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Bulldog Investors Portfolio holdings

AUM $455M
1-Year Est. Return 2.3%
This Fund
S&P 500
This Quarter Est. Return
-6.44%
1 Year Est. Return
+2.3%
3 Year Est. Return
+22.5%
5 Year Est. Return
+20.98%
10 Year Est. Return
+76.6%
AUM
$465M
AUM Growth
-$19.8M
Cap. Flow
-$8.13M
Cap. Flow %
-1.75%
Top 10 Hldgs %
50.77%
Holding
100
New
22
Increased
20
Reduced
21
Closed
10

Top Buys

Rank Stock Value
1
EMG
Emergent Capital, Inc.
EMG
+$21.8M
2
NRO
Neuberger Real Estate Securities Income Fund Inc
NRO
+$9.89M
3
LCM
Advent/Claymore Enhanced Gth & F
LCM
+$7.62M
4
GHI
GLOBAL HIGH INCOME FUND INC.
GHI
+$5.79M
5
FAV
FIRST TRUST DIVIDEND AND INCOME FD COM
FAV
+$5.59M

Top Sells

Rank Stock Value
1
IFT
IMPERIAL HLDGS INC COM STK (FL)
IFT
+$23.6M
2
CMK
MFS HIGH INCOME MUNI TR I
CMK
+$9.33M
3
GAM
General American Investors Company
GAM
+$9.27M
4
AYN
Alliance New York Income Fund
AYN
+$8.06M
5
TSRE
TRADE STREET RESIDENTIAL, INC. COMMON STOCK
TSRE
+$6.51M

Sector Composition

Rank Sector Weight
1 Miscellaneous 47.83%
2 Financials 37.08%
3 Real Estate 11.9%
4 Industrials 2.69%
5 Energy 0.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
STC icon
1
Stewart Information Services
STC
$2B
$48.2M 10.38%
1,178,997
-49,759
-4% -$1.98M
FUR
2
DELISTED
WINTHROP REALTY TRUST SHS BENE INT (NEW)
FUR
$32.4M 6.98%
2,257,723
+213,739
+10% +$3.13M
GAM
3
General American Investors Company
GAM
$1.55B
$29.1M 6.25%
938,339
-278,637
-23% -$9.27M
RIT
4
DELISTED
LMP REAL ESTATE INCOME FUND INC. COM
RIT
$23.7M 5.09%
1,927,142
+315,713
+20% +$3.79M
EMG
5
DELISTED
Emergent Capital, Inc.
EMG
$22.2M 4.78%
+4,076,463
New +$21.8M
DRA
6
DELISTED
Diversified Real Asset Income Fd
DRA
$21.5M 4.63%
1,337,654
-142,820
-10% -$2.42M
DHG
7
DELISTED
Deutsche High Incm Opportunities
DHG
$18.1M 3.89%
1,373,893
+533
+0% +$7.43K
NRO
8
Neuberger Real Estate Securities Income Fund Inc
NRO
$172M
$13.9M 3%
3,170,515
+2,187,301
+222% +$9.89M
CTF
9
DELISTED
Nuveen Long/Short Commodity Fd
CTF
$13.5M 2.91%
844,346
+98,895
+13% +$1.61M
GLQ
10
Clough Global Equity Fund
GLQ
$145M
$13.3M 2.87%
1,052,385
-246,440
-19% -$3.5M
GHI
11
DELISTED
GLOBAL HIGH INCOME FUND INC.
GHI
$13.1M 2.81%
1,694,614
+710,292
+72% +$5.79M
LCM
12
DELISTED
Advent/Claymore Enhanced Gth & F
LCM
$12.8M 2.75%
1,557,483
+870,969
+127% +$7.62M
HIL
13
DELISTED
Hill International, Inc. Common Stock
HIL
$12M 2.57%
3,644,390
+677,698
+23% +$2.98M
USA icon
14
Liberty All-Star Equity Fund
USA
$1.81B
$11.7M 2.52%
2,306,646
-919,543
-29% -$5.05M
MVC
15
DELISTED
MVC Capital, Inc.
MVC
$11.6M 2.5%
1,412,685
– –
SWZ
16
Swiss Helvetia Fund
SWZ
$76.7M
$10.4M 2.24%
957,239
+270
+0% +$3.08K
QPACW
17
DELISTED
Quinpario Acquisition Corp. 2 Warrant
QPACW
$9.85M 2.12%
+39,389
New +$9.85K
STEW
18
SRH Total Return Fund
STEW
$1.74B
$9.46M 2.04%
1,269,995
-408,924
-24% -$3.26M
NYRT
19
DELISTED
New York REIT, Inc.
NYRT
$8.86M 1.91%
88,019
+16,549
+23% +$1.66M
WHLR
20
Wheeler Real Estate Investment Trust
WHLR
$1.41M
– –
0
– –
TY icon
21
TRI-Continental Corp
TY
$1.85B
$7.66M 1.65%
392,619
– –
SVVC
22
DELISTED
Firsthand Technology Value Fund, Inc. Common Stock
SVVC
$6.14M 1.32%
721,410
-2,500
-0.3% -$26.9K
LBF
23
DELISTED
Deutsche Global High Incm Fund
LBF
$5.9M 1.27%
780,911
+300
+0% +$2.4K
GGAC
24
DELISTED
GARNERO GROUP ACQUISITION CO SHS
GGAC
$5.78M 1.24%
585,800
– –
FAV
25
DELISTED
FIRST TRUST DIVIDEND AND INCOME FD COM
FAV
$5.42M 1.17%
+693,758
New +$5.59M
1
2 3 4

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HFA
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MC
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CFO
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PIM
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GA
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MI
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NI
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Bulldog Investors's Q3 2015 Portfolio in Review

As of Q3 2015, Bulldog Investors held 100 positions worth $465M, down 4.1% from $485M the previous quarter. Its ten largest holdings account for 51% of the portfolio.

Bulldog Investors's Q3 2015 filing shows 22 new, 20 increased, 21 reduced and 10 closed positions. Its largest new stake was Emergent Capital, Inc.: 4,076,463 shares worth $22.2M. The largest sale was IMPERIAL HLDGS INC COM STK (FL), an estimated $23.6M.

By sector, the portfolio is most concentrated in Miscellaneous at 48% of assets, down from 53% a quarter earlier, followed by Financials and Real Estate.

  • Bulldog Investors's largest Q3 2015 buy was Emergent Capital, Inc.: 4,076,463 shares worth $22.2M.
  • Bulldog Investors added most to Neuberger Real Estate Securities Income Fund Inc in Q3 2015, an estimated $9.89M increase.
  • Bulldog Investors's biggest Q3 2015 reduction was MFS HIGH INCOME MUNI TR I, cutting an estimated $9.33M.
  • Bulldog Investors fully exited IMPERIAL HLDGS INC COM STK (FL) in Q3 2015, selling an estimated $23.6M.
  • Bulldog Investors's ten largest holdings make up 51% of its $465M portfolio in Q3 2015.
  • Bulldog Investors opened 22 new positions and closed 10 in Q3 2015.
  • Bulldog Investors's portfolio value fell 4.1% quarter-over-quarter to $465M.

Based on Bulldog Investors's 13F filing for Q3 2015, filed 12 Nov 2015.