JOF

Japan Smaller Capitalization Fund
JOF

Overview Fund Activity

40 hedge funds and large institutions have $89.7M invested in Japan Smaller Capitalization Fund in 2014 Q1 according to their latest regulatory filings, with 11 funds opening new positions, 7 increasing their positions, 14 reducing their positions, and 8 closing their positions.

Holders
40
Holders Change
+2
Holders Change %
+5.26%
% of All Funds
1.16%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
11
Increased
7
Reduced
14
Closed
8
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Wells Fargo
1
Wells Fargo
California
$18.6M
2
KIM
2
Karpus Investment Management
New York
$2.04M
3
WAM
3
Wolverine Asset Management
Illinois
$1.89M
4
TC
4
TFS Capital
Pennsylvania
$604K
5
RJA
5
Raymond James & Associates
Florida
$327K

Top Sellers

1
Morgan Stanley
1
Morgan Stanley
New York
$2.24M
2
Lazard Asset Management
2
Lazard Asset Management
New York
$26.8M
3
GPC
3
Glacier Peak Capital
Washington
$0
4
VFS
4
VSR Financial Services
Kansas
$0
5
VKH
5
Virtu KCG Holdings
New York
$0
Name Market Value Shares Shares
Change 		Shares
Change %
Lazard Asset Management
1
Lazard Asset Management
New York
$26.8M 3,058,000 -121,854 -4%
1CP
2
1607 Capital Partners
Virginia
$21.3M 2,435,933 +35,498 +1%
Wells Fargo
3
Wells Fargo
California
$18.6M 2,127,332 +497,409 +31%
FWSM
4
First Wilshire Securities Management
California
$4.02M 458,309 -2,350 -0.5%
Morgan Stanley
5
Morgan Stanley
New York
$2.24M 255,109 -269,699 -51%
KIM
6
Karpus Investment Management
New York
$2.04M 232,665 +232,665 New
WAM
7
Wolverine Asset Management
Illinois
$1.89M 216,053 +216,053 New
Royal Bank of Canada
8
Royal Bank of Canada
Ontario, Canada
$1.7M 193,979 -2,900 -1%
STI
9
Susquehanna Trust & Investment
Pennsylvania
$1.45M 165,940 -2,010 -1%
GFM
10
Gramercy Funds Management
Connecticut
$1.01M 114,754 +17,954 +19%
TJHA
11
Thomas J. Herzfeld Advisors
Florida
$938K 107,086 -4,089 -4%
VFAM
12
Valley Forge Asset Management
Pennsylvania
$643K 73,450 -3,525 -5%
U
13
UBS
Switzerland
$608K 69,481 +4,665 +7%
TC
14
TFS Capital
Pennsylvania
$604K 68,934 +68,934 New
SFS
15
Shaker Financial Services
Virginia
$602K 68,743 +35,112 +104%
SG Americas Securities
16
SG Americas Securities
New York
$601K 68,634 -23,017 -25%
Bank of America
17
Bank of America
North Carolina
$587K 67,030 -123 -0.2%
PRC
18
Platte River Capital
Colorado
$587K 67,000 – –
HNB
19
Huntington National Bank
Ohio
– – – –
PVWM
20
Point View Wealth Management
New Jersey
$393K 44,806 -825 -2%
BA
21
Bard Associates
Illinois
$350K 39,957 – –
SAS
22
Spectrum Advisory Services
Georgia
$335K 38,237 -1,828 -5%
RJA
23
Raymond James & Associates
Florida
$327K 37,375 +37,375 New
WA
24
WFG Advisors
Texas
$291K 33,165 -1,428 -4%
CL
25
CSS LLC
Illinois
$223K 25,402 – –
1
2