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Bulldog Investors Portfolio holdings

AUM $455M
1-Year Est. Return 2.3%
This Fund
S&P 500
This Quarter Est. Return
-1.95%
1 Year Est. Return
+2.3%
3 Year Est. Return
+22.5%
5 Year Est. Return
+20.98%
10 Year Est. Return
+76.6%
AUM
$479M
AUM Growth
+$5.52M
Cap. Flow
+$18M
Cap. Flow %
3.76%
Top 10 Hldgs %
57.88%
Holding
105
New
21
Increased
19
Reduced
13
Closed
23

Top Buys

Rank Stock Value
1
DRA
Diversified Real Asset Income Fd
DRA
+$31.8M
2
GAM
General American Investors Company
GAM
+$19.5M
3
STC icon
Stewart Information Services
STC
+$16.5M
4
JGT
NUVEEN DIVERSIFIED CURRENCY OPPORTUNIES FUND(USA)
JGT
+$5.51M
5
GLQ
Clough Global Equity Fund
GLQ
+$4.86M

Top Sells

Rank Stock Value
1
CSP
AMER STRATEGIC INCM PTFL-III
CSP
+$16.3M
2
AQU
AQUASITION CORP COM STK
AQU
+$10.1M
3
FUR
WINTHROP REALTY TRUST SHS BENE INT (NEW)
FUR
+$10M
4
BSP
AMERN STRATEGIC INCM PORTF II
BSP
+$6.47M
5
JACQ
COLLABRIUM JAPAN ACQUISITION CORP
JACQ
+$6.07M

Sector Composition

Rank Sector Weight
1 Miscellaneous 57.16%
2 Financials 40.04%
3 Consumer Discretionary 1.38%
4 Real Estate 0.88%
5 Industrials 0.49%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GAM
1
General American Investors Company
GAM
$1.55B
$46.5M 9.72%
1,255,599
+523,246
+71% +$19.5M
JGT
2
DELISTED
NUVEEN DIVERSIFIED CURRENCY OPPORTUNIES FUND(USA)
JGT
$37.1M 7.75%
3,481,434
+492,166
+16% +$5.51M
SVVC
3
DELISTED
Firsthand Technology Value Fund, Inc. Common Stock
SVVC
$32.5M 6.79%
1,354,665
– –
USA icon
4
Liberty All-Star Equity Fund
USA
$1.81B
$32.2M 6.72%
5,524,544
-925,377
-14% -$5.49M
DRA
5
DELISTED
Diversified Real Asset Income Fd
DRA
$31.8M 6.65%
+1,795,529
New +$31.8M
STC icon
6
Stewart Information Services
STC
$2B
$28.4M 5.94%
968,989
+529,414
+120% +$16.5M
SWZ
7
Swiss Helvetia Fund
SWZ
$76.7M
$23.5M 4.91%
1,738,973
– –
MVC
8
DELISTED
MVC Capital, Inc.
MVC
$15.2M 3.17%
1,412,685
– –
ACG
9
DELISTED
AllianceBernstein Income Fund Inc
ACG
$15M 3.14%
2,005,000
+80,830
+4% +$606K
IFT
10
DELISTED
IMPERIAL HLDGS INC COM STK (FL)
IFT
$14.8M 3.09%
2,296,697
– –
DHG
11
DELISTED
Deutsche High Incm Opportunities
DHG
$14.6M 3.04%
994,511
+167,564
+20% +$2.46M
ZAIS
12
DELISTED
ZAIS Group Holdings, Inc.
ZAIS
$12.3M 2.58%
1,187,411
– –
JGG
13
DELISTED
NUVEEN GLOBAL INCOME OPPORTUNITIES FUND
JGG
$11.3M 2.35%
912,199
+4,627
+0.5% +$58.2K
GLQ
14
Clough Global Equity Fund
GLQ
$145M
$10.9M 2.28%
762,491
+323,835
+74% +$4.86M
ZTR
15
Virtus Total Return Fund
ZTR
$317M
$10.2M 2.13%
736,823
-152,573
-17% -$2.16M
ADX icon
16
Adams Diversified Equity Fund
ADX
$3.21B
$9.28M 1.94%
665,338
– –
TY icon
17
TRI-Continental Corp
TY
$1.85B
$8.19M 1.71%
392,619
– –
CET
18
Central Securities Corp
CET
$1.65B
$7.31M 1.53%
318,051
+109,460
+52% +$2.57M
NZF icon
19
Nuveen Municipal Credit Income Fund
NZF
$2.27B
$7.23M 1.51%
528,549
+192,855
+57% +$2.68M
DCA
20
DELISTED
Virtus Total Return Fund
DCA
$6.81M 1.42%
1,463,628
-58,491
-4% -$278K
STEW
21
SRH Total Return Fund
STEW
$1.74B
$6.52M 1.36%
737,947
– –
GDEF
22
DELISTED
GLOBAL DEFENSE & NATIONAL SECURITY SYSTEMS INC COM
GDEF
$5.67M 1.18%
549,900
– –
RIT
23
DELISTED
LMP REAL ESTATE INCOME FUND INC. COM
RIT
$5.53M 1.16%
492,746
+340,164
+223% +$3.93M
NVG icon
24
Nuveen AMT-Free Municipal Credit Income Fund
NVG
$2.49B
$5.46M 1.14%
386,731
+127,867
+49% +$1.83M
BTF
25
DELISTED
BOULDER TOTAL RETURN FD INC
BTF
$5.07M 1.06%
192,385
– –
1
2 3 4

