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Bulldog Investors Portfolio holdings

AUM $445M
1-Year Est. Return 2.55%
This Fund
S&P 500
This Quarter Est. Return
-0.17%
1 Year Est. Return
+2.55%
3 Year Est. Return
+20.9%
5 Year Est. Return
+21%
10 Year Est. Return
+76.48%
AUM
$427M
AUM Growth
-$47.4M
Cap. Flow
-$32.7M
Cap. Flow %
-7.66%
Top 10 Hldgs %
57.52%
Holding
115
New
24
Increased
33
Reduced
23
Closed
25

Top Buys

Rank Stock Value
1
DCA
Virtus Total Return Fund
DCA
+$9.3M
2
JGV
NUVEEN GLOBAL EQUITY INCOME FUND
JGV
+$5.86M
3
FAV
FIRST TRUST DIVIDEND AND INCOME FD COM
FAV
+$4.92M
4
CTF
Nuveen Long/Short Commodity Fd
CTF
+$4.64M
5
ARWA
Arowana Inc.
ARWA
+$3.95M

Top Sells

Rank Stock Value
1
RIT
LMP REAL ESTATE INCOME FUND INC. COM
RIT
+$29.5M
2
SOR
Source Capital
SOR
+$7.73M
3
USA icon
Liberty All-Star Equity Fund
USA
+$6.42M
4
DRA
Diversified Real Asset Income Fd
DRA
+$4.93M
5
STEW
SRH Total Return Fund
STEW
+$4.16M

Sector Composition

Rank Sector Weight
1 Financials 20.09%
2 Real Estate 9.2%
3 Industrials 3.75%
4 Consumer Staples 0.8%
5 Technology 0.7%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
STC icon
1
Stewart Information Services
STC
$2.06B
$41.1M 9.62%
1,129,900
-5,599
-0.5% -$190K
RIT
2
DELISTED
LMP REAL ESTATE INCOME FUND INC. COM
RIT
– –
-2,324,731
Closed -$29.5M
FUR
3
DELISTED
WINTHROP REALTY TRUST SHS BENE INT (NEW)
FUR
$32.3M 7.57%
2,468,054
+147,092
+6% +$1.9M
NRO
4
Neuberger Real Estate Securities Income Fund Inc
NRO
$191M
$26.7M 6.26%
5,502,369
+368,520
+7% +$1.65M
CTF
5
DELISTED
Nuveen Long/Short Commodity Fd
CTF
$21.9M 5.13%
1,455,100
+301,153
+26% +$4.64M
JGV
6
DELISTED
NUVEEN GLOBAL EQUITY INCOME FUND
JGV
$20.7M 4.84%
1,891,487
+569,623
+43% +$5.86M
DHG
7
DELISTED
Deutsche High Incm Opportunities
DHG
$19.1M 4.46%
1,432,772
+45,395
+3% +$581K
GHI
8
DELISTED
GLOBAL HIGH INCOME FUND INC.
GHI
$18.1M 4.24%
2,084,103
+151,963
+8% +$1.3M
EMG
9
DELISTED
Emergent Capital, Inc.
EMG
$16.3M 3.81%
4,032,378
– –
DCA
10
DELISTED
Virtus Total Return Fund
DCA
$15.3M 3.59%
3,616,434
+2,517,358
+229% +$9.3M
FAV
11
DELISTED
FIRST TRUST DIVIDEND AND INCOME FD COM
FAV
$13.6M 3.17%
1,565,430
+617,125
+65% +$4.92M
HIL
12
DELISTED
Hill International, Inc. Common Stock
HIL
$13M 3.03%
3,875,519
-8,742
-0.2% -$28.5K
LCM
13
DELISTED
Advent/Claymore Enhanced Gth & F
LCM
$12M 2.82%
1,467,024
-54,650
-4% -$430K
MVC
14
DELISTED
MVC Capital, Inc.
MVC
$10.3M 2.4%
1,378,812
-10,014
-0.7% -$71.8K
SWZ
15
Swiss Helvetia Fund
SWZ
$76.5M
$8.53M 2%
840,092
-29,265
-3% -$290K
HYF
16
DELISTED
MANAGED HIGH YLD PLUS FD INC
HYF
$7.49M 1.75%
4,209,907
+1,064,556
+34% +$1.85M
GGAC
17
DELISTED
GARNERO GROUP ACQUISITION CO SHS
GGAC
$6.78M 1.59%
682,585
+16,496
+2% +$163K
TY icon
18
TRI-Continental Corp
TY
$1.86B
$6.27M 1.47%
313,691
-75,680
-19% -$1.43M
LBF
19
DELISTED
Deutsche Global High Incm Fund
LBF
$6M 1.4%
777,416
-813
-0.1% -$6.08K
GAM
20
General American Investors Company
GAM
$1.56B
$5.92M 1.39%
189,259
-137,029
-42% -$4M
CADT
21
DELISTED
DT ASIA INVESTMENTS LIMITED ORDINARY SHARES
CADT
$5.65M 1.32%
556,373
+121,501
+28% +$1.22M
CFD
22
DELISTED
Nuveen Diversified Commodity Fnd
CFD
$5.51M 1.29%
621,807
+145,593
+31% +$1.26M
WHLR
23
Wheeler Real Estate Investment Trust
WHLR
$549K
– –
0
– –
PHF
24
DELISTED
Pacholder High Yield
PHF
$4.47M 1.05%
703,768
+110,599
+19% +$668K
USA icon
25
Liberty All-Star Equity Fund
USA
$1.79B
$4.23M 0.99%
851,229
-1,357,734
-61% -$6.42M
1
2 3 4

