PHD

Pioneer Floating Rate Fund
PHD

Overview Fund Activity

49 hedge funds and large institutions have $131M invested in Pioneer Floating Rate Fund in 2020 Q3 according to their latest regulatory filings, with 9 funds opening new positions, 11 increasing their positions, 16 reducing their positions, and 12 closing their positions.

Holders
49
Holders Change
-3
Holders Change %
-5.77%
% of All Funds
0.99%
Holding in Top 10
2
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.04%
New
9
Increased
11
Reduced
16
Closed
12
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
RCM
1
Rivernorth Capital Management
Florida
$15.2M
2
SIA
2
Sit Investment Associates
Minnesota
$7.05M
3
SFS
3
Shaker Financial Services
Virginia
$540K
4
Qube Research & Technologies (QRT)
4
Qube Research & Technologies (QRT)
United Kingdom
$885K
5
KAS
5
Kestra Advisory Services
Texas
$251K

Top Sellers

1
RVPG
1
Relative Value Partners Group
$5.26M
2
CCFM
2
Clear Creek Financial Management
Washington
$0
3
Envestnet Asset Management
3
Envestnet Asset Management
Illinois
$0
4
PAS
4
Park Avenue Securities
New York
$0
5
Invesco
5
Invesco
Georgia
$5.2M
Name Market Value Shares Shares
Change 		Shares
Change %
SCM
1
Saba Capital Management
New York
$61.9M 6,124,520 – –
RCM
2
Rivernorth Capital Management
Florida
$15.2M 1,505,857 +814,785 +118%
SIA
3
Sit Investment Associates
Minnesota
$7.05M 698,405 +297,467 +74%
ISSM
4
Invesco Senior Secured Management
New York
$6.22M 613,094 – –
CIA
5
Capital Investment Advisors
Georgia
$5.72M 566,309 -20,132 -3%
RVPG
6
Relative Value Partners Group
$5.26M 521,107 -182,468 -26%
Invesco
7
Invesco
Georgia
$5.2M 514,435 -55,650 -10%
GC
8
Guggenheim Capital
Illinois
$4.78M 473,472 -9,665 -2%
Bank of America
9
Bank of America
North Carolina
$3.53M 349,291 -31,253 -8%
Morgan Stanley
10
Morgan Stanley
New York
$2.76M 273,431 +13,160 +5%
Cohen & Steers
11
Cohen & Steers
New York
$2.53M 250,120 – –
FHA
12
Flagship Harbor Advisors
Massachusetts
$1.35M 133,369 -50 -0%
TFS
13
TrustCore Financial Services
Tennessee
$1.12M 110,982 – –
CCP
14
Clough Capital Partners
Massachusetts
$1.02M 101,246 +2,500 +3%
Qube Research & Technologies (QRT)
15
Qube Research & Technologies (QRT)
United Kingdom
$885K 87,608 +45,294 +107%
Wells Fargo
16
Wells Fargo
California
$786K 77,794 +11,437 +17%
Royal Bank of Canada
17
Royal Bank of Canada
Ontario, Canada
$670K 66,297 +11,156 +20%
BI
18
Bulldog Investors
New Jersey
$636K 63,005 -5,500 -8%
SFS
19
Shaker Financial Services
Virginia
$540K 53,433 +53,433 New
ZA
20
Zazove Associates
Nevada
$483K 47,798 – –
RJA
21
Raymond James & Associates
Florida
$363K 35,970 -9,059 -20%
LSPW
22
Lake Street Private Wealth
Illinois
$359K 35,500 +7,500 +27%
VEA
23
Virtus ETF Advisers
New York
$301K 29,832 -11,979 -29%
Stifel Financial
24
Stifel Financial
Missouri
$290K 28,678 +1,653 +6%
KAS
25
Kestra Advisory Services
Texas
$251K 24,858 +24,858 New
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