JOF

Japan Smaller Capitalization Fund
JOF

Overview Fund Activity

41 hedge funds and large institutions have $135M invested in Japan Smaller Capitalization Fund in 2014 Q3 according to their latest regulatory filings, with 3 funds opening new positions, 12 increasing their positions, 13 reducing their positions, and 4 closing their positions.

Holders
41
Holders Change
-1
Holders Change %
-2.38%
% of All Funds
1.19%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
%
% of All Funds
0.03%
New
3
Increased
12
Reduced
13
Closed
4
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
CRC
1
Curi RMB Capital
Illinois
$24.1M
2
Wells Fargo
2
Wells Fargo
California
$23.7M
3
1CP
3
1607 Capital Partners
Virginia
$28.6M
4
GFM
4
Gramercy Funds Management
Connecticut
$3.13M
5
KIM
5
Karpus Investment Management
New York
$9.59M

Top Sellers

1
WAM
1
Wolverine Asset Management
Illinois
$1.78M
2
Lazard Asset Management
2
Lazard Asset Management
New York
$26.3M
3
TC
3
TFS Capital
Pennsylvania
$0
4
FWSM
4
First Wilshire Securities Management
California
$3.83M
5
STI
5
Susquehanna Trust & Investment
Pennsylvania
$1.27M
Name Market Value Shares Shares
Change 		Shares
Change %
1CP
1
1607 Capital Partners
Virginia
$28.6M 2,948,694 +222,290 +8%
Lazard Asset Management
2
Lazard Asset Management
New York
$26.3M 2,716,414 -81,825 -3%
CRC
3
Curi RMB Capital
Illinois
$24.1M 2,488,259 +2,488,259 New
Wells Fargo
4
Wells Fargo
California
$23.7M 2,447,677 +309,056 +14%
KIM
5
Karpus Investment Management
New York
$9.59M 989,800 +152,915 +18%
FWSM
6
First Wilshire Securities Management
California
$3.83M 395,109 -19,750 -5%
GFM
7
Gramercy Funds Management
Connecticut
$3.13M 323,189 +178,493 +123%
Morgan Stanley
8
Morgan Stanley
New York
$2.61M 269,826 +38,937 +17%
Royal Bank of Canada
9
Royal Bank of Canada
Ontario, Canada
$1.83M 188,330 -216 -0.1%
WAM
10
Wolverine Asset Management
Illinois
$1.78M 183,382 -128,947 -41%
STI
11
Susquehanna Trust & Investment
Pennsylvania
$1.27M 130,992 -17,325 -12%
TJHA
12
Thomas J. Herzfeld Advisors
Florida
$1.06M 109,186 +2,100 +2%
SFS
13
Shaker Financial Services
Virginia
$686K 70,808 -4,093 -5%
SG Americas Securities
14
SG Americas Securities
New York
$662K 68,339 -295 -0.4%
RJA
15
Raymond James & Associates
Florida
$617K 63,715 +16,020 +34%
VFAM
16
Valley Forge Asset Management
Pennsylvania
$597K 61,625 -4,975 -7%
PRC
17
Platte River Capital
Colorado
$514K 53,000 – –
Bank of America
18
Bank of America
North Carolina
$477K 49,140 -1,773 -3%
PVWM
19
Point View Wealth Management
New Jersey
$457K 47,134 +1,899 +4%
BA
20
Bard Associates
Illinois
$383K 39,557 – –
SAS
21
Spectrum Advisory Services
Georgia
$250K 25,812 -4,673 -15%
CL
22
CSS LLC
Illinois
$246K 25,402 – –
PNC Financial Services Group
23
PNC Financial Services Group
Pennsylvania
$239K 24,550 – –
WA
24
WFG Advisors
Texas
$234K 24,172 -12,462 -34%
U
25
UBS
Switzerland
$232K 23,942 +4,089 +21%
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