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Bulldog Investors Portfolio holdings

AUM $455M
1-Year Est. Return 2.3%
This Fund
S&P 500
This Quarter Est. Return
+1.99%
1 Year Est. Return
+2.3%
3 Year Est. Return
+22.5%
5 Year Est. Return
+20.98%
10 Year Est. Return
+76.6%
AUM
$223M
AUM Growth
-$96.9M
Cap. Flow
+$5.08M
Cap. Flow %
2.28%
Top 10 Hldgs %
39.74%
Holding
201
New
34
Increased
34
Reduced
49
Closed
45

Top Buys

Rank Stock Value
1
CCIF
Carlyle Credit Income Fund
CCIF
+$5.41M
2
TLI
Western Asset Corporate Loan Fund Inc.
TLI
+$5.27M
3
BWG
BrandywineGLOBAL Global Income Opportunities Fund
BWG
+$4.13M
4
THCA
Tuscan Holdings Corp. II Common Stock
THCA
+$3.52M
5
DTF
DTF Tax-Free Income 2028 Term Fund
DTF
+$3.37M

Top Sells

Rank Stock Value
1
NHS
Neuberger High Yield Strategies Fund Inc
NHS
+$6.28M
2
HPK icon
HighPeak Energy
HPK
+$5.51M
3
BSE
BLACKROCK NEW YORK MUNICIPAL INCOME QUALITY TRUST
BSE
+$5.12M
4
AIFA
All In FutureTech Alliance Inc
AIFA
+$3.71M
5
NUO
Nuveen Ohio Quality Municipal Income Fund
NUO
+$3.03M

Sector Composition

Rank Sector Weight
1 Miscellaneous 75.97%
2 Financials 6.99%
3 Industrials 3.64%
4 Consumer Discretionary 2.78%
5 Real Estate 2.76%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BWG
1
BrandywineGLOBAL Global Income Opportunities Fund
BWG
$123M
$11.5M 5.17%
951,444
+346,491
+57% +$4.13M
CET
2
Central Securities Corp
CET
$1.65B
$11.5M 5.14%
364,971
+5,052
+1% +$156K
NTC
3
DELISTED
Nuveen Connecticut Quality Municipal Income Fund
NTC
$10.8M 4.87%
808,500
– –
GAM
4
General American Investors Company
GAM
$1.55B
$10.6M 4.74%
290,602
+700
+0.2% +$25.2K
VTA
5
DELISTED
INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND
VTA
$9.71M 4.36%
881,445
+197,205
+29% +$2.17M
STEW
6
SRH Total Return Fund
STEW
$1.74B
$7.8M 3.5%
696,885
– –
SOR
7
Source Capital
SOR
$376M
$7.8M 3.5%
213,615
+22,214
+12% +$806K
CCIF
8
Carlyle Credit Income Fund
CCIF
$52.6M
$6.85M 3.08%
641,805
+528,519
+467% +$5.41M
ADX icon
9
Adams Diversified Equity Fund
ADX
$3.21B
$6.02M 2.7%
380,079
– –
TLI
10
DELISTED
Western Asset Corporate Loan Fund Inc.
TLI
$5.98M 2.68%
629,694
+552,137
+712% +$5.27M
PEO
11
Adams Natural Resources Fund
PEO
$807M
$5.79M 2.6%
380,433
+211,452
+125% +$3.22M
VTIQU
12
DELISTED
VectoIQ Acquisition Corp. Unit
VTIQU
$5.79M 2.6%
1,378,963
+202,800
+17% +$2.15M
DNI
13
DELISTED
Dividend and Income Fund
DNI
$4.95M 2.22%
414,086
+4,572
+1% +$52.8K
BTZ icon
14
BlackRock Credit Allocation Income Trust
BTZ
$899M
$4.62M 2.07%
339,028
+83,937
+33% +$1.13M
TWN
15
Taiwan Fund
TWN
$574M
$3.99M 1.79%
215,951
+9,429
+5% +$168K
HIL
16
DELISTED
Hill International, Inc. Common Stock
HIL
$3.6M 1.61%
1,202,948
-11,602
-1% -$33.8K
THCA
17
DELISTED
Tuscan Holdings Corp. II Common Stock
THCA
$3.54M 1.59%
+360,509
New +$3.52M
DTF
18
DTF Tax-Free Income 2028 Term Fund
DTF
$80.7M
$3.48M 1.56%
+240,316
New +$3.37M
FT
19
Franklin Universal Trust
FT
$186M
$3.43M 1.54%
454,721
-74,034
-14% -$548K
JOF
20
Japan Smaller Capitalization Fund
JOF
$353M
$3.1M 1.39%
353,923
– –
LACQ
21
DELISTED
Leisure Acquisition Corp.
LACQ
$2.8M 1.26%
273,688
+91,300
+50% +$932K
EFF
22
DELISTED
EATON VANCE FLOATING-RATE INCOME PLUS FUND
EFF
$2.67M 1.2%
+175,762
New +$2.67M
ID
23
DELISTED
PARTS iD, Inc.
ID
$2.44M 1.09%
238,943
+83,959
+54% +$853K
RGT
24
Royce Global Value Trust
RGT
$94.2M
$2.43M 1.09%
239,933
+37,783
+19% +$385K
MXE
25
Mexico Equity and Income Fund
MXE
$58.5M
$2.37M 1.06%
225,079
+500
+0.2% +$5.21K
1
2 3 4 5

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LCG
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HFA
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MC
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CFO
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PIM
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GA
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MI
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NI
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Bulldog Investors's Q3 2019 Portfolio in Review

As of Q3 2019, Bulldog Investors held 201 positions worth $223M, down 30% from $320M the previous quarter. Its ten largest holdings account for 40% of the portfolio.

Bulldog Investors's Q3 2019 filing shows 34 new, 34 increased, 49 reduced and 45 closed positions. Its largest new stake was Tuscan Holdings Corp. II Common Stock: 360,509 shares worth $3.54M. The largest sale was Neuberger High Yield Strategies Fund Inc, an estimated $6.28M.

By sector, the portfolio is most concentrated in Miscellaneous at 76% of assets, down from 82% a quarter earlier, followed by Financials and Industrials.

  • Bulldog Investors's largest Q3 2019 buy was Tuscan Holdings Corp. II Common Stock: 360,509 shares worth $3.54M.
  • Bulldog Investors added most to Carlyle Credit Income Fund in Q3 2019, an estimated $5.41M increase.
  • Bulldog Investors's biggest Q3 2019 reduction was HighPeak Energy, cutting an estimated $5.51M.
  • Bulldog Investors fully exited Neuberger High Yield Strategies Fund Inc in Q3 2019, selling an estimated $6.28M.
  • Bulldog Investors's ten largest holdings make up 40% of its $223M portfolio in Q3 2019.
  • Bulldog Investors opened 34 new positions and closed 45 in Q3 2019.
  • Bulldog Investors's portfolio value fell 30% quarter-over-quarter to $223M.

Based on Bulldog Investors's 13F filing for Q3 2019, filed 14 Nov 2019.