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MLIC
Mandatum Life Insurance Company Helsinki, Finland $445M AUM 26.43% 1-Year Est. Return
RWM
Rialto Wealth Management Syracuse, New York $445M AUM 15.58% 1-Year Est. Return
WC
Weil Company San Diego, California $445M AUM 14.95% 1-Year Est. Return
AFA
Abacus FCF Advisors Orlando, Florida $444M AUM 44.44% 1-Year Est. Return
SGCM
Sand Grove Capital Management London, United Kingdom $444M AUM 131.11% 1-Year Est. Return
WCP
Welch Capital Partners Harrison, New York $444M AUM 21.45% 1-Year Est. Return
ACA
Aspire Capital Advisors Seattle, Washington $444M AUM 16.47% 1-Year Est. Return
FWSM
First Wilshire Securities Management Pasadena, California $444M AUM 42.88% 1-Year Est. Return

Bulldog Investors's Q1 2016 Portfolio in Review

As of Q1 2016, Bulldog Investors held 115 positions worth $427M, down 10% from $474M the previous quarter. Its ten largest holdings account for 58% of the portfolio.

Bulldog Investors withdrew a net $32.7M in Q1 2016, closing 25 positions and reducing 23 holdings. Its most notable exit was LMP REAL ESTATE INCOME FUND INC. COM, an estimated $29.5M position sold in full.

By sector, the portfolio is most concentrated in Financials at 20% of assets, up from 16% a quarter earlier, followed by Real Estate and Industrials.

Against the trend, Bulldog Investors opened a new position in Arowana Inc. worth $3.99M.

  • Bulldog Investors's largest Q1 2016 buy was Arowana Inc.: 400,000 shares worth $3.99M.
  • Bulldog Investors added most to Virtus Total Return Fund in Q1 2016, an estimated $9.3M increase.
  • Bulldog Investors's biggest Q1 2016 reduction was Source Capital, cutting an estimated $7.73M.
  • Bulldog Investors fully exited LMP REAL ESTATE INCOME FUND INC. COM in Q1 2016, selling an estimated $29.5M.
  • Bulldog Investors's ten largest holdings make up 58% of its $427M portfolio in Q1 2016.
  • Bulldog Investors opened 24 new positions and closed 25 in Q1 2016.
  • Bulldog Investors's portfolio value fell 10% quarter-over-quarter to $427M.

Based on Bulldog Investors's 13F filing for Q1 2016, filed 13 May 2016.