JOF

Japan Smaller Capitalization Fund
JOF

Overview Fund Activity

44 hedge funds and large institutions have $169M invested in Japan Smaller Capitalization Fund in 2015 Q2 according to their latest regulatory filings, with 8 funds opening new positions, 10 increasing their positions, 16 reducing their positions, and 7 closing their positions.

Holders
44
Holders Change
+1
Holders Change %
+2.33%
% of All Funds
1.19%
Holding in Top 10
1
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-50%
% of All Funds
0.03%
New
8
Increased
10
Reduced
16
Closed
7
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Lazard Asset Management
1
Lazard Asset Management
New York
$29.3M
2
Wells Fargo
2
Wells Fargo
California
$39.6M
3
KIM
3
Karpus Investment Management
New York
$14.7M
4
COLIM
4
City of London Investment Management
United Kingdom
$649K
5
AMI
5
Amica Mutual Insurance
Rhode Island
$562K

Top Sellers

1
Royal Bank of Canada
1
Royal Bank of Canada
Ontario, Canada
$43K
2
TC
2
TFS Capital
Pennsylvania
$0
3
DA
3
Doliver Advisors
Texas
$0
4
CA
4
Cornerstone Advisors
North Carolina
$0
5
FWSM
5
First Wilshire Securities Management
California
$3.66M
Name Market Value Shares Shares
Change 		Shares
Change %
Wells Fargo
1
Wells Fargo
California
$39.6M 3,670,624 +237,773 +7%
1CP
2
1607 Capital Partners
Virginia
$38M 3,517,367 +13,207 +0.4%
Lazard Asset Management
3
Lazard Asset Management
New York
$29.3M 2,719,401 +605,385 +29%
CRC
4
Curi RMB Capital
Illinois
$28.6M 2,654,248 -9,084 -0.3%
KIM
5
Karpus Investment Management
New York
$14.7M 1,357,917 +74,060 +6%
FWSM
6
First Wilshire Securities Management
California
$3.66M 338,799 -11,100 -3%
Morgan Stanley
7
Morgan Stanley
New York
$3.23M 299,591 +21,163 +8%
GFM
8
Gramercy Funds Management
Connecticut
$2.74M 254,326 – –
TJHA
9
Thomas J. Herzfeld Advisors
Florida
$1.43M 132,750 +11,306 +9%
PNC Financial Services Group
10
PNC Financial Services Group
Pennsylvania
$717K 66,500 +18,850 +40%
RJA
11
Raymond James & Associates
Florida
$696K 64,525 +1,850 +3%
COLIM
12
City of London Investment Management
United Kingdom
$649K 60,417 +60,417 New
PRC
13
Platte River Capital
Colorado
$572K 53,000 – –
AMI
14
Amica Mutual Insurance
Rhode Island
$562K 52,055 +52,055 New
Bank of America
15
Bank of America
North Carolina
$472K 43,746 -1,344 -3%
PVWM
16
Point View Wealth Management
New Jersey
$422K 39,133 -2,455 -6%
SFS
17
Shaker Financial Services
Virginia
$411K 38,112 -1,300 -3%
APFBOT
18
Amica Pension Fund Board of Trustees
Rhode Island
$382K 35,373 +35,373 New
BA
19
Bard Associates
Illinois
$337K 31,222 -2,201 -7%
VFAM
20
Valley Forge Asset Management
Pennsylvania
$284K 26,275 -200 -0.8%
CL
21
CSS LLC
Illinois
$274K 25,402 – –
WA
22
WFG Advisors
Texas
$241K 22,359 -1,863 -8%
SAS
23
Spectrum Advisory Services
Georgia
$213K 19,753 -1,502 -7%
CCP
24
Clough Capital Partners
Massachusetts
$204K 18,900 – –
SKK
25
Shepherd Kaplan Krochuk
Massachusetts
$178K 16,510 – –
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