PHD

Pioneer Floating Rate Fund
PHD

Overview Fund Activity

42 hedge funds and large institutions have $72.8M invested in Pioneer Floating Rate Fund in 2014 Q2 according to their latest regulatory filings, with 4 funds opening new positions, 12 increasing their positions, 13 reducing their positions, and 3 closing their positions.

Holders
42
Holders Change
+1
Holders Change %
+2.44%
% of All Funds
1.21%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
4
Increased
12
Reduced
13
Closed
3
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Bessemer Group
1
Bessemer Group
New Jersey
$6.27M
2
Morgan Stanley
2
Morgan Stanley
New York
$4.27M
3
KSCM
3
Kamunting Street Capital Management
Florida
$975K
4
NPC
4
National Planning Corporation
California
$1.04M
5
Bank of America
5
Bank of America
North Carolina
$2.5M

Top Sellers

1
GC
1
Guggenheim Capital
Illinois
$17.4M
2
PPA
2
Parametric Portfolio Associates
Washington
$548K
3
AAM
3
Advisors Asset Management
Colorado
$6.73M
4
ARC
4
Absolute Return Capital
Massachusetts
$0
5
Invesco
5
Invesco
Georgia
$4.45M
Name Market Value Shares Shares
Change 		Shares
Change %
GC
1
Guggenheim Capital
Illinois
$17.4M 1,398,112 -137,876 -9%
Baillie Gifford & Co
2
Baillie Gifford & Co
United Kingdom
$10.6M 850,000 – –
AAM
3
Advisors Asset Management
Colorado
$6.73M 539,544 -85,943 -14%
Bessemer Group
4
Bessemer Group
New Jersey
$6.27M 502,726 +252,726 +101%
Invesco
5
Invesco
Georgia
$4.45M 356,635 -42,504 -11%
Morgan Stanley
6
Morgan Stanley
New York
$4.27M 342,180 +122,579 +56%
Bank of America
7
Bank of America
North Carolina
$2.5M 200,397 +44,463 +29%
Nuveen Asset Management
8
Nuveen Asset Management
Illinois
$2.48M 199,000 – –
TAM
9
Trust Asset Management
Texas
$2.09M 167,369 -5,114 -3%
RTS
10
Round Table Services
New Jersey
$2.05M 164,390 +1,204 +0.7%
Cohen & Steers
11
Cohen & Steers
New York
$1.59M 127,218 – –
HK
12
Horizon Kinetics
New York
$1.57M 125,754 -1,750 -1%
LPL Financial
13
LPL Financial
California
$1.43M 114,479 -8,947 -7%
GI
14
Gradient Investments
Minnesota
$1.3M 104,266 +42,777 +70%
CIA
15
Capital Investment Advisors
Georgia
$1.21M 96,778 +2,633 +3%
NPC
16
National Planning Corporation
California
$1.04M 83,520 +54,100 +184%
KSCM
17
Kamunting Street Capital Management
Florida
$975K 78,184 +78,184 New
U
18
UBS
Switzerland
$837K 67,100 -22,554 -25%
BNP Paribas Financial Markets
19
BNP Paribas Financial Markets
France
$637K 51,080 +11,300 +28%
ACM
20
Aviance Capital Management
Florida
$583K 46,715 -1,504 -3%
PPA
21
Parametric Portfolio Associates
Washington
$548K 43,955 -89,253 -67%
RJA
22
Raymond James & Associates
Florida
$395K 31,716 +7,474 +31%
Ameriprise
23
Ameriprise
Minnesota
$354K 28,362 +9,283 +49%
Wells Fargo
24
Wells Fargo
California
$328K 26,341 +1,017 +4%
WS
25
Wedbush Securities
California
$228K 18,314 +14 +0.1%
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