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Bulldog Investors Portfolio holdings

AUM $445M
1-Year Est. Return 2.55%
This Fund
S&P 500
This Quarter Est. Return
+2.03%
1 Year Est. Return
+2.55%
3 Year Est. Return
+20.9%
5 Year Est. Return
+21%
10 Year Est. Return
+76.48%
AUM
$198M
AUM Growth
-$57.7M
Cap. Flow
-$63.1M
Cap. Flow %
-31.82%
Top 10 Hldgs %
62.51%
Holding
92
New
34
Increased
2
Reduced
28
Closed
21

Top Buys

Rank Stock Value
1
JGT
NUVEEN DIVERSIFIED CURRENCY OPPORTUNIES FUND(USA)
JGT
+$5.27M
2
LIND icon
Lindblad Expeditions
LIND
+$4.88M
3
ACG
AllianceBernstein Income Fund Inc
ACG
+$4.58M
4
GLQ
Clough Global Equity Fund
GLQ
+$3.09M
5
FF
FIRST OPPORTUNITY FUND INC COM STK (US)
FF
+$2.71M

Top Sells

Rank Stock Value
1
SWZ
Swiss Helvetia Fund
SWZ
+$13.7M
2
MVC
MVC Capital, Inc.
MVC
+$13.7M
3
USA icon
Liberty All-Star Equity Fund
USA
+$10.4M
4
JMI
JAVELIN MTG INVESTMENT CORP COM
JMI
+$8.4M
5
LEN.B icon
Lennar Class B
LEN.B
+$7.37M

Sector Composition

Rank Sector Weight
1 Financials 7.74%
2 Consumer Discretionary 2.59%
3 Real Estate 1.61%
4 Energy 1.02%
5 Industrials 0.12%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
USA icon
1
Liberty All-Star Equity Fund
USA
$1.79B
$38.4M 19.35%
7,093,756
-1,884,237
-21% -$10.4M
GAM
2
General American Investors Company
GAM
$1.56B
$21.4M 10.78%
626,090
-8,823
-1% -$295K
TTF
3
DELISTED
Thai Fund
TTF
$11.6M 5.84%
583,031
-94,335
-14% -$1.96M
GLQ
4
Clough Global Equity Fund
GLQ
$152M
$10.2M 5.17%
682,053
+206,689
+43% +$3.09M
ADX icon
5
Adams Diversified Equity Fund
ADX
$3.13B
$8.56M 4.32%
691,138
– –
AOD
6
abrdn Total Dynamic Dividend Fund
AOD
$1.11B
$8.38M 4.23%
1,042,941
-44,708
-4% -$358K
TY icon
7
TRI-Continental Corp
TY
$1.86B
$7.12M 3.59%
388,619
-3,000
-0.8% -$55.4K
GAIN icon
8
Gladstone Investment Corp
GAIN
$643M
$6.72M 3.39%
953,917
-10,800
-1% -$77.9K
STEW
9
SRH Total Return Fund
STEW
$1.79B
$6.16M 3.11%
807,226
-13,100
-2% -$100K
RMT
10
Royce Micro-Cap Trust
RMT
$728M
$5.42M 2.73%
462,764
-13,338
-3% -$152K
JGT
11
DELISTED
NUVEEN DIVERSIFIED CURRENCY OPPORTUNIES FUND(USA)
JGT
$5.1M 2.57%
+486,732
New +$5.27M
LIND icon
12
Lindblad Expeditions
LIND
$1.94B
$4.83M 2.44%
+499,998
New +$4.88M
ACG
13
DELISTED
AllianceBernstein Income Fund Inc
ACG
$4.56M 2.3%
+647,168
New +$4.58M
IFN
14
Aberdeen India Fund
IFN
$499M
$4.46M 2.25%
232,747
-43,422
-16% -$837K
BTF
15
DELISTED
BOULDER TOTAL RETURN FD INC
BTF
$4.31M 2.17%
197,646
-5,100
-3% -$113K
RVT icon
16
Royce Value Trust
RVT
$2.21B
$4.21M 2.13%
283,528
-38,936
-12% -$567K
CET
17
Central Securities Corp
CET
$1.58B
$3.69M 1.86%
157,577
-5,941
-4% -$135K
FF
18
DELISTED
FIRST OPPORTUNITY FUND INC COM STK (US)
FF
$2.71M 1.37%
+327,071
New +$2.71M
IMF
19
DELISTED
WESTERN ASSET INFLATION MTGMT FUND INC. COM
IMF
$2.55M 1.28%
+155,018
New +$2.52M
ISL
20
DELISTED
Aberdeen Israel Fund
ISL
$2.54M 1.28%
165,400
– –
BCV
21
Bancroft Fund
BCV
$133M
$2.36M 1.19%
131,555
-8,464
-6% -$150K
SLA
22
DELISTED
AMERICAN SELECT PTFL INC
SLA
$2.34M 1.18%
+243,441
New +$2.35M
IRT icon
23
Independence Realty Trust
IRT
$3.92B
$2.27M 1.14%
+275,000
New +$2.29M
GLO
24
Clough Global Opportunities Fund
GLO
$250M
$2.25M 1.13%
+174,787
New +$2.24M
PRGN
25
DELISTED
PARAGON SHIPPING INC CL A NEW (MHL)
PRGN
$1.94M 0.98%
+8,816
New +$1.82M
1
2 3 4

