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Bulldog Investors Portfolio holdings

AUM $445M
1-Year Est. Return 2.55%
This Fund
S&P 500
This Quarter Est. Return
-6.39%
1 Year Est. Return
+2.55%
3 Year Est. Return
+20.9%
5 Year Est. Return
+21%
10 Year Est. Return
+76.48%
AUM
$158M
AUM Growth
-$38.3M
Cap. Flow
-$45.8M
Cap. Flow %
-28.96%
Top 10 Hldgs %
72.6%
Holding
77
New
20
Increased
4
Reduced
13
Closed
19

Top Buys

Rank Stock Value
1
SWZ
Swiss Helvetia Fund
SWZ
+$10.9M
2
LCM
Advent/Claymore Enhanced Gth & F
LCM
+$7.62M
3
GDEF
GLOBAL DEFENSE & NATIONAL SECURITY SYSTEMS INC COM
GDEF
+$3.71M
4
HYF
MANAGED HIGH YLD PLUS FD INC
HYF
+$2.6M
5
GYRO icon
Gyrodyne
GYRO
+$2.2M

Top Sells

Rank Stock Value
1
CTF
Nuveen Long/Short Commodity Fd
CTF
+$12.3M
2
GAM
General American Investors Company
GAM
+$9.27M
3
GHI
GLOBAL HIGH INCOME FUND INC.
GHI
+$8.36M
4
TSRE
TRADE STREET RESIDENTIAL, INC. COMMON STOCK
TSRE
+$6.51M
5
USA icon
Liberty All-Star Equity Fund
USA
+$5.05M

Sector Composition

Rank Sector Weight
1 Real Estate 6.87%
2 Financials 6.09%
3 Energy 1.26%
4 Industrials 0.35%
5 Consumer Discretionary 0.22%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GAM
1
General American Investors Company
GAM
$1.56B
$29.1M 18.38%
938,339
-278,637
-23% -$9.27M
LCM
2
DELISTED
Advent/Claymore Enhanced Gth & F
LCM
$12.8M 8.08%
1,557,483
+870,969
+127% +$7.62M
USA icon
3
Liberty All-Star Equity Fund
USA
$1.79B
$11.7M 7.41%
2,306,646
-919,543
-29% -$5.05M
SWZ
4
Swiss Helvetia Fund
SWZ
$76.5M
$10.4M 6.57%
+957,239
New +$10.9M
QPACW
5
DELISTED
Quinpario Acquisition Corp. 2 Warrant
QPACW
$9.85M 6.23%
+39,389
New +$9.85K
STEW
6
SRH Total Return Fund
STEW
$1.79B
$9.46M 5.98%
1,269,995
-408,924
-24% -$3.26M
NYRT
7
DELISTED
New York REIT, Inc.
NYRT
$8.86M 5.6%
88,019
+16,549
+23% +$1.66M
TY icon
8
TRI-Continental Corp
TY
$1.86B
$7.66M 4.84%
392,619
– –
GGAC
9
DELISTED
GARNERO GROUP ACQUISITION CO SHS
GGAC
$5.78M 3.66%
585,800
– –
CET
10
Central Securities Corp
CET
$1.58B
$4.82M 3.05%
244,015
– –
GDEF
11
DELISTED
GLOBAL DEFENSE & NATIONAL SECURITY SYSTEMS INC COM
GDEF
$3.7M 2.34%
+351,599
New +$3.71M
HYF
12
DELISTED
MANAGED HIGH YLD PLUS FD INC
HYF
$2.43M 1.54%
+1,509,946
New +$2.6M
ADX icon
13
Adams Diversified Equity Fund
ADX
$3.13B
$2.17M 1.37%
170,381
-182,187
-52% -$2.48M
NEXT icon
14
NextDecade
NEXT
$1.79B
$1.99M 1.26%
+200,918
New +$1.99M
TRTL
15
DELISTED
Terrapin 3 Acquisition Corporation Class A
TRTL
$1.98M 1.25%
200,000
– –
GYRO icon
16
Gyrodyne
GYRO
$1.95M 1.24%
+69,641
New +$2.2M
TRF
17
DELISTED
TEMPLETON RUSSIA & EAST EURO FD
TRF
$1.91M 1.21%
+196,209
New +$1.97M
PHF
18
DELISTED
Pacholder High Yield
PHF
$1.77M 1.12%
+280,158
New +$1.86M
BCV
19
Bancroft Fund
BCV
$133M
$1.74M 1.1%
92,809
-100
-0.1% -$2.03K
FTT
20
DELISTED
FEDERATED ENHANCED TREAS INCM FD COM BEN INTEREST
FTT
$1.59M 1%
117,298
+90,969
+346% +$1.22M
ELECU
21
DELISTED
Electrum Special Acquisition Corporation
ELECU
$1.48M 0.94%
150,000
– –
SRV
22
NXG Cushing Midstream Energy Fund
SRV
$219M
$1.17M 0.74%
+24,794
New +$1.58M
CAMB
23
DELISTED
CAMBRIDGE CAP ACQUISITION CORP (DE)
CAMB
$1.16M 0.73%
115,825
– –
TAI
24
DELISTED
TRANSAMERICA INCOME SHS INC
TAI
$870K 0.55%
+40,178
New +$871K
BDBD
25
DELISTED
BOULDER BRANDS INC
BDBD
$671K 0.42%
+81,895
New +$655K
1
2 3

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RWM
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WC
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AFA
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SGCM
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WCP
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ACA
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FWSM
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Bulldog Investors's Q3 2015 Portfolio in Review

As of Q3 2015, Bulldog Investors held 77 positions worth $158M, down 20% from $196M the previous quarter. Its ten largest holdings account for 73% of the portfolio.

Bulldog Investors withdrew a net $45.8M in Q3 2015, closing 19 positions and reducing 13 holdings. Its most notable exit was Nuveen Long/Short Commodity Fd, an estimated $12.3M position sold in full.

By sector, the portfolio is most concentrated in Real Estate at 6.9% of assets, up from 6.5% a quarter earlier, followed by Financials and Energy.

Against the trend, Bulldog Investors opened a new position in Swiss Helvetia Fund worth $10.4M.

  • Bulldog Investors's largest Q3 2015 buy was Swiss Helvetia Fund: 957,239 shares worth $10.4M.
  • Bulldog Investors added most to Advent/Claymore Enhanced Gth & F in Q3 2015, an estimated $7.62M increase.
  • Bulldog Investors's biggest Q3 2015 reduction was General American Investors Company, cutting an estimated $9.27M.
  • Bulldog Investors fully exited Nuveen Long/Short Commodity Fd in Q3 2015, selling an estimated $12.3M.
  • Bulldog Investors's ten largest holdings make up 73% of its $158M portfolio in Q3 2015.
  • Bulldog Investors opened 20 new positions and closed 19 in Q3 2015.
  • Bulldog Investors's portfolio value fell 20% quarter-over-quarter to $158M.

Based on Bulldog Investors's 13F filing for Q3 2015, filed 12 Nov 2015.