PHD

Pioneer Floating Rate Fund
PHD

Overview Fund Activity

41 hedge funds and large institutions have $72M invested in Pioneer Floating Rate Fund in 2014 Q1 according to their latest regulatory filings, with 5 funds opening new positions, 14 increasing their positions, 9 reducing their positions, and 3 closing their positions.

Holders
41
Holders Change
+1
Holders Change %
+2.5%
% of All Funds
1.18%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
5
Increased
14
Reduced
9
Closed
3
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Bessemer Group
1
Bessemer Group
New Jersey
$3.16M
2
TAM
2
Trust Asset Management
Texas
$2.18M
3
RTS
3
Round Table Services
New Jersey
$2.06M
4
ACM
4
Aviance Capital Management
Florida
$609K
5
NPC
5
National Planning Corporation
California
$366K

Top Sellers

1
AAM
1
Advisors Asset Management
Colorado
$7.91M
2
GC
2
Guggenheim Capital
Illinois
$19.4M
3
Invesco
3
Invesco
Georgia
$5.05M
4
SFS
4
Shaker Financial Services
Virginia
$0
5
PPA
5
Parametric Portfolio Associates
Washington
$1.68M
Name Market Value Shares Shares
Change 		Shares
Change %
GC
1
Guggenheim Capital
Illinois
$19.4M 1,535,988 -139,253 -8%
Baillie Gifford & Co
2
Baillie Gifford & Co
United Kingdom
$10.7M 850,000 – –
AAM
3
Advisors Asset Management
Colorado
$7.91M 625,487 -163,243 -21%
Invesco
4
Invesco
Georgia
$5.05M 399,139 -65,842 -14%
Bessemer Group
5
Bessemer Group
New Jersey
$3.16M 250,000 +250,000 New
Morgan Stanley
6
Morgan Stanley
New York
$2.78M 219,601 +17,674 +9%
Nuveen Asset Management
7
Nuveen Asset Management
Illinois
$2.52M 199,000 – –
TAM
8
Trust Asset Management
Texas
$2.18M 172,483 +172,483 New
RTS
9
Round Table Services
New Jersey
$2.06M 163,186 +128,000 +364%
Bank of America
10
Bank of America
North Carolina
$1.97M 155,934 +308 +0.2%
PPA
11
Parametric Portfolio Associates
Washington
$1.68M 133,208 -24,210 -15%
HK
12
Horizon Kinetics
New York
$1.61M 127,504 +313 +0.2%
Cohen & Steers
13
Cohen & Steers
New York
$1.61M 127,218 – –
LPL Financial
14
LPL Financial
California
$1.56M 123,426 -16,200 -12%
CIA
15
Capital Investment Advisors
Georgia
$1.19M 94,145 +16,239 +21%
U
16
UBS
Switzerland
$1.13M 89,654 +11,755 +15%
ARC
17
Absolute Return Capital
Massachusetts
$1.02M 80,314 +12,371 +18%
GI
18
Gradient Investments
Minnesota
$777K 61,489 +26,045 +73%
ACM
19
Aviance Capital Management
Florida
$609K 48,219 +32,843 +214%
BNP Paribas Financial Markets
20
BNP Paribas Financial Markets
France
$491K 39,780 – –
NPC
21
National Planning Corporation
California
$366K 29,420 +29,420 New
Wells Fargo
22
Wells Fargo
California
$320K 25,324 -5,840 -19%
RJA
23
Raymond James & Associates
Florida
$306K 24,242 +3,377 +16%
Commonwealth Equity Services
24
Commonwealth Equity Services
Massachusetts
$299K 23,682 -431 -2%
Ameriprise
25
Ameriprise
Minnesota
$241K 19,079 +5,573 +41%
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