We are live on ! Find out more
BI

Bulldog Investors Portfolio holdings

AUM $445M
1-Year Est. Return 2.55%
This Fund
S&P 500
This Quarter Est. Return
+1.99%
1 Year Est. Return
+2.55%
3 Year Est. Return
+20.9%
5 Year Est. Return
+21%
10 Year Est. Return
+76.48%
AUM
$223M
AUM Growth
+$222M
Cap. Flow
+$48.4M
Cap. Flow %
21.74%
Top 10 Hldgs %
39.74%
Holding
201
New
34
Increased
34
Reduced
49
Closed
45

Top Buys

Rank Stock Value
1
CCIF
Carlyle Credit Income Fund
CCIF
+$5.41M
2
TLI
Western Asset Corporate Loan Fund Inc.
TLI
+$5.27M
3
BWG
BrandywineGLOBAL Global Income Opportunities Fund
BWG
+$4.13M
4
THCA
Tuscan Holdings Corp. II Common Stock
THCA
+$3.52M
5
DTF
DTF Tax-Free Income 2028 Term Fund
DTF
+$3.37M

Top Sells

Rank Stock Value
1
HPK icon
HighPeak Energy
HPK
+$5.51M
2
NUO
Nuveen Ohio Quality Municipal Income Fund
NUO
+$3.03M
3
JQC icon
Nuveen Credit Strategies Income Fund
JQC
+$1.38M
4
VLT icon
Invesco High Income Trust II
VLT
+$945K
5
MNCLU
Monocle Acquisition Corporation Units
MNCLU
+$904K

Sector Composition

Rank Sector Weight
1 Financials 5.92%
2 Industrials 3.64%
3 Real Estate 2.76%
4 Consumer Staples 2.74%
5 Healthcare 2.14%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BWG
1
BrandywineGLOBAL Global Income Opportunities Fund
BWG
$130M
$11.5M 5.17%
951,444
+346,491
+57% +$4.13M
CET
2
Central Securities Corp
CET
$1.58B
$11.5M 5.14%
364,971
+5,052
+1% +$156K
NTC
3
DELISTED
Nuveen Connecticut Quality Municipal Income Fund
NTC
$10.8M 4.87%
808,500
– –
GAM
4
General American Investors Company
GAM
$1.56B
$10.6M 4.74%
290,602
+700
+0.2% +$25.2K
VTA
5
DELISTED
INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND
VTA
$9.71M 4.36%
881,445
+197,205
+29% +$2.17M
STEW
6
SRH Total Return Fund
STEW
$1.79B
$7.8M 3.5%
696,885
– –
SOR
7
Source Capital
SOR
$383M
$7.8M 3.5%
213,615
+22,214
+12% +$806K
CCIF
8
Carlyle Credit Income Fund
CCIF
$59.4M
$6.85M 3.08%
641,805
+528,519
+467% +$5.41M
ADX icon
9
Adams Diversified Equity Fund
ADX
$3.13B
$6.02M 2.7%
380,079
– –
TLI
10
DELISTED
Western Asset Corporate Loan Fund Inc.
TLI
$5.98M 2.68%
629,694
+552,137
+712% +$5.27M
PEO
11
Adams Natural Resources Fund
PEO
$739M
$5.79M 2.6%
380,433
+211,452
+125% +$3.22M
VTIQU
12
DELISTED
VectoIQ Acquisition Corp. Unit
VTIQU
$5.79M 2.6%
1,378,963
+202,800
+17% +$2.15M
DNI
13
DELISTED
Dividend and Income Fund
DNI
$4.95M 2.22%
414,086
+4,572
+1% +$52.8K
BTZ icon
14
BlackRock Credit Allocation Income Trust
BTZ
$930M
$4.62M 2.07%
339,028
+83,937
+33% +$1.13M
TWN
15
Taiwan Fund
TWN
$471M
$3.99M 1.79%
215,951
+9,429
+5% +$168K
HIL
16
DELISTED
Hill International, Inc. Common Stock
HIL
$3.6M 1.61%
1,202,948
-11,602
-1% -$33.8K
THCA
17
DELISTED
Tuscan Holdings Corp. II Common Stock
THCA
$3.54M 1.59%
+360,509
New +$3.52M
DTF
18
DTF Tax-Free Income 2028 Term Fund
DTF
$80.3M
$3.48M 1.56%
+240,316
New +$3.37M
FT
19
Franklin Universal Trust
FT
$199M
$3.43M 1.54%
454,721
-74,034
-14% -$548K
JOF
20
Japan Smaller Capitalization Fund
JOF
$321M
$3.1M 1.39%
353,923
– –
LACQ
21
DELISTED
Leisure Acquisition Corp.
LACQ
$2.8M 1.26%
273,688
+91,300
+50% +$932K
EFF
22
DELISTED
EATON VANCE FLOATING-RATE INCOME PLUS FUND
EFF
$2.67M 1.2%
+175,762
New +$2.67M
ID
23
DELISTED
PARTS iD, Inc.
ID
$2.44M 1.09%
238,943
+83,959
+54% +$853K
RGT
24
Royce Global Value Trust
RGT
$99.2M
$2.43M 1.09%
239,933
+37,783
+19% +$385K
MXE
25
Mexico Equity and Income Fund
MXE
$57.6M
$2.37M 1.06%
225,079
+500
+0.2% +$5.21K
1
2 3 4 5

