JOF

Japan Smaller Capitalization Fund
JOF

Overview Fund Activity

46 hedge funds and large institutions have $148M invested in Japan Smaller Capitalization Fund in 2014 Q4 according to their latest regulatory filings, with 8 funds opening new positions, 10 increasing their positions, 13 reducing their positions, and 2 closing their positions.

Holders
46
Holders Change
+5
Holders Change %
+12.2%
% of All Funds
1.23%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.03%
New
8
Increased
10
Reduced
13
Closed
2
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
BIA
1
Barry Investment Advisors
Massachusetts
$20M
2
Wells Fargo
2
Wells Fargo
California
$26.7M
3
1CP
3
1607 Capital Partners
Virginia
$29.8M
4
KIM
4
Karpus Investment Management
New York
$10.1M
5
CRC
5
Curi RMB Capital
Illinois
$23M

Top Sellers

1
Lazard Asset Management
1
Lazard Asset Management
New York
$20.5M
2
STI
2
Susquehanna Trust & Investment
Pennsylvania
$0
3
WAM
3
Wolverine Asset Management
Illinois
$765K
4
Royal Bank of Canada
4
Royal Bank of Canada
Ontario, Canada
$872K
5
SFS
5
Shaker Financial Services
Virginia
$275K
Name Market Value Shares Shares
Change 		Shares
Change %
1CP
1
1607 Capital Partners
Virginia
$29.8M 3,320,413 +371,719 +13%
Wells Fargo
2
Wells Fargo
California
$26.7M 2,975,871 +528,194 +22%
CRC
3
Curi RMB Capital
Illinois
$23M 2,566,511 +78,252 +3%
Lazard Asset Management
4
Lazard Asset Management
New York
$20.5M 2,284,416 -431,998 -16%
BIA
5
Barry Investment Advisors
Massachusetts
$20M 2,225,084 +2,225,084 New
KIM
6
Karpus Investment Management
New York
$10.1M 1,127,079 +137,279 +14%
FWSM
7
First Wilshire Securities Management
California
$3.39M 377,859 -17,250 -4%
GFM
8
Gramercy Funds Management
Connecticut
$2.9M 323,189 – –
Morgan Stanley
9
Morgan Stanley
New York
$2.4M 267,727 -2,099 -0.8%
TJHA
10
Thomas J. Herzfeld Advisors
Florida
$1.32M 147,228 +38,042 +35%
Royal Bank of Canada
11
Royal Bank of Canada
Ontario, Canada
$872K 97,165 -91,165 -48%
WAM
12
Wolverine Asset Management
Illinois
$765K 85,337 -98,045 -53%
SG Americas Securities
13
SG Americas Securities
New York
$708K 78,926 +10,587 +15%
RJA
14
Raymond James & Associates
Florida
$534K 59,530 -4,185 -7%
PRC
15
Platte River Capital
Colorado
$475K 53,000 – –
PNC Financial Services Group
16
PNC Financial Services Group
Pennsylvania
$427K 47,650 +23,100 +94%
Bank of America
17
Bank of America
North Carolina
$390K 43,531 -5,609 -11%
PVWM
18
Point View Wealth Management
New Jersey
$381K 42,490 -4,644 -10%
BA
19
Bard Associates
Illinois
$355K 39,557 – –
DA
20
Doliver Advisors
Texas
$277K 30,902 +30,902 New
SFS
21
Shaker Financial Services
Virginia
$275K 30,612 -40,196 -57%
VFAM
22
Valley Forge Asset Management
Pennsylvania
$271K 30,250 -31,375 -51%
SAS
23
Spectrum Advisory Services
Georgia
$232K 25,812 – –
CL
24
CSS LLC
Illinois
$228K 25,402 – –
VKH
25
Virtu KCG Holdings
New York
$222K 24,709 +24,709 New
1
2