PHD

Pioneer Floating Rate Fund
PHD

Overview Fund Activity

38 hedge funds and large institutions have $30.6M invested in Pioneer Floating Rate Fund in 2021 Q4 according to their latest regulatory filings, with 8 funds opening new positions, 11 increasing their positions, 9 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
38
Holders Change
+1
Holders Change %
+2.7%
% of All Funds
0.59%
Holding in Top 10
–
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
–
New
8
Increased
11
Reduced
9
Closed
5
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Janney Montgomery Scott
Janney Montgomery Scott
Pennsylvania
$1.33M
2
UBS Group
UBS Group
Switzerland
$694K
3
LSPW
Lake Street Private Wealth
Illinois
$3.78M
4
HF
HRT Financial
New York
$233K
5
Jane Street
Jane Street
New York
$176K

Top Sellers

1
ISSM
Invesco Senior Secured Management
New York
$81K
2
Invesco
Invesco
Georgia
$3.74M
3
SFS
Shaker Financial Services
Virginia
$632K
4
TFS
TrustCore Financial Services
Tennessee
$583K
5
GC
Guggenheim Capital
Illinois
$5.95M
Name Holding Trade Value Shares
Change 		Shares
Change %
GC
1
Guggenheim Capital
Illinois
$5.95M -$602K -51,819 -9%
LSPW
2
Lake Street Private Wealth
Illinois
$3.78M +$239K +20,550 +7%
Invesco
3
Invesco
Georgia
$3.74M -$1.83M -157,651 -33%
Bank of America
4
Bank of America
North Carolina
$2.51M +$26.2K +2,258 +1%
Morgan Stanley
5
Morgan Stanley
New York
$2.08M -$145K -12,505 -7%
CCFM
6
Clear Creek Financial Management
Washington
$1.64M +$53.2K +4,583 +3%
FHA
7
Flagship Harbor Advisors
Massachusetts
$1.55M -$54K -4,650 -3%
Janney Montgomery Scott
8
Janney Montgomery Scott
Pennsylvania
$1.33M +$694K +59,719 +109%
Wells Fargo
9
Wells Fargo
California
$1.24M -$30.1K -2,593 -2%
Royal Bank of Canada
10
Royal Bank of Canada
Ontario, Canada
$958K +$93.1K +8,017 +11%
UBS Group
11
UBS Group
Switzerland
$694K +$533K +45,927 +332%
SFS
12
Shaker Financial Services
Virginia
$632K -$1.01M -87,460 -62%
TFS
13
TrustCore Financial Services
Tennessee
$583K -$705K -60,751 -55%
CWM
14
Congress Wealth Management
Massachusetts
$485K +$485K +41,788 New
Fiera Capital (Canada)
15
Fiera Capital (Canada)
Quebec, Canada
$410K +$10.9K +937 +3%
VEA
16
Virtus ETF Advisers
New York
$403K -$78.1K -6,725 -16%
CIA
17
Capital Investment Advisors
Georgia
$295K +$2.95K +254 +1%
Osaic Holdings
18
Osaic Holdings
Arizona
$271K +$15.2K +1,305 +6%
HF
19
HRT Financial
New York
$233K +$233K +20,106 New
RTS
20
Round Table Services
New Jersey
$202K – – –
CPC
21
Congress Park Capital
New York
$192K – – –
WS
22
Wedbush Securities
California
$184K +$29.1K +2,500 +19%
Jane Street
23
Jane Street
New York
$176K +$176K +15,183 New
AWM
24
Axxcess Wealth Management
California
$169K +$169K +14,580 New
Commonwealth Equity Services
25
Commonwealth Equity Services
Massachusetts
$162K +$23.1K +2,000 +17%
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