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Bulldog Investors Portfolio holdings

AUM $445M
1-Year Est. Return 2.14%
This Fund
S&P 500
This Quarter Est. Return
+9.89%
1 Year Est. Return
+2.14%
3 Year Est. Return
+20.34%
5 Year Est. Return
+20.45%
10 Year Est. Return
+75.67%
AUM
$272M
AUM Growth
-$38.7M
Cap. Flow
-$57.3M
Cap. Flow %
-21.07%
Top 10 Hldgs %
31.09%
Holding
221
New
71
Increased
14
Reduced
39
Closed
67

Top Buys

Rank Stock Value
1
LCID icon
Lucid Motors
LCID
+$6.98M
2
IGACU
IG Acquisition Corp. Unit
IGACU
+$5.33M
3
LCYAU
Landcadia Holdings III, Inc. Unit
LCYAU
+$4.79M
4
TMTS
Spartacus Acquisition Corporation Class A Common Stock
TMTS
+$4.6M
5
YSAC.U
Yellowstone Acquisition Company Units, each consisting of one share of Class A common stock and one-
YSAC.U
+$4.4M

Top Sells

Rank Stock Value
1
BPYU
Brookfield Property REIT Inc. Class A Common Stock
BPYU
+$70.8M
2
TLI
Western Asset Corporate Loan Fund Inc.
TLI
+$8.44M
3
RGT
Royce Global Value Trust
RGT
+$8.25M
4
VMM
Delaware Investments Minnesota Municipal Income Fund II
VMM
+$6.71M
5
CCIV.U
Churchill Capital Corp IV Units, each consisting of one share of Class A common stock and one-fifth
CCIV.U
+$6.32M

Sector Composition

Rank Sector Weight
1 Financials 10.35%
2 Consumer Discretionary 2.85%
3 Healthcare 2.68%
4 Real Estate 2.64%
5 Technology 1.37%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CET
1
Central Securities Corp
CET
$1.64B
$12.4M 4.58%
381,390
-2,201
-0.6% -$66.7K
BRW
2
Saba Capital Income & Opportunities Fund
BRW
$340M
$12.2M 4.51%
1,369,589
+240,224
+21% +$2.12M
GAM
3
General American Investors Company
GAM
$1.6B
$10.7M 3.94%
287,739
-2,563
-0.9% -$90.9K
STEW
4
SRH Total Return Fund
STEW
$1.81B
$9.27M 3.41%
832,074
-5,555
-0.7% -$58.5K
SOR
5
Source Capital
SOR
$383M
$7.85M 2.89%
196,793
-1,522
-0.8% -$58.7K
LCID icon
6
Lucid Motors
LCID
$2.75B
$7.14M 2.63%
+71,291
New +$6.98M
NSLR
7
Neostellar Capital Corp
NSLR
$255M
$6.71M 2.47%
610,542
+51,584
+9% +$453K
EFF
8
DELISTED
EATON VANCE FLOATING-RATE INCOME PLUS FUND
EFF
$6.3M 2.32%
404,959
+58,286
+17% +$871K
CCIF
9
Carlyle Credit Income Fund
CCIF
$59.4M
$6.11M 2.25%
621,370
-16,900
-3% -$169K
TWN
10
Taiwan Fund
TWN
$518M
$5.72M 2.1%
222,900
-35,643
-14% -$917K
IGACU
11
DELISTED
IG Acquisition Corp. Unit
IGACU
$5.68M 2.09%
+525,350
New +$5.33M
LCYAU
12
DELISTED
Landcadia Holdings III, Inc. Unit
LCYAU
$5.25M 1.93%
+469,740
New +$4.79M
DNI
13
DELISTED
Dividend and Income Fund
DNI
$5.09M 1.87%
452,600
-80,707
-15% -$775K
TMTS
14
DELISTED
Spartacus Acquisition Corporation Class A Common Stock
TMTS
$4.66M 1.71%
+463,088
New +$4.6M
YAC.U
15
DELISTED
Yucaipa Acquisition Corporation Units, each consisting of one Class A ordinary share and one-third o
YAC.U
$4.6M 1.69%
450,896
-9,290
-2% -$95.4K
YSAC.U
16
DELISTED
Yellowstone Acquisition Company Units, each consisting of one share of Class A common stock and one-
YSAC.U
$4.56M 1.68%
+428,080
New +$4.4M
OPFI icon
17
OppFi
OPFI
$833M
$4.46M 1.64%
+438,112
New +$4.4M
CTAC.U
18
DELISTED
Cerberus Telecom Acquisition Corp. Units, each consisting of one Class A ordinary share and one-thir
CTAC.U
$4.27M 1.57%
+400,580
New +$4.08M
CCV.U
19
DELISTED
Churchill Capital Corp V Units, each consisting of one share of Class A common stock, and one-fourth of one redeemable warrant
CCV.U
$4.2M 1.55%
+400,000
New +$4.19M
BBDC icon
20
Barings BDC
BBDC
$963M
$3.98M 1.47%
433,081
+234,956
+119% +$2M
ADX icon
21
Adams Diversified Equity Fund
ADX
$3.17B
$3.62M 1.33%
209,433
-3,307
-2% -$55.5K
MUDSU
22
DELISTED
Mudrick Capital Acquisition Corporation II Unit
MUDSU
$3.61M 1.33%
+350,000
New +$3.57M
BKKT icon
23
Bakkt Inc
BKKT
$318M
$3.53M 1.3%
+14,009
New +$3.49M
ACIC.U
24
DELISTED
Atlas Crest Investment Corp. Units, each consisting of one Class A common stock, and one-third of on
ACIC.U
$3.47M 1.28%
+328,498
New +$3.35M
PTICU
25
DELISTED
PropTech Investment Corporation II Unit
PTICU
$3.35M 1.23%
+315,000
New +$3.27M
1
2 3 4 5

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Bulldog Investors's Q4 2020 Portfolio in Review

As of Q4 2020, Bulldog Investors held 221 positions worth $272M, down 12% from $310M the previous quarter. Its ten largest holdings account for 31% of the portfolio.

Bulldog Investors withdrew a net $57.3M in Q4 2020, closing 67 positions and reducing 39 holdings. Its most notable exit was Brookfield Property REIT Inc. Class A Common Stock, an estimated $70.8M position sold in full.

By sector, the portfolio is most concentrated in Financials at 10% of assets, up from 6% a quarter earlier, followed by Consumer Discretionary and Healthcare.

Against the trend, Bulldog Investors opened a new position in Lucid Motors worth $7.14M.

  • Bulldog Investors's largest Q4 2020 buy was Lucid Motors: 71,291 shares worth $7.14M.
  • Bulldog Investors added most to Saba Capital Income & Opportunities Fund in Q4 2020, an estimated $2.12M increase.
  • Bulldog Investors's biggest Q4 2020 reduction was Shapeways Holdings, Inc. Common Stock, cutting an estimated $3.82M.
  • Bulldog Investors fully exited Brookfield Property REIT Inc. Class A Common Stock in Q4 2020, selling an estimated $70.8M.
  • Bulldog Investors's ten largest holdings make up 31% of its $272M portfolio in Q4 2020.
  • Bulldog Investors opened 71 new positions and closed 67 in Q4 2020.
  • Bulldog Investors's portfolio value fell 12% quarter-over-quarter to $272M.

Based on Bulldog Investors's 13F filing for Q4 2020, filed 12 Feb 2021.