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Bulldog Investors Portfolio holdings

AUM $445M
1-Year Est. Return 2.14%
This Fund
S&P 500
This Quarter Est. Return
-0.8%
1 Year Est. Return
+2.14%
3 Year Est. Return
+20.34%
5 Year Est. Return
+20.45%
10 Year Est. Return
+75.67%
AUM
$353M
AUM Growth
-$22.5M
Cap. Flow
-$18.2M
Cap. Flow %
-5.17%
Top 10 Hldgs %
24.5%
Holding
305
New
59
Increased
26
Reduced
95
Closed
47

Top Buys

Rank Stock Value
1
FRW
PWP Forward Acquisition Corp. I Class A Common Stock
FRW
+$6.84M
2
HFRO
Highland Opportunities and Income Fund
HFRO
+$4.72M
3
ASZ
Austerlitz Acquisition Corporation II
ASZ
+$4.49M
4
OKLO
Oklo
OKLO
+$4.36M
5
SFR
Appreciate Holdings, Inc. Class A Common Stock
SFR
+$3.06M

Top Sells

Rank Stock Value
1
STEW
SRH Total Return Fund
STEW
+$11M
2
FRWAU
PWP Forward Acquisition Corp. I Units
FRWAU
+$6.8M
3
SRNG
Soaring Eagle Acquisition Corp. Class A Ordinary Share
SRNG
+$5.89M
4
IGAC
IG Acquisition Corp. Class A Common Stock
IGAC
+$5.12M
5
PTICU
PropTech Investment Corporation II Unit
PTICU
+$3.16M

Sector Composition

Rank Sector Weight
1 Financials 39.25%
2 Healthcare 6.02%
3 Real Estate 3.53%
4 Technology 1.99%
5 Utilities 1.23%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CET
1
Central Securities Corp
CET
$1.64B
$17.6M 5%
417,101
+31,056
+8% +$1.31M
GAM
2
General American Investors Company
GAM
$1.6B
$12.4M 3.51%
287,739
– –
NSLR
3
Neostellar Capital Corp
NSLR
$255M
$9.9M 2.81%
767,045
+37,638
+5% +$494K
TWN
4
Taiwan Fund
TWN
$518M
$7.14M 2.02%
202,837
– –
HERA
5
DELISTED
FTAC Hera Acquisition Corp. Class A Ordinary Shares
HERA
$6.82M 1.93%
700,088
-2,836
-0.4% -$27.6K
FRW
6
DELISTED
PWP Forward Acquisition Corp. I Class A Common Stock
FRW
$6.74M 1.91%
+700,970
New +$6.84M
CCIF
7
Carlyle Credit Income Fund
CCIF
$59.4M
$6.62M 1.88%
630,820
+9,450
+2% +$101K
BTMD icon
8
Biote Corp
BTMD
$49.4M
$6.58M 1.87%
676,303
-5,171
-0.8% -$50.1K
FVIV
9
DELISTED
Fortress Value Acquisition Corp. IV
FVIV
$6.55M 1.86%
672,100
-2,924
-0.4% -$28.5K
GGPI
10
DELISTED
Gores Guggenheim, Inc. Class A Common Stock
GGPI
$6.08M 1.72%
595,123
+37,028
+7% +$368K
KAHC
11
DELISTED
KKR Acquisition Holdings I Corp.
KAHC
$5.45M 1.55%
559,240
-2,416
-0.4% -$23.5K
TMTS
12
DELISTED
Spartacus Acquisition Corporation Class A Common Stock
TMTS
$5.36M 1.52%
529,292
-1,844
-0.3% -$18.5K
GXII
13
DELISTED
GX Acquisition Corp. II Class A Common Stock
GXII
$5.26M 1.49%
544,590
-5,331
-1% -$51.6K
LCA
14
DELISTED
Landcadia Holdings IV, Inc. Class A Common Stock
LCA
$5M 1.42%
513,265
+151,687
+42% +$1.47M
FZT
15
DELISTED
FAST Acquisition Corp. II
FZT
$4.81M 1.36%
495,579
-5,415
-1% -$52.6K
BBDC icon
16
Barings BDC
BBDC
$963M
$4.77M 1.35%
432,580
– –
HFRO
17
Highland Opportunities and Income Fund
HFRO
$406M
$4.75M 1.35%
+440,679
New +$4.72M
ASZ
18
DELISTED
Austerlitz Acquisition Corporation II
ASZ
$4.5M 1.27%
+461,119
New +$4.49M
YAC
19
DELISTED
Yucaipa Acquisition Corporation Class A Ordinary Shares
YAC
$4.39M 1.24%
444,399
-6,384
-1% -$63K
CVII
20
DELISTED
Churchill Capital Corp VII Class A Common Stock
CVII
$4.36M 1.24%
448,485
+7,290
+2% +$70.9K
OKLO
21
Oklo
OKLO
$7.34B
$4.34M 1.23%
+442,130
New +$4.36M
ADX icon
22
Adams Diversified Equity Fund
ADX
$3.17B
$4.15M 1.18%
209,433
– –
NDP
23
DELISTED
TORTOISE ENERGY INDEPENDENCE FUND, INC.
NDP
$4.06M 1.15%
187,889
+28,998
+18% +$573K
MSD
24
Morgan Stanley Emerging Markets Debt Fund
MSD
$148M
$4.01M 1.14%
440,159
-114,103
-21% -$1.08M
INDT
25
DELISTED
INDUS Realty Trust, Inc. (MD) Common Stock
INDT
$3.92M 1.11%
55,975
– –
1
2 3 4 5

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RWM
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AFA
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SGCM
Sand Grove Capital Management London, United Kingdom $444M AUM 131.11% 1-Year Est. Return
WCP
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FWSM
First Wilshire Securities Management Pasadena, California $444M AUM 42.88% 1-Year Est. Return
TC
TownSquare Capital Provo, Utah $444M AUM 24.03% 1-Year Est. Return
CMP
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Bulldog Investors's Q3 2021 Portfolio in Review

As of Q3 2021, Bulldog Investors held 305 positions worth $353M, down 6% from $375M the previous quarter. Its ten largest holdings account for 25% of the portfolio.

Bulldog Investors withdrew a net $18.2M in Q3 2021, closing 47 positions and reducing 95 holdings. Its most notable exit was PWP Forward Acquisition Corp. I Units, an estimated $6.8M position sold in full.

By sector, the portfolio is most concentrated in Financials at 39% of assets, up from 35% a quarter earlier, followed by Healthcare and Real Estate.

Against the trend, Bulldog Investors opened a new position in PWP Forward Acquisition Corp. I Class A Common Stock worth $6.74M.

  • Bulldog Investors's largest Q3 2021 buy was PWP Forward Acquisition Corp. I Class A Common Stock: 700,970 shares worth $6.74M.
  • Bulldog Investors added most to FinTech Acquisition Corp. VI Units in Q3 2021, an estimated $1.54M increase.
  • Bulldog Investors's biggest Q3 2021 reduction was SRH Total Return Fund, cutting an estimated $11M.
  • Bulldog Investors fully exited PWP Forward Acquisition Corp. I Units in Q3 2021, selling an estimated $6.8M.
  • Bulldog Investors's ten largest holdings make up 25% of its $353M portfolio in Q3 2021.
  • Bulldog Investors opened 59 new positions and closed 47 in Q3 2021.
  • Bulldog Investors's portfolio value fell 6% quarter-over-quarter to $353M.

Based on Bulldog Investors's 13F filing for Q3 2021, filed 12 Nov 2021.