PHD

Pioneer Floating Rate Fund
PHD

Overview Fund Activity

64 hedge funds and large institutions have $95.3M invested in Pioneer Floating Rate Fund in 2015 Q4 according to their latest regulatory filings, with 19 funds opening new positions, 21 increasing their positions, 17 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
64
Holders Change
+12
Holders Change %
+23.08%
% of All Funds
1.68%
Holding in Top 10
2
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+100%
% of All Funds
0.05%
New
19
Increased
21
Reduced
17
Closed
7
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
RVPG
1
Relative Value Partners Group
$2.39M
2
FIMG
2
Financial & Investment Management Group
Michigan
$5.19M
3
AAM
3
Advisors Asset Management
Colorado
$4.16M
4
SG Americas Securities
4
SG Americas Securities
New York
$613K
5
Bessemer Group
5
Bessemer Group
New Jersey
$7.46M

Top Sellers

1
Invesco
1
Invesco
Georgia
$3.75M
2
GC
2
Guggenheim Capital
Illinois
$6.6M
3
HNB
3
Huntington National Bank
Ohio
$528K
4
Morgan Stanley
4
Morgan Stanley
New York
$7.85M
5
YMRC
5
Yorktown Management & Research Company
Virginia
$1.92M
Name Holding Trade Value Shares
Change 		Shares
Change %
Baillie Gifford & Co
1
Baillie Gifford & Co
United Kingdom
$13.3M – – –
Morgan Stanley
2
Morgan Stanley
New York
$7.85M -$426K -39,230 -5%
Bessemer Group
3
Bessemer Group
New Jersey
$7.46M +$592K +54,604 +9%
GC
4
Guggenheim Capital
Illinois
$6.6M -$717K -66,067 -10%
FIMG
5
Financial & Investment Management Group
Michigan
$5.19M +$1.77M +162,738 +52%
BCC
6
Bain Capital Credit
Massachusetts
$4.34M +$4.34M +400,273 New
ZIG
7
Zuckerman Investment Group
Illinois
$4.25M -$182K -16,814 -4%
AAM
8
Advisors Asset Management
Colorado
$4.16M +$929K +85,631 +29%
MIG
9
Mariner Investment Group
New York
$4.03M – – –
Invesco
10
Invesco
Georgia
$3.75M -$5.94M -547,448 -61%
RCM
11
Rivernorth Capital Management
Florida
$3.57M +$315K +29,056 +10%
Bank of America
12
Bank of America
North Carolina
$3.09M +$17.9K +1,652 +0.6%
GI
13
Gradient Investments
Minnesota
$2.95M +$92.5K +8,528 +3%
TAM
14
Trust Asset Management
Texas
$2.78M +$2.78M +256,530 New
Cohen & Steers
15
Cohen & Steers
New York
$2.64M +$21.7K +2,000 +0.8%
RVPG
16
Relative Value Partners Group
$2.39M +$2.39M +220,128 New
CIA
17
Capital Investment Advisors
Georgia
$2.03M +$377K +34,718 +23%
YMRC
18
Yorktown Management & Research Company
Virginia
$1.92M -$274K -25,292 -13%
RTS
19
Round Table Services
New Jersey
$1.56M – – –
LPL Financial
20
LPL Financial
California
$1.12M +$551K +50,727 +97%
AA
21
AQR Arbitrage
Connecticut
$988K +$170K +15,656 +21%
DS
22
DRW Securities
Illinois
$820K -$99.4K -9,154 -11%
LCM
23
Landscape Capital Management
New Jersey
$659K +$495K +45,640 +303%
SG Americas Securities
24
SG Americas Securities
New York
$613K +$613K +56,537 New
HK
25
Horizon Kinetics
New York
$599K -$203K -18,673 -25%
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