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Bulldog Investors Portfolio holdings

AUM $445M
1-Year Est. Return 2.55%
This Fund
S&P 500
This Quarter Est. Return
-0.82%
1 Year Est. Return
+2.55%
3 Year Est. Return
+20.9%
5 Year Est. Return
+21%
10 Year Est. Return
+76.48%
AUM
$356M
AUM Growth
-$24.4M
Cap. Flow
-$21.8M
Cap. Flow %
-6.12%
Top 10 Hldgs %
37.55%
Holding
142
New
20
Increased
46
Reduced
33
Closed
19

Top Buys

Rank Stock Value
1
EEM icon
iShares MSCI Emerging Markets ETF
EEM
+$11.9M
2
BPYU
Brookfield Property REIT Inc. Class A Common Stock
BPYU
+$8.19M
3
FAM
First Trust/abrdn Global Opportunity Income Fund
FAM
+$7.06M
4
GAM
General American Investors Company
GAM
+$6.5M
5
CET
Central Securities Corp
CET
+$6.41M

Top Sells

Rank Stock Value
1
HIL
Hill International, Inc. Common Stock
HIL
+$21.3M
2
AEF
abrdn Emerging Markets Equity Income Fund
AEF
+$15.1M
3
STC icon
Stewart Information Services
STC
+$13.6M
4
NYRT
New York REIT, Inc.
NYRT
+$12.4M
5
PHUN icon
Phunware
PHUN
+$6.18M

Sector Composition

Rank Sector Weight
1 Financials 5.04%
2 Technology 4.86%
3 Real Estate 3.82%
4 Energy 3.71%
5 Consumer Discretionary 3.17%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PCF
1
High Income Securities Fund
PCF
$98.8M
$17.8M 5.02%
1,882,423
-90,421
-5% -$852K
SWZ
2
Swiss Helvetia Fund
SWZ
$76.5M
$17.5M 4.92%
2,057,237
-54,548
-3% -$665K
CET
3
Central Securities Corp
CET
$1.58B
$17.3M 4.87%
586,621
+222,165
+61% +$6.41M
CHN
4
DELISTED
China Fund
CHN
$15.7M 4.41%
799,670
-158,207
-17% -$3.16M
AKP
5
DELISTED
Alliance Californa Muni Fd
AKP
$13.7M 3.85%
1,007,805
+246,141
+32% +$3.32M
HPK icon
6
HighPeak Energy
HPK
$903M
$12.7M 3.58%
1,312,178
-2,500
-0.2% -$24.2K
EEM icon
7
iShares MSCI Emerging Markets ETF
EEM
$28.8B
$11.9M 3.34%
+276,424
New +$11.9M
SOR
8
Source Capital
SOR
$383M
$9.27M 2.61%
230,615
+48,206
+26% +$1.94M
TWN
9
Taiwan Fund
TWN
$471M
$9.12M 2.56%
475,588
+60,260
+15% +$1.19M
BPYU
10
DELISTED
Brookfield Property REIT Inc. Class A Common Stock
BPYU
$8.51M 2.39%
+406,410
New +$8.19M
GAM
11
General American Investors Company
GAM
$1.56B
$8.38M 2.36%
226,554
+180,309
+390% +$6.5M
BBDC icon
12
Barings BDC
BBDC
$864M
$7.93M 2.23%
792,037
-13,244
-2% -$145K
KMM
13
DELISTED
Deutsche Multi-Market Incm Trust
KMM
$7.61M 2.14%
847,857
+4,328
+0.5% +$38.6K
MVC
14
DELISTED
MVC Capital, Inc.
MVC
$7.59M 2.13%
786,604
-15,502
-2% -$147K
JOF
15
Japan Smaller Capitalization Fund
JOF
$321M
$7.27M 2.04%
656,455
-28,714
-4% -$318K
FAM
16
DELISTED
First Trust/abrdn Global Opportunity Income Fund
FAM
$6.92M 1.95%
+719,727
New +$7.06M
BSE
17
DELISTED
BLACKROCK NEW YORK MUNICIPAL INCOME QUALITY TRUST
BSE
$6.74M 1.9%
541,626
+163,745
+43% +$2.05M
DEX
18
DELISTED
DELAWARE ENHANCED GLOBAL DIVIDEND & INCOME FUND
DEX
$6.5M 1.83%
580,180
-106,741
-16% -$1.2M
BBCP icon
19
Concrete Pumping Holdings
BBCP
$490M
$6.48M 1.82%
635,468
+40,501
+7% +$407K
LOR
20
DELISTED
Lazard World Dividend & Income Fund, Inc.
LOR
$6.34M 1.78%
608,027
+376,795
+163% +$3.9M
CHR icon
21
Cheer Holding
CHR
$3.47M
$6.12M 1.72%
+429
New +$6.12M
APF
22
DELISTED
Morgan Stanley Asia Pacific Fund
APF
$6.05M 1.7%
366,173
-647
-0.2% -$10.9K
BWG
23
BrandywineGLOBAL Global Income Opportunities Fund
BWG
$130M
$5.79M 1.63%
202,684
+187,661
+1,249% +$2.12M
JEQ
24
DELISTED
abrdn Japan Equity Fund
JEQ
$5.72M 1.61%
681,885
-313,222
-31% -$2.62M
KXIN icon
25
Kaixin Holdings
KXIN
$8.76M
$5.6M 1.57%
1
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1
2 3 4 5

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Mandatum Life Insurance Company Helsinki, Finland $445M AUM 26.43% 1-Year Est. Return
RWM
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WC
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AFA
Abacus FCF Advisors Orlando, Florida $444M AUM 44.44% 1-Year Est. Return
SGCM
Sand Grove Capital Management London, United Kingdom $444M AUM 131.11% 1-Year Est. Return
WCP
Welch Capital Partners Harrison, New York $444M AUM 21.45% 1-Year Est. Return
ACA
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FWSM
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Bulldog Investors's Q3 2018 Portfolio in Review

As of Q3 2018, Bulldog Investors held 142 positions worth $356M, down 6.4% from $380M the previous quarter. Its ten largest holdings account for 38% of the portfolio.

Bulldog Investors withdrew a net $21.8M in Q3 2018, closing 19 positions and reducing 33 holdings. Its most notable exit was Hill International, Inc. Common Stock, an estimated $21.3M position sold in full.

By sector, the portfolio is most concentrated in Financials at 5% of assets, down from 9.4% a quarter earlier, followed by Technology and Real Estate.

Against the trend, Bulldog Investors opened a new position in iShares MSCI Emerging Markets ETF worth $11.9M.

  • Bulldog Investors's largest Q3 2018 buy was iShares MSCI Emerging Markets ETF: 276,424 shares worth $11.9M.
  • Bulldog Investors added most to General American Investors Company in Q3 2018, an estimated $6.5M increase.
  • Bulldog Investors's biggest Q3 2018 reduction was abrdn Emerging Markets Equity Income Fund, cutting an estimated $15.1M.
  • Bulldog Investors fully exited Hill International, Inc. Common Stock in Q3 2018, selling an estimated $21.3M.
  • Bulldog Investors's ten largest holdings make up 38% of its $356M portfolio in Q3 2018.
  • Bulldog Investors opened 20 new positions and closed 19 in Q3 2018.
  • Bulldog Investors's portfolio value fell 6.4% quarter-over-quarter to $356M.

Based on Bulldog Investors's 13F filing for Q3 2018, filed 14 Nov 2018.