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Bulldog Investors Portfolio holdings

AUM $445M
1-Year Est. Return 2.55%
This Fund
S&P 500
This Quarter Est. Return
+2.55%
1 Year Est. Return
+2.55%
3 Year Est. Return
+20.9%
5 Year Est. Return
+21%
10 Year Est. Return
+76.48%
AUM
$444M
AUM Growth
+$54.7M
Cap. Flow
+$31.2M
Cap. Flow %
7.03%
Top 10 Hldgs %
55.61%
Holding
100
New
13
Increased
19
Reduced
15
Closed
18

Top Buys

Rank Stock Value
1
NYRT
New York REIT, Inc.
NYRT
+$18.5M
2
GLQ
Clough Global Equity Fund
GLQ
+$8.44M
3
SWZ
Swiss Helvetia Fund
SWZ
+$7.2M
4
JGV
NUVEEN GLOBAL EQUITY INCOME FUND
JGV
+$7.05M
5
STLRU
Stellar Acquisition III Inc. Units
STLRU
+$6.52M

Top Sells

Rank Stock Value
1
FUR
WINTHROP REALTY TRUST SHS BENE INT (NEW)
FUR
+$22.5M
2
STC icon
Stewart Information Services
STC
+$4.97M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$4.32M
4
OEF icon
iShares S&P 100 ETF
OEF
+$3.47M
5
DHG
Deutsche High Incm Opportunities
DHG
+$3.29M

Sector Composition

Rank Sector Weight
1 Financials 18.94%
2 Real Estate 6.56%
3 Industrials 4.14%
4 Technology 0.69%
5 Consumer Staples 0.58%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
STC icon
1
Stewart Information Services
STC
$2.06B
$45.3M 10.21%
1,019,318
-110,882
-10% -$4.97M
JGV
2
DELISTED
NUVEEN GLOBAL EQUITY INCOME FUND
JGV
$32.9M 7.41%
2,753,299
+587,164
+27% +$7.05M
NRO
3
Neuberger Real Estate Securities Income Fund Inc
NRO
$191M
$32.4M 7.31%
5,971,569
– –
DCA
4
DELISTED
Virtus Total Return Fund
DCA
$23.8M 5.36%
5,016,152
+624,169
+14% +$2.87M
NYRT
5
DELISTED
New York REIT, Inc.
NYRT
$22.5M 5.08%
246,329
+193,190
+364% +$18.5M
FAV
6
DELISTED
FIRST TRUST DIVIDEND AND INCOME FD COM
FAV
$20M 4.5%
2,190,168
+498,901
+29% +$4.53M
CTF
7
DELISTED
Nuveen Long/Short Commodity Fd
CTF
$19.4M 4.38%
1,468,743
– –
SWZ
8
Swiss Helvetia Fund
SWZ
$76.5M
$18.2M 4.1%
1,700,751
+690,648
+68% +$7.2M
HIL
9
DELISTED
Hill International, Inc. Common Stock
HIL
$17.9M 4.03%
3,875,519
– –
DHG
10
DELISTED
Deutsche High Incm Opportunities
DHG
$14.3M 3.23%
1,012,392
-233,897
-19% -$3.29M
LGI
11
Lazard Global Total Return & Income Fund
LGI
$236M
$12.4M 2.8%
887,641
+394,294
+80% +$5.43M
LCM
12
DELISTED
Advent/Claymore Enhanced Gth & F
LCM
$12.2M 2.75%
1,461,794
– –
EMG
13
DELISTED
Emergent Capital, Inc.
EMG
$11.8M 2.66%
4,032,377
– –
MVC
14
DELISTED
MVC Capital, Inc.
MVC
$11.4M 2.58%
1,378,812
– –
NXG
15
NXG NextGen Infrastructure Income Fund
NXG
$327M
$10.5M 2.37%
158,931
+26,681
+20% +$1.73M
PHF
16
DELISTED
Pacholder High Yield
PHF
$9.36M 2.11%
1,312,701
-159,440
-11% -$1.14M
FAM
17
DELISTED
First Trust/abrdn Global Opportunity Income Fund
FAM
$9.05M 2.04%
768,304
+357,657
+87% +$4.17M
GLQ
18
Clough Global Equity Fund
GLQ
$152M
$8.78M 1.98%
773,418
+751,542
+3,435% +$8.44M
TY icon
19
TRI-Continental Corp
TY
$1.86B
$6.71M 1.51%
313,691
– –
WHLR
20
Wheeler Real Estate Investment Trust
WHLR
$549K
– –
0
– –
STLRU
21
DELISTED
Stellar Acquisition III Inc. Units
STLRU
$6.51M 1.47%
+653,000
New +$6.52M
GAM
22
General American Investors Company
GAM
$1.56B
$6.18M 1.39%
189,259
+2,563
+1% +$83.3K
CFD
23
DELISTED
Nuveen Diversified Commodity Fnd
CFD
$5.64M 1.27%
621,807
– –
KHI
24
DELISTED
Deutsche High Income Trust
KHI
$4.82M 1.09%
496,077
+428,422
+633% +$3.9M
JOF
25
Japan Smaller Capitalization Fund
JOF
$321M
$4.79M 1.08%
+444,626
New +$4.52M
1
2 3 4