Similar funds

LCG
Lisanti Capital Growth New York $455M AUM 218.66% 1-Year Est. Return
HFA
Highland Financial Advisors Wayne, New Jersey $455M AUM 22.51% 1-Year Est. Return
MC
Miramar Capital Northbrook, Illinois $455M AUM 15.58% 1-Year Est. Return
CFO
Colony Family Offices Charlotte, North Carolina $455M AUM 21.83% 1-Year Est. Return
PIM
Progressive Investment Management Lake Oswego, Oregon $454M AUM 46.56% 1-Year Est. Return
GA
GSG Advisors Mount Laurel, New Jersey $454M AUM 28.38% 1-Year Est. Return
MI
Markowski Investments Tampa, Florida $454M AUM
NI
Natural Investments Windsor, California $455M AUM 27.07% 1-Year Est. Return

Bulldog Investors's Q3 2014 Portfolio in Review

As of Q3 2014, Bulldog Investors held 105 positions worth $479M, up 1.2% from $473M the previous quarter. Its ten largest holdings account for 58% of the portfolio.

Bulldog Investors deployed $18M of net new capital in Q3 2014, opening 21 new positions and adding to 19 existing holdings. Its largest new stake was Diversified Real Asset Income Fd: 1,795,529 shares worth $31.8M.

By sector, the portfolio is most concentrated in Miscellaneous at 57% of assets, up from 56% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was WINTHROP REALTY TRUST SHS BENE INT (NEW), an estimated $10M trimmed.

  • Bulldog Investors's largest Q3 2014 buy was Diversified Real Asset Income Fd: 1,795,529 shares worth $31.8M.
  • Bulldog Investors added most to General American Investors Company in Q3 2014, an estimated $19.5M increase.
  • Bulldog Investors's biggest Q3 2014 reduction was WINTHROP REALTY TRUST SHS BENE INT (NEW), cutting an estimated $10M.
  • Bulldog Investors fully exited AMER STRATEGIC INCM PTFL-III in Q3 2014, selling an estimated $16.3M.
  • Bulldog Investors's ten largest holdings make up 58% of its $479M portfolio in Q3 2014.
  • Bulldog Investors opened 21 new positions and closed 23 in Q3 2014.
  • Bulldog Investors's portfolio value rose 1.2% quarter-over-quarter to $479M.

Based on Bulldog Investors's 13F filing for Q3 2014, filed 13 Nov 2014.