BI

Bulldog Investors Portfolio holdings

AUM $396M
This Quarter Return
-0.72%
1 Year Return
+8.53%
3 Year Return
+28.46%
5 Year Return
+48.55%
10 Year Return
+64.71%
AUM
$391M
AUM Growth
+$391M
Cap. Flow
-$41.9M
Cap. Flow %
-10.72%
Top 10 Hldgs %
54.05%
Holding
95
New
12
Increased
23
Reduced
13
Closed
14

Top Buys

1
JOF
Japan Smaller Capitalization Fund
JOF
$7M
2
GECC icon
Great Elm Capital Corp
GECC
$5.49M
3
PCF
High Income Securities Fund
PCF
$5.25M
4
DSU icon
BlackRock Debt Strategies Fund
DSU
$3.82M
5
CET
Central Securities Corp
CET
$3.68M

Top Sells

1
JGV
NUVEEN GLOBAL EQUITY INCOME FUND
JGV
$32.9M
2
FAV
FIRST TRUST DIVIDEND AND INCOME FD COM
FAV
$20M
3
CTF
Nuveen Long/Short Commodity Fd
CTF
$19.4M
4
CFD
Nuveen Diversified Commodity Fnd
CFD
$5.64M
5
KHI
Deutsche High Income Trust
KHI
$4.82M

Sector Composition

1 Financials 14.26%
2 Real Estate 8.05%
3 Industrials 4.44%
4 Technology 0.88%
5 Consumer Staples 0.64%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
STC icon
1
Stewart Information Services
STC
$2.04B
$47M 12.01% 1,019,318 – –
NRO
2
Neuberger Berman Real Estate Securities Income Fund
NRO
$207M
$29.5M 7.55% 5,494,917 -203,145 -4% -$1.09M
NYRT
3
DELISTED
New York REIT, Inc.
NYRT
$27.1M 6.93% 2,678,084 +214,791 +9% +$2.17M
DCA
4
DELISTED
Virtus Total Return Fund
DCA
$22.4M 5.73% 5,016,152 – –
SWZ
5
Swiss Helvetia Fund
SWZ
$78.5M
$18.2M 4.65% 1,781,230 +80,479 +5% +$822K
HIL
6
DELISTED
Hill International, Inc. Common Stock
HIL
$16.9M 4.31% 3,875,519 – –
DHG
7
DELISTED
Deutsche High Incm Opportunities
DHG
$14.6M 3.73% 1,012,392 – –
LCM
8
DELISTED
Advent/Claymore Enhanced Gth & F
LCM
$12.1M 3.1% 1,461,794 – –
MVC
9
DELISTED
MVC Capital, Inc.
MVC
$11.8M 3.03% 1,378,812 – –
GLQ
10
Clough Global Equity Fund
GLQ
$139M
$11.8M 3.01% 1,056,831 +283,413 +37% +$3.15M
JOF
11
Japan Smaller Capitalization Fund
JOF
$303M
$11.3M 2.9% 1,164,976 +720,350 +162% +$7M
LGI
12
Lazard Global Total Return & Income Fund
LGI
$232M
$11.2M 2.87% 816,828 -70,813 -8% -$973K
NXG
13
NXG NextGen Infrastructure Income Fund
NXG
$200M
$10.4M 2.66% 598,826 -36,896 -6% -$641K
PHF
14
DELISTED
Pacholder High Yield
PHF
$10.3M 2.63% 1,429,253 +116,552 +9% +$839K
PCF
15
High Income Securities Fund
PCF
$121M
$9.9M 2.53% 1,207,014 +640,019 +113% +$5.25M
FAM
16
DELISTED
First Trust/abrdn Global Opportunity Income Fund
FAM
$8.88M 2.27% 795,281 +26,977 +4% +$301K
TY icon
17
TRI-Continental Corp
TY
$1.74B
$6.92M 1.77% 313,691 – –
STLRU
18
DELISTED
Stellar Acquisition III Inc. Units
STLRU
$6.73M 1.72% 653,000 – –
CET
19
Central Securities Corp
CET
$1.45B
$5.58M 1.43% 405,221 +267,576 +194% +$3.68M
GECC icon
20
Great Elm Capital Corp
GECC
$130M
$5.49M 1.4% +470,056 New +$5.49M
USA icon
21
Liberty All-Star Equity Fund
USA
$1.95B
$5.47M 1.4% 1,059,826 +208,597 +25% +$1.08M
JFC
22
DELISTED
JPMorgan China Region Fund, Inc.
JFC
$5.27M 1.35% 338,204 +205,420 +155% +$3.2M
KEF
23
DELISTED
Korea Equity Fund
KEF
$5M 1.28% 674,051 +118,884 +21% +$881K
EMG
24
DELISTED
Emergent Capital, Inc.
EMG
$4.88M 1.25% 4,032,377 – –
WHLR
25
Wheeler Real Estate Investment Trust
WHLR
$4.11M
$4.39M 1.12% 2,584,730 -1,162,181 -31% -$1.98M
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