PHD

Pioneer Floating Rate Fund
PHD

Overview Fund Activity

38 hedge funds and large institutions have $63.1M invested in Pioneer Floating Rate Fund in 2013 Q3 according to their latest regulatory filings, with 9 funds opening new positions, 12 increasing their positions, 10 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
38
Holders Change
+6
Holders Change %
+18.75%
% of All Funds
1.23%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
9
Increased
12
Reduced
10
Closed
3
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
PPA
1
Parametric Portfolio Associates
Washington
$1.37M
2
Morgan Stanley
2
Morgan Stanley
New York
$2.95M
3
Bank of America
3
Bank of America
North Carolina
$1.46M
4
B
4
Baird
Wisconsin
$729K
5
SFS
5
Shaker Financial Services
Virginia
$643K

Top Sellers

1
Invesco
1
Invesco
Georgia
$6.28M
2
AAM
2
Advisors Asset Management
Colorado
$11.7M
3
ACM
3
Aviance Capital Management
Florida
$319K
4
GC
4
Guggenheim Capital
Illinois
$24.7M
5
RJFSA
5
Raymond James Financial Services Advisors
Florida
$0
Name Holding Trade Value Shares
Change 		Shares
Change %
GC
1
Guggenheim Capital
Illinois
$24.7M -$783K -62,397 -3%
AAM
2
Advisors Asset Management
Colorado
$11.7M -$1.03M -82,053 -8%
Invesco
3
Invesco
Georgia
$6.28M -$2.28M -181,704 -27%
Morgan Stanley
4
Morgan Stanley
New York
$2.95M +$803K +64,023 +37%
Cohen & Steers
5
Cohen & Steers
New York
$2.57M +$129K +10,313 +5%
Nuveen Asset Management
6
Nuveen Asset Management
Illinois
$2.5M – – –
LPL Financial
7
LPL Financial
California
$1.98M -$174K -14,172 -8%
U
8
UBS
Switzerland
$1.84M +$16.9K +1,348 +0.9%
HK
9
Horizon Kinetics
New York
$1.58M +$81.4K +6,486 +5%
Bank of America
10
Bank of America
North Carolina
$1.46M +$760K +60,577 +109%
PPA
11
Parametric Portfolio Associates
Washington
$1.37M +$1.07M +85,149 +359%
ARC
12
Absolute Return Capital
Massachusetts
$908K -$100K -7,982 -10%
B
13
Baird
Wisconsin
$729K +$729K +58,054 New
SFS
14
Shaker Financial Services
Virginia
$643K +$363K +28,905 +129%
Wells Fargo
15
Wells Fargo
California
$327K -$45.2K -3,601 -12%
ACM
16
Aviance Capital Management
Florida
$319K -$1M -80,020 -76%
Commonwealth Equity Services
17
Commonwealth Equity Services
Massachusetts
$294K +$16.4K +1,306 +6%
DA
18
Doliver Advisors
Texas
$188K +$188K +14,974 New
ICOA
19
Investment Centers of America
North Dakota
$182K – – –
Ameriprise
20
Ameriprise
Minnesota
$136K -$15.1K -1,200 -10%
USGIU
21
U.S. Global Investors (USGI)
Texas
$100K – – –
US Bancorp
22
US Bancorp
Minnesota
$88K – – –
Royal Bank of Canada
23
Royal Bank of Canada
Ontario, Canada
$75K +$807 +64 +1%
Citigroup
24
Citigroup
New York
$56K +$28.3K +2,255 +103%
PFO
25
Pathstone Family Office
New Jersey
$43K +$43K +3,271 New
1
2