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JOF

Japan Smaller Capitalization Fund

41 hedge funds and large institutions have $135M invested in Japan Smaller Capitalization Fund in 2014 Q3 according to their latest regulatory filings, with 3 funds opening new positions, 12 increasing their positions, 13 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

32% more capital invested

Capital invested by funds: $102M → $135M (+$32.4M)

10.84% more ownership

Funds ownership: 38.2%49.04% (+11%)

8% less repeat investments, than reductions

Existing positions increased: 12 | Existing positions reduced: 13

2% less funds holding

Funds holding: 4241 (-1)

25% less first-time investments, than exits

New positions opened: 3 | Existing positions closed: 4

Holders
41
Holders Change
-1
Holders Change %
-2.38%
% of All Funds
1.19%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
% of All Funds
0.03%
New
3
Increased
12
Reduced
13
Closed
4
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
1CP
1
1607 Capital Partners
Virginia
$28.6M +$2.14M +222,290 +8%
Lazard Asset Management
2
Lazard Asset Management
New York
$26.3M -$789K -81,825 -3%
CRC
3
Curi RMB Capital
Illinois
$24.1M +$24M +2,488,259 New
Wells Fargo
4
Wells Fargo
California
$23.7M +$2.98M +309,056 +14%
KIM
5
Karpus Investment Management
New York
$9.59M +$1.48M +152,915 +18%
FWSM
6
First Wilshire Securities Management
California
$3.83M -$191K -19,750 -5%
GFM
7
Gramercy Funds Management
Connecticut
$3.13M +$1.72M +178,493 +123%
Morgan Stanley
8
Morgan Stanley
New York
$2.61M +$376K +38,937 +17%
Royal Bank of Canada
9
Royal Bank of Canada
Ontario, Canada
$1.82M -$2.08K -216 -0.1%
WAM
10
Wolverine Asset Management
Illinois
$1.78M -$1.24M -128,947 -41%
STI
11
Susquehanna Trust & Investment
Pennsylvania
$1.27M -$167K -17,325 -12%
TJHA
12
Thomas J. Herzfeld Advisors
Florida
$1.06M +$20.3K +2,100 +2%
SFS
13
Shaker Financial Services
Virginia
$686K -$39.5K -4,093 -5%
SG Americas Securities
14
SG Americas Securities
New York
$662K -$2.85K -295 -0.4%
RJA
15
Raymond James & Associates
Florida
$617K +$155K +16,020 +34%
VFAM
16
Valley Forge Asset Management
Pennsylvania
$597K -$48K -4,975 -7%
PRC
17
Platte River Capital
Colorado
$514K
Bank of America
18
Bank of America
North Carolina
$477K -$17.1K -1,773 -3%
PVWM
19
Point View Wealth Management
New Jersey
$457K +$18.3K +1,899 +4%
BA
20
Bard Associates
Illinois
$383K
SAS
21
Spectrum Advisory Services
Georgia
$250K -$45.1K -4,673 -15%
CL
22
CSS LLC
Illinois
$246K
PNC Financial Services Group
23
PNC Financial Services Group
Pennsylvania
$239K
WA
24
WFG Advisors
Texas
$234K -$120K -12,462 -34%
U
25
UBS
Switzerland
$232K +$39.5K +4,089 +21%