BI

Bulldog Investors Portfolio holdings

AUM $396M
This Quarter Return
-6.85%
1 Year Return
+8.53%
3 Year Return
+28.46%
5 Year Return
+48.55%
10 Year Return
+64.71%
AUM
$158M
AUM Growth
+$158M
Cap. Flow
-$27.2M
Cap. Flow %
-17.23%
Top 10 Hldgs %
72.6%
Holding
77
New
20
Increased
4
Reduced
14
Closed
20

Top Buys

1
SWZ
Swiss Helvetia Fund
SWZ
$10.4M
2
QPACW
Quinpario Acquisition Corp. 2 Warrant
QPACW
$9.85M
3
LCM
Advent/Claymore Enhanced Gth & F
LCM
$7.14M
4
GDEF
GLOBAL DEFENSE & NATIONAL SECURITY SYSTEMS INC COM
GDEF
$3.7M
5
HYF
MANAGED HIGH YLD PLUS FD INC
HYF
$2.43M

Top Sells

1
CTF
Nuveen Long/Short Commodity Fd
CTF
$12.3M
2
GAM
General American Investors Company
GAM
$8.63M
3
GHI
GLOBAL HIGH INCOME FUND INC.
GHI
$8.36M
4
TSRE
TRADE STREET RESIDENTIAL, INC. COMMON STOCK
TSRE
$6.51M
5
CFD
Nuveen Diversified Commodity Fnd
CFD
$4.74M

Sector Composition

1 Real Estate 6.87%
2 Energy 1.26%
3 Financials 1.25%
4 Industrials 0.35%
5 Consumer Discretionary 0.22%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
GAM
1
General American Investors Company
GAM
$1.4B
$29.1M 18.38% 938,339 -278,637 -23% -$8.63M
LCM
2
DELISTED
Advent/Claymore Enhanced Gth & F
LCM
$12.8M 8.08% 1,557,483 +870,969 +127% +$7.14M
USA icon
3
Liberty All-Star Equity Fund
USA
$1.95B
$11.7M 7.41% 2,306,646 -919,543 -29% -$4.67M
SWZ
4
Swiss Helvetia Fund
SWZ
$78.5M
$10.4M 6.57% +957,239 New +$10.4M
QPACW
5
DELISTED
Quinpario Acquisition Corp. 2 Warrant
QPACW
$9.85M 6.23% +39,389 New +$9.85M
STEW
6
SRH Total Return Fund
STEW
$1.79B
$9.46M 5.98% 1,269,995 -408,924 -24% -$3.05M
NYRT
7
DELISTED
New York REIT, Inc.
NYRT
$8.86M 5.6% 880,186 +165,486 +23% +$1.66M
TY icon
8
TRI-Continental Corp
TY
$1.74B
$7.66M 4.84% 392,619 – –
GGAC
9
DELISTED
GARNERO GROUP ACQUISITION CO SHS
GGAC
$5.78M 3.66% 585,800 – –
CET
10
Central Securities Corp
CET
$1.45B
$4.82M 3.05% 244,015 – –
ARWAU
11
DELISTED
Arowana Inc
ARWAU
$4.07M 2.57% 400,000 – –
GDEF
12
DELISTED
GLOBAL DEFENSE & NATIONAL SECURITY SYSTEMS INC COM
GDEF
$3.7M 2.34% +351,599 New +$3.7M
HYF
13
DELISTED
MANAGED HIGH YLD PLUS FD INC
HYF
$2.43M 1.54% +1,509,946 New +$2.43M
ADX icon
14
Adams Diversified Equity Fund
ADX
$2.61B
$2.17M 1.37% 170,381 -182,187 -52% -$2.32M
NEXT icon
15
NextDecade
NEXT
$2.81B
$1.99M 1.26% +200,918 New +$1.99M
TRTL
16
DELISTED
Terrapin 3 Acquisition Corporation Class A
TRTL
$1.98M 1.25% 200,000 – –
GYRO icon
17
Gyrodyne
GYRO
$1.95M 1.24% +69,641 New +$1.95M
TRF
18
DELISTED
TEMPLETON RUSSIA & EAST EURO FD
TRF
$1.91M 1.21% +196,209 New +$1.91M
PHF
19
DELISTED
Pacholder High Yield
PHF
$1.77M 1.12% +280,158 New +$1.77M
BCV
20
Bancroft Fund
BCV
$123M
$1.74M 1.1% 92,809 -100 -0.1% -$1.87K
FTT
21
DELISTED
FEDERATED ENHANCED TREAS INCM FD COM BEN INTEREST
FTT
$1.59M 1% 117,298 +90,969 +346% +$1.23M
ELECU
22
DELISTED
Electrum Special Acquisition Corporation
ELECU
$1.48M 0.94% 150,000 – –
SRV
23
NXG Cushing Midstream Energy Fund
SRV
$188M
$1.17M 0.74% +99,174 New +$1.17M
CAMB
24
DELISTED
CAMBRIDGE CAP ACQUISITION CORP (DE)
CAMB
$1.16M 0.73% 115,825 – –
TAI
25
DELISTED
TRANSAMERICA INCOME SHS INC
TAI
$870K 0.55% +40,178 New +$870K
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