Similar funds

MLIC
Mandatum Life Insurance Company Helsinki, Finland $445M AUM 26.43% 1-Year Est. Return
RWM
Rialto Wealth Management Syracuse, New York $445M AUM 15.58% 1-Year Est. Return
WC
Weil Company San Diego, California $445M AUM 14.95% 1-Year Est. Return
AFA
Abacus FCF Advisors Orlando, Florida $444M AUM 44.44% 1-Year Est. Return
SGCM
Sand Grove Capital Management London, United Kingdom $444M AUM 131.11% 1-Year Est. Return
WCP
Welch Capital Partners Harrison, New York $444M AUM 21.45% 1-Year Est. Return
ACA
Aspire Capital Advisors Seattle, Washington $444M AUM 16.47% 1-Year Est. Return
FWSM
First Wilshire Securities Management Pasadena, California $444M AUM 42.88% 1-Year Est. Return

Bulldog Investors's Q3 2019 Portfolio in Review

As of Q3 2019, Bulldog Investors held 201 positions worth $223M, up 69,600% from $320K the previous quarter. Its ten largest holdings account for 40% of the portfolio.

Bulldog Investors deployed $48.4M of net new capital in Q3 2019, opening 34 new positions and adding to 34 existing holdings. Its largest new stake was Tuscan Holdings Corp. II Common Stock: 360,509 shares worth $3.54M.

By sector, the portfolio is most concentrated in Financials at 5.9% of assets, up from 2.8% a quarter earlier, followed by Industrials and Real Estate.

On the sell side, the largest reduction was HighPeak Energy, an estimated $5.51M trimmed.

  • Bulldog Investors's largest Q3 2019 buy was Tuscan Holdings Corp. II Common Stock: 360,509 shares worth $3.54M.
  • Bulldog Investors added most to Carlyle Credit Income Fund in Q3 2019, an estimated $5.41M increase.
  • Bulldog Investors's biggest Q3 2019 reduction was HighPeak Energy, cutting an estimated $5.51M.
  • Bulldog Investors fully exited Neuberger High Yield Strategies Fund Inc in Q3 2019, selling an estimated $6.28K.
  • Bulldog Investors's ten largest holdings make up 40% of its $223M portfolio in Q3 2019.
  • Bulldog Investors opened 34 new positions and closed 45 in Q3 2019.
  • Bulldog Investors's portfolio value rose 69,600% quarter-over-quarter to $223M.

Based on Bulldog Investors's 13F filing for Q3 2019, filed 14 Nov 2019.