PHD

Pioneer Floating Rate Fund
PHD

Overview Fund Activity

56 hedge funds and large institutions have $100M invested in Pioneer Floating Rate Fund in 2019 Q3 according to their latest regulatory filings, with 8 funds opening new positions, 16 increasing their positions, 20 reducing their positions, and 10 closing their positions.

Holders
56
Holders Change
-2
Holders Change %
-3.45%
% of All Funds
1.23%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.02%
New
8
Increased
16
Reduced
20
Closed
10
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
SCM
1
Saba Capital Management
New York
$25.3M
2
LSPW
2
Lake Street Private Wealth
Illinois
$3.34M
3
Invesco
3
Invesco
Georgia
$4.88M
4
TFS
4
TrustCore Financial Services
Tennessee
$906K
5
CIA
5
Capital Investment Advisors
Georgia
$5.8M

Top Sellers

1
CCFM
1
Clear Creek Financial Management
Washington
$0
2
WS
2
Wela Strategies
Georgia
$0
3
AC
3
Almitas Capital
California
$0
4
ZA
4
Zazove Associates
Nevada
$503K
5
LCM
5
Landscape Capital Management
New Jersey
$269K
Name Market Value Shares Shares
Change 		Shares
Change %
SCM
1
Saba Capital Management
New York
$25.3M 2,399,737 +577,989 +32%
RVPG
2
Relative Value Partners Group
$14.4M 1,370,616 -4,767 -0.3%
ISSM
3
Invesco Senior Secured Management
New York
$6.44M 613,094 – –
CIA
4
Capital Investment Advisors
Georgia
$5.8M 550,402 +36,662 +7%
Baillie Gifford & Co
5
Baillie Gifford & Co
United Kingdom
$5.7M 541,036 -9,900 -2%
GC
6
Guggenheim Capital
Illinois
$5.32M 505,012 +9,226 +2%
Invesco
7
Invesco
Georgia
$4.88M 463,183 +70,974 +18%
Royal Bank of Canada
8
Royal Bank of Canada
Ontario, Canada
$4.74M 450,026 +21,184 +5%
LSPW
9
Lake Street Private Wealth
Illinois
$3.34M 316,800 +316,800 New
VEA
10
Virtus ETF Advisers
New York
$2.92M 277,243 +31,547 +13%
Cohen & Steers
11
Cohen & Steers
New York
$2.77M 263,117 – –
Bank of America
12
Bank of America
North Carolina
$2.06M 195,366 +10,654 +6%
FHA
13
Flagship Harbor Advisors
Massachusetts
$1.51M 143,217 -8,203 -5%
SIA
14
Sit Investment Associates
Minnesota
$1.39M 131,558 -5,057 -4%
SFS
15
Shaker Financial Services
Virginia
$1.29M 122,588 +8,508 +7%
WAM
16
Wolverine Asset Management
Illinois
$1.23M 117,061 -28,102 -19%
Morgan Stanley
17
Morgan Stanley
New York
$1.13M 107,306 -35,254 -25%
PCM
18
PenderFund Capital Management
British Columbia, Canada
$1.04M 100,000 – –
TFS
19
TrustCore Financial Services
Tennessee
$906K 86,081 +65,231 +313%
QGA
20
Q Global Advisors
Texas
$697K 66,216 – –
PPA
21
Parametric Portfolio Associates
Washington
$623K 59,176 +5,479 +10%
Wells Fargo
22
Wells Fargo
California
$540K 51,339 -14,057 -21%
AA
23
AQR Arbitrage
Connecticut
$519K 49,256 +4,961 +11%
ZA
24
Zazove Associates
Nevada
– – -47,798 Closed
Envestnet Asset Management
25
Envestnet Asset Management
Illinois
$423K 40,130 -12,970 -24%
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