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Bulldog Investors Portfolio holdings

AUM $445M
1-Year Est. Return 2.14%
This Fund
S&P 500
This Quarter Est. Return
+8.81%
1 Year Est. Return
+2.14%
3 Year Est. Return
+20.34%
5 Year Est. Return
+20.45%
10 Year Est. Return
+75.67%
AUM
$310M
AUM Growth
+$86.1M
Cap. Flow
+$15.3M
Cap. Flow %
4.92%
Top 10 Hldgs %
47.38%
Holding
190
New
54
Increased
11
Reduced
54
Closed
40

Top Buys

Rank Stock Value
1
BRW
Saba Capital Income & Opportunities Fund
BRW
+$9.17M
2
BPYU
Brookfield Property REIT Inc. Class A Common Stock
BPYU
+$9.11M
3
CCIV.U
Churchill Capital Corp IV Units, each consisting of one share of Class A common stock and one-fifth
CCIV.U
+$6.31M
4
YAC.U
Yucaipa Acquisition Corporation Units, each consisting of one Class A ordinary share and one-third o
YAC.U
+$4.66M
5
VIHAU
VPC Impact Acquisition Holdings Unit
VIHAU
+$3.53M

Top Sells

Rank Stock Value
1
BWG
BrandywineGLOBAL Global Income Opportunities Fund
BWG
+$7.58M
2
IIF
Morgan Stanley India Investment Fund
IIF
+$5.71M
3
PEO
Adams Natural Resources Fund
PEO
+$3.33M
4
RIDE
Lordstown Motors Corp. Class A Common Stock
RIDE
+$3.27M
5
GFY
Western Asset Variable Rate Strategic Fund, Inc
GFY
+$3.21M

Sector Composition

Rank Sector Weight
1 Real Estate 25.1%
2 Financials 6.01%
3 Healthcare 2.92%
4 Industrials 2.24%
5 Technology 1.69%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BPYU
1
DELISTED
Brookfield Property REIT Inc. Class A Common Stock
BPYU
$70.8M 22.79%
865,992
+794,066
+1,104% +$9.11M
CET
2
Central Securities Corp
CET
$1.64B
$11.1M 3.58%
383,591
– –
BRW
3
Saba Capital Income & Opportunities Fund
BRW
$340M
$9.96M 3.21%
1,129,365
+1,046,516
+1,263% +$9.17M
GAM
4
General American Investors Company
GAM
$1.6B
$9.86M 3.17%
290,302
-300
-0.1% -$10.2K
TLI
5
DELISTED
Western Asset Corporate Loan Fund Inc.
TLI
$8.44M 2.72%
911,445
-1
-0% -$9
STEW
6
SRH Total Return Fund
STEW
$1.81B
$8.38M 2.7%
837,629
– –
RGT
7
Royce Global Value Trust
RGT
$102M
$8.25M 2.66%
671,534
+31,233
+5% +$391K
SOR
8
Source Capital
SOR
$383M
$7.31M 2.35%
198,315
-300
-0.2% -$10.9K
VMM
9
DELISTED
Delaware Investments Minnesota Municipal Income Fund II
VMM
$6.71M 2.16%
515,811
-2,500
-0.5% -$32.4K
CCIF
10
Carlyle Credit Income Fund
CCIF
$59.4M
$6.34M 2.04%
638,270
-1,335
-0.2% -$13K
CCIV.U
11
DELISTED
Churchill Capital Corp IV Units, each consisting of one share of Class A common stock and one-fifth
CCIV.U
$6.32M 2.04%
+630,770
New +$6.31M
TWN
12
Taiwan Fund
TWN
$518M
$5.95M 1.92%
258,543
+10,191
+4% +$240K
NSLR
13
Neostellar Capital Corp
NSLR
$255M
$5.09M 1.64%
558,958
-63,238
-10% -$662K
EFF
14
DELISTED
EATON VANCE FLOATING-RATE INCOME PLUS FUND
EFF
$4.86M 1.56%
346,673
-782
-0.2% -$11.1K
DNI
15
DELISTED
Dividend and Income Fund
DNI
$4.85M 1.56%
533,307
-10,753
-2% -$116K
YAC.U
16
DELISTED
Yucaipa Acquisition Corporation Units, each consisting of one Class A ordinary share and one-third o
YAC.U
$4.69M 1.51%
+460,186
New +$4.66M
SEVN
17
Seven Hills Realty Trust
SEVN
$175M
$4.25M 1.37%
468,890
-16,676
-3% -$177K
SHPW
18
DELISTED
Shapeways Holdings, Inc. Common Stock
SHPW
$3.89M 1.25%
49,113
+5,175
+12% +$412K
BWG
19
BrandywineGLOBAL Global Income Opportunities Fund
BWG
$130M
$3.85M 1.24%
334,126
-615,807
-65% -$7.58M
VIHAU
20
DELISTED
VPC Impact Acquisition Holdings Unit
VIHAU
$3.53M 1.14%
+352,888
New +$3.53M
ADX icon
21
Adams Diversified Equity Fund
ADX
$3.17B
$3.45M 1.11%
212,740
– –
GIK.U
22
DELISTED
GigCapital3, Inc. Units, each consisting of one share of Common Stock and three-fourths of one Redee
GIK.U
$3.28M 1.06%
316,854
+27,970
+10% +$286K
DFPHU
23
DELISTED
DFP Healthcare Acquisitions Corp. Unit
DFPHU
$3.25M 1.05%
311,400
-700
-0.2% -$7.62K
JOF
24
Japan Smaller Capitalization Fund
JOF
$348M
$3.16M 1.02%
364,423
– –
BFT.U
25
DELISTED
Foley Trasimene Acquisition Corp. II Units, each consisting of one share of Class A common stock, an
BFT.U
$3.14M 1.01%
+307,410
New +$3.14M
1
2 3 4 5

