JOF

Japan Smaller Capitalization Fund
JOF

Overview Fund Activity

37 hedge funds and large institutions have $80.2M invested in Japan Smaller Capitalization Fund in 2013 Q2 according to their latest regulatory filings, with 37 funds opening new positions, increasing their positions, reducing their positions, and closing their positions.

Holders
37
Holders Change
+37
Holders Change %
–
% of All Funds
1.21%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
%
% of All Funds
0.03%
New
37
Increased
–
Reduced
–
Closed
–
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Lazard Asset Management
1
Lazard Asset Management
New York
$22.7M
2
1CP
2
1607 Capital Partners
Virginia
$20.8M
3
Wells Fargo
3
Wells Fargo
California
$8.65M
4
Morgan Stanley
4
Morgan Stanley
New York
$5.14M
5
FWSM
5
First Wilshire Securities Management
California
$3.99M

Top Sellers

No sellers this quarter
Name Market Value Shares Shares
Change 		Shares
Change %
Lazard Asset Management
1
Lazard Asset Management
New York
$22.7M 2,653,042 +2,653,042 New
1CP
2
1607 Capital Partners
Virginia
$20.8M 2,426,235 +2,426,235 New
Wells Fargo
3
Wells Fargo
California
$8.65M 1,009,905 +1,009,905 New
Morgan Stanley
4
Morgan Stanley
New York
$5.14M 600,141 +600,141 New
FWSM
5
First Wilshire Securities Management
California
$3.99M 465,761 +465,761 New
RA
6
Rational Advisors
New York
– – – –
DT
7
Diversified Trust
Tennessee
$1.98M 231,034 +231,034 New
Royal Bank of Canada
8
Royal Bank of Canada
Ontario, Canada
$1.85M 215,596 +215,596 New
PRC
9
Platte River Capital
Colorado
$1.48M 172,500 +172,500 New
STI
10
Susquehanna Trust & Investment
Pennsylvania
$1.47M 171,275 +171,275 New
U
11
UBS
Switzerland
$1.05M 122,984 +122,984 New
TC
12
TFS Capital
Pennsylvania
$928K 108,233 +108,233 New
TJHA
13
Thomas J. Herzfeld Advisors
Florida
$868K 101,330 +101,330 New
Bank of America
14
Bank of America
North Carolina
$860K 100,304 +100,304 New
KIM
15
Karpus Investment Management
New York
$744K 86,769 +86,769 New
VFAM
16
Valley Forge Asset Management
Pennsylvania
$716K 83,575 +83,575 New
SG Americas Securities
17
SG Americas Securities
New York
$583K 68,044 +68,044 New
SFS
18
Shaker Financial Services
Virginia
$417K 48,631 +48,631 New
VFS
19
VSR Financial Services
Kansas
$377K 44,000 +44,000 New
SAS
20
Spectrum Advisory Services
Georgia
$372K 43,365 +43,365 New
BA
21
Bard Associates
Illinois
$351K 40,957 +40,957 New
WA
22
WFG Advisors
Texas
$293K 34,157 +34,157 New
CCP
23
Clough Capital Partners
Massachusetts
$229K 26,700 +26,700 New
WA
24
WealthTrust Axiom
Pennsylvania
$171K 19,995 +19,995 New
MAA
25
Mraz Amerine & Associates
California
$137K 16,000 +16,000 New
1
2