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Bulldog Investors Portfolio holdings

AUM $455M
1-Year Est. Return 2.3%
This Fund
S&P 500
This Quarter Est. Return
+6.94%
1 Year Est. Return
+2.3%
3 Year Est. Return
+22.5%
5 Year Est. Return
+20.98%
10 Year Est. Return
+76.6%
AUM
$225M
AUM Growth
-$41.5M
Cap. Flow
-$53.7M
Cap. Flow %
-23.85%
Top 10 Hldgs %
37.89%
Holding
185
New
32
Increased
24
Reduced
66
Closed
33

Top Buys

Rank Stock Value
1
NHS
Neuberger High Yield Strategies Fund Inc
NHS
+$7.85M
2
NTC
Nuveen Connecticut Quality Municipal Income Fund
NTC
+$3.9M
3
NUO
Nuveen Ohio Quality Municipal Income Fund
NUO
+$3.54M
4
VTA
INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND
VTA
+$3.54M
5
VEAC
Vantage Energy Acquisition Corp. Class A
VEAC
+$3.14M

Top Sells

Rank Stock Value
1
PCF
High Income Securities Fund
PCF
+$15M
2
CHN
China Fund
CHN
+$11.6M
3
CET
Central Securities Corp
CET
+$5.5M
4
FRMM
Forum Markets
FRMM
+$5.47M
5
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$5.09M

Sector Composition

Rank Sector Weight
1 Miscellaneous 64.77%
2 Financials 11.8%
3 Technology 5.29%
4 Consumer Discretionary 4.15%
5 Industrials 2.78%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AKP
1
DELISTED
Alliance Californa Muni Fd
AKP
$15M 6.65%
1,012,453
-72,933
-7% -$1.04M
CET
2
Central Securities Corp
CET
$1.65B
$9.88M 4.39%
344,881
-202,653
-37% -$5.5M
GAM
3
General American Investors Company
GAM
$1.55B
$9.68M 4.3%
290,602
-83,966
-22% -$2.66M
NHS
4
Neuberger High Yield Strategies Fund Inc
NHS
$237M
$8.15M 3.62%
+722,246
New +$7.85M
NTC
5
DELISTED
Nuveen Connecticut Quality Municipal Income Fund
NTC
$8.12M 3.61%
673,877
+331,501
+97% +$3.9M
STEW
6
SRH Total Return Fund
STEW
$1.74B
$7.53M 3.34%
698,685
+6,200
+0.9% +$66K
APF
7
DELISTED
Morgan Stanley Asia Pacific Fund
APF
$7.12M 3.16%
435,553
+99,446
+30% +$1.72M
TWN
8
Taiwan Fund
TWN
$574M
$7M 3.11%
390,990
-34,054
-8% -$559K
BWG
9
BrandywineGLOBAL Global Income Opportunities Fund
BWG
$123M
$6.74M 2.99%
604,953
+139,926
+30% +$1.54M
HPK icon
10
HighPeak Energy
HPK
$1.05B
$6.13M 2.72%
611,804
-52,132
-8% -$519K
SOR
11
Source Capital
SOR
$376M
$6.11M 2.71%
169,644
-67,435
-28% -$2.37M
ADX icon
12
Adams Diversified Equity Fund
ADX
$3.21B
$5.49M 2.44%
380,079
-5,928
-2% -$82K
HIL
13
DELISTED
Hill International, Inc. Common Stock
HIL
$4.96M 2.2%
1,699,691
-826,106
-33% -$2.64M
VLT icon
14
Invesco High Income Trust II
VLT
$61.5M
$4.64M 2.06%
323,775
+42,444
+15% +$591K
DNI
15
DELISTED
Dividend and Income Fund
DNI
$4.52M 2.01%
397,817
+5,774
+1% +$64K
AIFA
16
All In FutureTech Alliance Inc
AIFA
$19.1M
$4.1M 1.82%
66,943
-7,106
-10% -$432K
EIV
17
DELISTED
Eaton Vance Municipal Bond Fund II
EIV
$3.88M 1.72%
312,894
-64,437
-17% -$755K
LOR
18
DELISTED
Lazard World Dividend & Income Fund, Inc.
LOR
$3.68M 1.63%
370,743
-171,059
-32% -$1.64M
NUO
19
DELISTED
Nuveen Ohio Quality Municipal Income Fund
NUO
$3.64M 1.61%
+251,252
New +$3.54M
VTA
20
DELISTED
INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND
VTA
$3.53M 1.57%
+325,536
New +$3.54M
VEAC
21
DELISTED
Vantage Energy Acquisition Corp. Class A
VEAC
$3.49M 1.55%
341,313
+309,400
+970% +$3.14M
JQC icon
22
Nuveen Credit Strategies Income Fund
JQC
$695M
$3.33M 1.48%
430,778
+404,178
+1,519% +$3.13M
KXIN icon
23
Kaixin Holdings
KXIN
$2.89M
$3.31M 1.47%
1
– –
JOF
24
Japan Smaller Capitalization Fund
JOF
$353M
$3.1M 1.38%
353,923
-43,412
-11% -$379K
CHR icon
25
Cheer Holding
CHR
$2.97M
$2.98M 1.32%
200
-18
-8% -$265K
1
2 3 4 5

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LCG
Lisanti Capital Growth New York $455M AUM 218.66% 1-Year Est. Return
HFA
Highland Financial Advisors Wayne, New Jersey $455M AUM 22.51% 1-Year Est. Return
MC
Miramar Capital Northbrook, Illinois $455M AUM 15.58% 1-Year Est. Return
CFO
Colony Family Offices Charlotte, North Carolina $455M AUM 21.83% 1-Year Est. Return
PIM
Progressive Investment Management Lake Oswego, Oregon $454M AUM 46.56% 1-Year Est. Return
GA
GSG Advisors Mount Laurel, New Jersey $454M AUM 28.38% 1-Year Est. Return
MI
Markowski Investments Tampa, Florida $454M AUM
NI
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Bulldog Investors's Q1 2019 Portfolio in Review

As of Q1 2019, Bulldog Investors held 185 positions worth $225M, down 16% from $267M the previous quarter. Its ten largest holdings account for 38% of the portfolio.

Bulldog Investors withdrew a net $53.7M in Q1 2019, closing 33 positions and reducing 66 holdings. Its most notable exit was China Fund, an estimated $11.6M position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 65% of assets, up from 62% a quarter earlier, followed by Financials and Technology.

Against the trend, Bulldog Investors opened a new position in Neuberger High Yield Strategies Fund Inc worth $8.15M.

  • Bulldog Investors's largest Q1 2019 buy was Neuberger High Yield Strategies Fund Inc: 722,246 shares worth $8.15M.
  • Bulldog Investors added most to Nuveen Connecticut Quality Municipal Income Fund in Q1 2019, an estimated $3.9M increase.
  • Bulldog Investors's biggest Q1 2019 reduction was High Income Securities Fund, cutting an estimated $15M.
  • Bulldog Investors fully exited China Fund in Q1 2019, selling an estimated $11.6M.
  • Bulldog Investors's ten largest holdings make up 38% of its $225M portfolio in Q1 2019.
  • Bulldog Investors opened 32 new positions and closed 33 in Q1 2019.
  • Bulldog Investors's portfolio value fell 16% quarter-over-quarter to $225M.

Based on Bulldog Investors's 13F filing for Q1 2019, filed 15 May 2019.