Bulldog Investors’s Japan Smaller Capitalization Fund JOF Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q1	$1.14M	Sell	104,181 -113,260	-52%	-$1.29M	0.26%	88
2025 Q4	$2.41M	Sell	217,441 -507	-0.2%	-$5.33K	0.54%	53
2025 Q3	$2.3M	Buy	217,948 +141,310	+184%	+$1.45M	0.53%	56
2025 Q2	$739K	Buy	+76,638	New	+$689K	0.19%	91
2022 Q3	–	Sell	-143,972	Closed	-$910K	–	333
2022 Q2	$910K	Hold	143,972	–	–	0.25%	122
2022 Q1	$1.03M	Hold	143,972	–	–	0.26%	114
2021 Q4	$1.13M	Buy	143,972 +4,819	+3%	+$40.9K	0.3%	104
2021 Q3	$1.26M	Buy	139,153 +10,000	+8%	+$91K	0.36%	85
2021 Q2	$1.17M	Sell	129,153 -900	-0.7%	-$8.28K	0.31%	92
2021 Q1	$1.21M	Hold	130,053	–	–	0.36%	85
2020 Q4	$1.18M	Sell	130,053 -234,370	-64%	-$2.09M	0.43%	67
2020 Q3	$3.16M	Hold	364,423	–	–	1.02%	24
2020 Q2	$2.85M	Hold	364,423	–	–	1.27%	24
2020 Q1	$2.57M	Buy	364,423 +10,500	+3%	+$83.8K	1.35%	23
2019 Q4	$3.1M	Hold	353,923	–	–	1.33%	22
2019 Q3	$3.1M	Hold	353,923	–	–	1.39%	20
2019 Q2	$3.01K	Hold	353,923	–	–	0.94%	20
2019 Q1	$3.1M	Sell	353,923 -43,412	-11%	-$379K	1.38%	24
2018 Q4	$3.31M	Sell	397,335 -259,120	-39%	-$2.61M	1.24%	27
2018 Q3	$7.27M	Sell	656,455 -28,714	-4%	-$318K	2.04%	15
2018 Q2	$7.99M	Hold	685,169	–	–	2.1%	14
2018 Q1	$8.42M	Sell	685,169 -38,895	-5%	-$478K	2.3%	11
2017 Q4	$8.55M	Sell	724,064 -211,699	-23%	-$2.71M	2.32%	11
2017 Q3	$11.7M	Sell	935,763 -30,738	-3%	-$371K	3.41%	7
2017 Q2	$11.1M	Sell	966,501 -167,537	-15%	-$1.88M	2.82%	13
2017 Q1	$12.3M	Sell	1,134,038 -30,938	-3%	-$322K	3.16%	13
2016 Q4	$11.3M	Buy	1,164,976 +720,350	+162%	+$7.48M	2.9%	11
2016 Q3	$4.79M	Buy	+444,626	New	+$4.52M	1.08%	26