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Bulldog Investors Portfolio holdings

AUM $455M
1-Year Est. Return 2.3%
This Fund
S&P 500
This Quarter Est. Return
+2.15%
1 Year Est. Return
+2.3%
3 Year Est. Return
+22.5%
5 Year Est. Return
+20.98%
10 Year Est. Return
+76.6%
AUM
$447M
AUM Growth
+$2.46M
Cap. Flow
+$1.33M
Cap. Flow %
0.3%
Top 10 Hldgs %
54.03%
Holding
101
New
12
Increased
19
Reduced
40
Closed
19

Top Buys

Rank Stock Value
1
IMF
WESTERN ASSET INFLATION MTGMT FUND INC. COM
IMF
+$12M
2
ACG
AllianceBernstein Income Fund Inc
ACG
+$8.79M
3
SVVC
Firsthand Technology Value Fund, Inc. Common Stock
SVVC
+$6.9M
4
GDEF
GLOBAL DEFENSE & NATIONAL SECURITY SYSTEMS INC COM
GDEF
+$5.53M
5
DCA
Virtus Total Return Fund
DCA
+$4.79M

Top Sells

Rank Stock Value
1
JMI
JAVELIN MTG INVESTMENT CORP COM
JMI
+$11.3M
2
GYRO icon
Gyrodyne
GYRO
+$9.7M
3
GAIN icon
Gladstone Investment Corp
GAIN
+$5.54M
4
BGSC
BGS ACQUISITION CORP ORD SHS (VGB)
BGSC
+$5.24M
5
TGLS icon
Tecnoglass Holdings
TGLS
+$4.13M

Sector Composition

Rank Sector Weight
1 Miscellaneous 66.95%
2 Financials 29.9%
3 Real Estate 1.7%
4 Consumer Discretionary 1.03%
5 Energy 0.32%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ETJ
1
Eaton Vance Risk-Managed Diversified Equity Income Fund
ETJ
$551M
$48.9M 10.95%
4,338,458
-277,724
-6% -$3.1M
USA icon
2
Liberty All-Star Equity Fund
USA
$1.81B
$38.5M 8.62%
6,449,921
-643,835
-9% -$3.67M
SWZ
3
Swiss Helvetia Fund
SWZ
$76.7M
$23.4M 5.23%
1,676,153
+14,366
+0.9% +$204K
ZTR
4
Virtus Total Return Fund
ZTR
$317M
$23.3M 5.22%
1,673,385
-218,439
-12% -$2.95M
SVVC
5
DELISTED
Firsthand Technology Value Fund, Inc. Common Stock
SVVC
$23.3M 5.22%
1,005,954
+296,325
+42% +$6.9M
GAM
6
General American Investors Company
GAM
$1.55B
$20.4M 4.56%
579,112
-46,978
-8% -$1.63M
MVC
7
DELISTED
MVC Capital, Inc.
MVC
$18.3M 4.09%
1,353,534
– –
IFT
8
DELISTED
IMPERIAL HLDGS INC COM STK (FL)
IFT
$15.7M 3.52%
2,403,293
– –
IMF
9
DELISTED
WESTERN ASSET INFLATION MTGMT FUND INC. COM
IMF
$14.9M 3.34%
881,758
+726,740
+469% +$12M
CSP
10
DELISTED
AMER STRATEGIC INCM PTFL-III
CSP
$14.6M 3.27%
2,226,702
– –
ACG
11
DELISTED
AllianceBernstein Income Fund Inc
ACG
$13.5M 3.02%
1,893,574
+1,246,406
+193% +$8.79M
GLQ
12
Clough Global Equity Fund
GLQ
$145M
$12.6M 2.83%
804,631
+122,578
+18% +$1.85M
ZAIS
13
DELISTED
ZAIS Group Holdings, Inc.
ZAIS
$12.1M 2.71%
1,187,411
-108,983
-8% -$1.11M
TTF
14
DELISTED
Thai Fund
TTF
$9.67M 2.17%
532,876
-50,155
-9% -$1M
AQU
15
DELISTED
AQUASITION CORP COM STK
AQU
$9M 2.01%
884,647
-30,875
-3% -$314K
ADX icon
16
Adams Diversified Equity Fund
ADX
$3.21B
$8.7M 1.95%
665,338
-25,800
-4% -$329K
TY icon
17
TRI-Continental Corp
TY
$1.85B
$7.76M 1.74%
388,619
– –
JACQ
18
DELISTED
COLLABRIUM JAPAN ACQUISITION CORP
JACQ
$5.94M 1.33%
578,381
-21,619
-4% -$224K
STEW
19
SRH Total Return Fund
STEW
$1.74B
$5.93M 1.33%
737,947
-69,279
-9% -$544K
BSP
20
DELISTED
AMERN STRATEGIC INCM PORTF II
BSP
$5.68M 1.27%
736,620
– –
AOD
21
abrdn Total Dynamic Dividend Fund
AOD
$1.1B
$5.53M 1.24%
660,376
-382,565
-37% -$3.15M
GDEF
22
DELISTED
GLOBAL DEFENSE & NATIONAL SECURITY SYSTEMS INC COM
GDEF
$5.53M 1.24%
+549,900
New +$5.53M
RMT
23
Royce Micro-Cap Trust
RMT
$726M
$5.37M 1.2%
425,921
-36,843
-8% -$450K
HSA
24
DELISTED
HELIOS STRATEGIC INCOME FD, INC
HSA
$5.22M 1.17%
787,326
+369,315
+88% +$2.4M
JGT
25
DELISTED
NUVEEN DIVERSIFIED CURRENCY OPPORTUNIES FUND(USA)
JGT
$4.91M 1.1%
486,732
– –
1
2 3 4

