JOF

Japan Smaller Capitalization Fund
JOF

Overview Fund Activity

44 hedge funds and large institutions have $195M invested in Japan Smaller Capitalization Fund in 2020 Q3 according to their latest regulatory filings, with 4 funds opening new positions, 12 increasing their positions, 13 reducing their positions, and 4 closing their positions.

Holders
44
Holders Change
–
Holders Change %
0%
% of All Funds
0.89%
Holding in Top 10
2
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.04%
New
4
Increased
12
Reduced
13
Closed
4
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
COLIM
1
City of London Investment Management
United Kingdom
$27.8M
2
PHS
2
Pekin Hardy Strauss
Illinois
$639K
3
KIM
3
Karpus Investment Management
New York
$10M
4
Osaic Holdings
4
Osaic Holdings
Arizona
$130K
5
Wells Fargo
5
Wells Fargo
California
$49.1M

Top Sellers

1
CRC
1
Curi RMB Capital
Illinois
$0
2
Lazard Asset Management
2
Lazard Asset Management
New York
$31.5M
3
BIA
3
Barry Investment Advisors
Massachusetts
$8.91M
4
CA
4
Cornerstone Advisors
North Carolina
$752K
5
WAM
5
Wolverine Asset Management
Illinois
$0
Name Market Value Shares Shares
Change 		Shares
Change %
1CP
1
1607 Capital Partners
Virginia
$49.6M 5,720,182 -10,430 -0.2%
Wells Fargo
2
Wells Fargo
California
$49.1M 5,662,792 +13,470 +0.2%
Lazard Asset Management
3
Lazard Asset Management
New York
$31.5M 3,636,765 -65,167 -2%
COLIM
4
City of London Investment Management
United Kingdom
$27.8M 3,201,526 +289,215 +10%
KIM
5
Karpus Investment Management
New York
$10M 1,157,793 +17,632 +2%
BIA
6
Barry Investment Advisors
Massachusetts
$8.91M 1,027,883 -50,430 -5%
MC
7
Matisse Capital
Oregon
$3.45M 397,899 -12,592 -3%
BI
8
Bulldog Investors
New Jersey
$3.16M 364,423 – –
SCM
9
Salem Capital Management
Massachusetts
$1.29M 149,230 -27,062 -15%
Bank of America
10
Bank of America
North Carolina
$971K 111,944 -5,341 -5%
OMC
11
Oasis Management Company
Cayman Islands
$932K 107,552 – –
Envestnet Asset Management
12
Envestnet Asset Management
Illinois
$791K 91,209 +8,285 +10%
PAS
13
Park Avenue Securities
New York
$786K 90,645 +8,273 +10%
CA
14
Cornerstone Advisors
North Carolina
$752K 86,716 -29,108 -25%
PHS
15
Pekin Hardy Strauss
Illinois
$639K 73,670 +73,670 New
RJA
16
Raymond James & Associates
Florida
$638K 73,591 +2,668 +4%
Baird Financial Group
17
Baird Financial Group
Wisconsin
$520K 59,978 +562 +0.9%
Nomura Asset Management
18
Nomura Asset Management
Japan
$417K 48,148 – –
CL
19
CSS LLC
Illinois
$378K 43,631 – –
Morgan Stanley
20
Morgan Stanley
New York
$318K 36,670 +2,404 +7%
DWM
21
Dakota Wealth Management
Florida
$251K 28,847 +350 +1%
PNC Financial Services Group
22
PNC Financial Services Group
Pennsylvania
$241K 27,820 – –
SKK
23
Shepherd Kaplan Krochuk
Massachusetts
$238K 27,490 – –
BA
24
Bard Associates
Illinois
$232K 26,702 -267 -1%
CCP
25
Cardan Capital Partners
Colorado
$219K 25,246 -13,722 -35%
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