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RWM
Rialto Wealth Management Syracuse, New York $445M AUM 15.58% 1-Year Est. Return
AFA
Abacus FCF Advisors Orlando, Florida $444M AUM 44.44% 1-Year Est. Return
SGCM
Sand Grove Capital Management London, United Kingdom $444M AUM 131.11% 1-Year Est. Return
WCP
Welch Capital Partners Harrison, New York $444M AUM 21.45% 1-Year Est. Return
FWSM
First Wilshire Securities Management Pasadena, California $444M AUM 42.88% 1-Year Est. Return
TC
TownSquare Capital Provo, Utah $444M AUM 24.03% 1-Year Est. Return
CMP
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AC
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Bulldog Investors's Q3 2020 Portfolio in Review

As of Q3 2020, Bulldog Investors held 190 positions worth $310M, up 38% from $224M the previous quarter. Its ten largest holdings account for 47% of the portfolio.

Bulldog Investors deployed $15.3M of net new capital in Q3 2020, opening 54 new positions and adding to 11 existing holdings. Its largest new stake was Churchill Capital Corp IV Units, each consisting of one share of Class A common stock and one-fifth: 630,770 shares worth $6.32M.

By sector, the portfolio is most concentrated in Real Estate at 25% of assets, up from 4.1% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was BrandywineGLOBAL Global Income Opportunities Fund, an estimated $7.58M trimmed.

  • Bulldog Investors's largest Q3 2020 buy was Churchill Capital Corp IV Units, each consisting of one share of Class A common stock and one-fifth: 630,770 shares worth $6.32M.
  • Bulldog Investors added most to Saba Capital Income & Opportunities Fund in Q3 2020, an estimated $9.17M increase.
  • Bulldog Investors's biggest Q3 2020 reduction was BrandywineGLOBAL Global Income Opportunities Fund, cutting an estimated $7.58M.
  • Bulldog Investors fully exited Morgan Stanley India Investment Fund in Q3 2020, selling an estimated $5.71M.
  • Bulldog Investors's ten largest holdings make up 47% of its $310M portfolio in Q3 2020.
  • Bulldog Investors opened 54 new positions and closed 40 in Q3 2020.
  • Bulldog Investors's portfolio value rose 38% quarter-over-quarter to $310M.

Based on Bulldog Investors's 13F filing for Q3 2020, filed 13 Nov 2020.