PHD

Pioneer Floating Rate Fund
PHD

Overview Fund Activity

51 hedge funds and large institutions have $38.2M invested in Pioneer Floating Rate Fund in 2020 Q4 according to their latest regulatory filings, with 13 funds opening new positions, 3 increasing their positions, 24 reducing their positions, and 11 closing their positions.

Holders
51
Holders Change
+2
Holders Change %
+4.08%
% of All Funds
0.9%
Holding in Top 10
1
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-50%
% of All Funds
0.02%
New
13
Increased
3
Reduced
24
Closed
11
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
CCFM
1
Clear Creek Financial Management
Washington
$1.35M
2
Nomura Holdings
2
Nomura Holdings
Japan
$1.08M
3
LCM
3
Landscape Capital Management
New Jersey
$845K
4
WWM
4
Wagner Wealth Management
South Carolina
$206K
5
Northwestern Mutual Wealth Management
5
Northwestern Mutual Wealth Management
Wisconsin
$197K

Top Sellers

1
SCM
1
Saba Capital Management
New York
$7.84M
2
RCM
2
Rivernorth Capital Management
Florida
$668K
3
SIA
3
Sit Investment Associates
Minnesota
$1.28M
4
CIA
4
Capital Investment Advisors
Georgia
$785K
5
RVPG
5
Relative Value Partners Group
$698K
Name Market Value Shares Shares
Change 		Shares
Change %
SCM
1
Saba Capital Management
New York
$7.84M 768,633 -5,355,887 -87%
ISSM
2
Invesco Senior Secured Management
New York
$6.25M 613,094 – –
Invesco
3
Invesco
Georgia
$3.88M 380,299 -134,136 -26%
GC
4
Guggenheim Capital
Illinois
$3.8M 372,773 -100,699 -21%
Bank of America
5
Bank of America
North Carolina
$1.88M 183,864 -165,427 -47%
CCFM
6
Clear Creek Financial Management
Washington
$1.35M 132,109 +132,109 New
FHA
7
Flagship Harbor Advisors
Massachusetts
$1.34M 131,369 -2,000 -1%
SIA
8
Sit Investment Associates
Minnesota
$1.28M 125,675 -572,730 -82%
TFS
9
TrustCore Financial Services
Tennessee
$1.13M 110,982 – –
Nomura Holdings
10
Nomura Holdings
Japan
$1.08M 105,266 +105,266 New
LCM
11
Landscape Capital Management
New Jersey
$845K 82,802 +82,802 New
CIA
12
Capital Investment Advisors
Georgia
$785K 76,959 -489,350 -86%
RVPG
13
Relative Value Partners Group
$698K 68,388 -452,719 -87%
RCM
14
Rivernorth Capital Management
Florida
$668K 65,538 -1,440,319 -96%
Royal Bank of Canada
15
Royal Bank of Canada
Ontario, Canada
$657K 64,422 -1,875 -3%
LSPW
16
Lake Street Private Wealth
Illinois
$456K 44,750 +9,250 +26%
KAS
17
Kestra Advisory Services
Texas
$392K 38,066 +13,208 +53%
Cohen & Steers
18
Cohen & Steers
New York
$348K 34,072 -216,048 -86%
Morgan Stanley
19
Morgan Stanley
New York
$326K 31,985 -241,446 -88%
Wells Fargo
20
Wells Fargo
California
$320K 31,366 -46,428 -60%
CCP
21
Clough Capital Partners
Massachusetts
$260K 25,528 -75,718 -75%
VEA
22
Virtus ETF Advisers
New York
$253K 24,790 -5,042 -17%
WWM
23
Wagner Wealth Management
South Carolina
$206K 20,225 +20,225 New
Northwestern Mutual Wealth Management
24
Northwestern Mutual Wealth Management
Wisconsin
$197K 19,314 +18,229 +1,680%
Osaic Holdings
25
Osaic Holdings
Arizona
$187K 18,408 -2,590 -12%
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