JOF

Japan Smaller Capitalization Fund
JOF

Overview Fund Activity

54 hedge funds and large institutions have $232M invested in Japan Smaller Capitalization Fund in 2018 Q3 according to their latest regulatory filings, with 7 funds opening new positions, 13 increasing their positions, 16 reducing their positions, and 4 closing their positions.

Holders
54
Holders Change
+3
Holders Change %
+5.88%
% of All Funds
1.24%
Holding in Top 10
2
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.05%
New
7
Increased
13
Reduced
16
Closed
4
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Wells Fargo
1
Wells Fargo
California
$61.5M
2
1CP
2
1607 Capital Partners
Virginia
$51.1M
3
Geode Capital Management
3
Geode Capital Management
Massachusetts
$1.94M
4
COLIM
4
City of London Investment Management
United Kingdom
$19M
5
CA
5
Cornerstone Advisors
North Carolina
$4.21M

Top Sellers

1
CRC
1
Curi RMB Capital
Illinois
$489K
2
SAMC
2
Spectrum Asset Management (California)
California
$0
3
BI
3
Bulldog Investors
New Jersey
$7.27M
4
BIA
4
Barry Investment Advisors
Massachusetts
$18.1M
5
MC
5
Matisse Capital
Oregon
$308K
Name Market Value Shares Shares
Change 		Shares
Change %
Wells Fargo
1
Wells Fargo
California
$61.5M 5,553,488 +1,160,409 +26%
1CP
2
1607 Capital Partners
Virginia
$51.1M 4,618,210 +340,790 +8%
Lazard Asset Management
3
Lazard Asset Management
New York
$38M 3,433,186 – –
COLIM
4
City of London Investment Management
United Kingdom
$19M 1,713,090 +172,148 +11%
BIA
5
Barry Investment Advisors
Massachusetts
$18.1M 1,639,345 -23,826 -1%
KIM
6
Karpus Investment Management
New York
$11.7M 1,057,275 -11,261 -1%
BI
7
Bulldog Investors
New Jersey
$7.27M 656,455 -28,714 -4%
CA
8
Cornerstone Advisors
North Carolina
$4.21M 380,710 +96,079 +34%
RJA
9
Raymond James & Associates
Florida
$2M 180,742 +21,797 +14%
Geode Capital Management
10
Geode Capital Management
Massachusetts
$1.94M 175,024 +175,024 New
Morgan Stanley
11
Morgan Stanley
New York
$1.93M 173,948 +11,542 +7%
WAM
12
Wolverine Asset Management
Illinois
$1.78M 160,665 +19,039 +13%
TJHA
13
Thomas J. Herzfeld Advisors
Florida
$1.66M 150,232 -2,172 -1%
FWSM
14
First Wilshire Securities Management
California
$1.55M 140,098 -150 -0.1%
Cohen & Steers
15
Cohen & Steers
New York
$1.2M 108,338 – –
Stifel Financial
16
Stifel Financial
Missouri
$1.06M 95,837 +47,304 +97%
Bank of America
17
Bank of America
North Carolina
$731K 65,979 -2,660 -4%
LCM
18
Landscape Capital Management
New Jersey
$563K 50,859 +37,894 +292%
6M
19
6 Meridian
Kansas
$522K 47,127 +11,250 +31%
CRC
20
Curi RMB Capital
Illinois
$489K 44,215 -2,075,425 -98%
SCM
21
Salem Capital Management
Massachusetts
$459K 41,500 +41,500 New
PNC Financial Services Group
22
PNC Financial Services Group
Pennsylvania
$432K 39,120 – –
UBS Group
23
UBS Group
Switzerland
$416K 37,567 +24,017 +177%
Nomura Asset Management
24
Nomura Asset Management
Japan
$413K 37,267 – –
BC
25
Brinker Capital
Pennsylvania
$391K 35,276 -1,420 -4%
1
2 3