Similar funds

MLIC
Mandatum Life Insurance Company Helsinki, Finland $445M AUM 26.43% 1-Year Est. Return
RWM
Rialto Wealth Management Syracuse, New York $445M AUM 15.58% 1-Year Est. Return
WC
Weil Company San Diego, California $445M AUM 14.95% 1-Year Est. Return
AFA
Abacus FCF Advisors Orlando, Florida $444M AUM 44.44% 1-Year Est. Return
SGCM
Sand Grove Capital Management London, United Kingdom $444M AUM 131.11% 1-Year Est. Return
WCP
Welch Capital Partners Harrison, New York $444M AUM 21.45% 1-Year Est. Return
ACA
Aspire Capital Advisors Seattle, Washington $444M AUM 16.47% 1-Year Est. Return
FWSM
First Wilshire Securities Management Pasadena, California $444M AUM 42.88% 1-Year Est. Return

Bulldog Investors's Q3 2013 Portfolio in Review

As of Q3 2013, Bulldog Investors held 92 positions worth $198M, down 23% from $256M the previous quarter. Its ten largest holdings account for 63% of the portfolio.

Bulldog Investors withdrew a net $63.1M in Q3 2013, closing 21 positions and reducing 28 holdings. Its most notable exit was Swiss Helvetia Fund, an estimated $13.7M position sold in full.

By sector, the portfolio is most concentrated in Financials at 7.7% of assets, up from 5.5% a quarter earlier, followed by Consumer Discretionary and Real Estate.

Against the trend, Bulldog Investors opened a new position in NUVEEN DIVERSIFIED CURRENCY OPPORTUNIES FUND(USA) worth $5.1M.

  • Bulldog Investors's largest Q3 2013 buy was NUVEEN DIVERSIFIED CURRENCY OPPORTUNIES FUND(USA): 486,732 shares worth $5.1M.
  • Bulldog Investors added most to Clough Global Equity Fund in Q3 2013, an estimated $3.09M increase.
  • Bulldog Investors's biggest Q3 2013 reduction was Liberty All-Star Equity Fund, cutting an estimated $10.4M.
  • Bulldog Investors fully exited Swiss Helvetia Fund in Q3 2013, selling an estimated $13.7M.
  • Bulldog Investors's ten largest holdings make up 63% of its $198M portfolio in Q3 2013.
  • Bulldog Investors opened 34 new positions and closed 21 in Q3 2013.
  • Bulldog Investors's portfolio value fell 23% quarter-over-quarter to $198M.

Based on Bulldog Investors's 13F filing for Q3 2013, filed 12 Nov 2013.