TrustCore Financial Services
Tennessee
$849K 110,982 +4,500 +4%
BI
19
Bulldog Investors
New Jersey
$524K 68,505 +68,505 New
LSPW
20
Lake Street Private Wealth
Illinois
$512K 67,000 -268,950 -80%
Envestnet Asset Management
21
Envestnet Asset Management
Illinois
$451K 58,948 +13,126 +29%
MC
22
Matisse Capital
Oregon
$406K 52,968 +52,968 New
RJA
23
Raymond James & Associates
Florida
$395K 51,690 +12,665 +32%
PAS
24
Park Avenue Securities
New York
$378K 49,451 +12,794 +35%
ZA
25
Zazove Associates
Nevada
$366K 47,798 – –
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