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LCG
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HFA
Highland Financial Advisors Wayne, New Jersey $455M AUM 22.51% 1-Year Est. Return
MC
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CFO
Colony Family Offices Charlotte, North Carolina $455M AUM 21.83% 1-Year Est. Return
PIM
Progressive Investment Management Lake Oswego, Oregon $454M AUM 46.56% 1-Year Est. Return
GA
GSG Advisors Mount Laurel, New Jersey $454M AUM 28.38% 1-Year Est. Return
MI
Markowski Investments Tampa, Florida $454M AUM
NI
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Bulldog Investors's Q4 2013 Portfolio in Review

As of Q4 2013, Bulldog Investors held 101 positions worth $447M, up 0.55% from $444M the previous quarter. Its ten largest holdings account for 54% of the portfolio.

Bulldog Investors's Q4 2013 filing shows 12 new, 19 increased, 40 reduced and 19 closed positions. Its largest new stake was GLOBAL DEFENSE & NATIONAL SECURITY SYSTEMS INC COM: 549,900 shares worth $5.53M. The largest sale was JAVELIN MTG INVESTMENT CORP COM, an estimated $11.3M.

By sector, the portfolio is most concentrated in Miscellaneous at 67% of assets, up from 66% a quarter earlier, followed by Financials and Real Estate.

  • Bulldog Investors's largest Q4 2013 buy was GLOBAL DEFENSE & NATIONAL SECURITY SYSTEMS INC COM: 549,900 shares worth $5.53M.
  • Bulldog Investors added most to WESTERN ASSET INFLATION MTGMT FUND INC. COM in Q4 2013, an estimated $12M increase.
  • Bulldog Investors's biggest Q4 2013 reduction was Gyrodyne, cutting an estimated $9.7M.
  • Bulldog Investors fully exited JAVELIN MTG INVESTMENT CORP COM in Q4 2013, selling an estimated $11.3M.
  • Bulldog Investors's ten largest holdings make up 54% of its $447M portfolio in Q4 2013.
  • Bulldog Investors opened 12 new positions and closed 19 in Q4 2013.
  • Bulldog Investors's portfolio value rose 0.55% quarter-over-quarter to $447M.

Based on Bulldog Investors's 13F filing for Q4 2013, filed 12 Feb 2014.