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MLIC
Mandatum Life Insurance Company Helsinki, Finland $445M AUM 26.43% 1-Year Est. Return
RWM
Rialto Wealth Management Syracuse, New York $445M AUM 15.58% 1-Year Est. Return
WC
Weil Company San Diego, California $445M AUM 14.95% 1-Year Est. Return
AFA
Abacus FCF Advisors Orlando, Florida $444M AUM 44.44% 1-Year Est. Return
SGCM
Sand Grove Capital Management London, United Kingdom $444M AUM 131.11% 1-Year Est. Return
WCP
Welch Capital Partners Harrison, New York $444M AUM 21.45% 1-Year Est. Return
ACA
Aspire Capital Advisors Seattle, Washington $444M AUM 16.47% 1-Year Est. Return
FWSM
First Wilshire Securities Management Pasadena, California $444M AUM 42.88% 1-Year Est. Return

Bulldog Investors's Q3 2016 Portfolio in Review

As of Q3 2016, Bulldog Investors held 100 positions worth $444M, up 14% from $389M the previous quarter. Its ten largest holdings account for 56% of the portfolio.

Bulldog Investors deployed $31.2M of net new capital in Q3 2016, opening 13 new positions and adding to 19 existing holdings. Its largest new stake was Stellar Acquisition III Inc. Units: 653,000 shares worth $6.51M.

By sector, the portfolio is most concentrated in Financials at 19% of assets, down from 24% a quarter earlier, followed by Real Estate and Industrials.

On the sell side, the largest reduction was Stewart Information Services, an estimated $4.97M trimmed.

  • Bulldog Investors's largest Q3 2016 buy was Stellar Acquisition III Inc. Units: 653,000 shares worth $6.51M.
  • Bulldog Investors added most to New York REIT, Inc. in Q3 2016, an estimated $18.5M increase.
  • Bulldog Investors's biggest Q3 2016 reduction was Stewart Information Services, cutting an estimated $4.97M.
  • Bulldog Investors fully exited WINTHROP REALTY TRUST SHS BENE INT (NEW) in Q3 2016, selling an estimated $22.5M.
  • Bulldog Investors's ten largest holdings make up 56% of its $444M portfolio in Q3 2016.
  • Bulldog Investors opened 13 new positions and closed 18 in Q3 2016.
  • Bulldog Investors's portfolio value rose 14% quarter-over-quarter to $444M.

Based on Bulldog Investors's 13F filing for Q3 2016, filed 14 Nov 2016.