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JOF

Japan Smaller Capitalization Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Allspring Global Investments
1
Allspring Global Investments
North Carolina
$52.8M -$6.76M -592,502 -12%
COLIM
2
City of London Investment Management
United Kingdom
$45.9M +$1.99M +174,562 +5%
Lazard Asset Management
3
Lazard Asset Management
New York
$41.9M +$689K +60,365 +2%
1CP
4
1607 Capital Partners
Virginia
$32.1M -$9.82M -860,491 -24%
SCM
5
Saba Capital Management
New York
$23M +$3.96M +346,975 +22%
Bank of America
6
Bank of America
North Carolina
$5.22M
KIM
7
Karpus Investment Management
New York
$4.92M -$213K -18,700 -4%
AC
8
Almitas Capital
California
$4.55M -$189K -16,581 -4%
Morgan Stanley
9
Morgan Stanley
New York
$3.41M -$2.81M -246,176 -46%
PHS
10
Pekin Hardy Strauss
Illinois
$3.32M +$538K +47,136 +20%
MAA
11
Mraz Amerine & Associates
California
$2.38M +$78.8K +6,909 +4%
BI
12
Bulldog Investors
New Jersey
$2.21M +$951K +83,376 +80%
FHA
13
Flagship Harbor Advisors
Massachusetts
$1.92M +$1.85M +162,571 New
LPL Financial
14
LPL Financial
California
$1.78M +$360K +31,520 +26%
ACM
15
Altium Capital Management
New York
$1.77M
RA
16
Raffles Associates
New York
$1.31M
Raymond James Financial
17
Raymond James Financial
Florida
$1.26M +$7.42K +650 +0.6%
CIBC World Market
18
CIBC World Market
Ontario, Canada
$1.24M +$127K +11,096 +12%
HC
19
Hara Capital
Washington
$1.16M -$13.7K -1,200 -1%
SFS
20
Shaker Financial Services
Virginia
$1.1M +$34.2K +3,000 +3%
Verition Fund Management
21
Verition Fund Management
Connecticut
$937K -$2.01M -175,907 -69%
CL
22
CSS LLC
Illinois
$809K +$495K +43,387 +172%
Baird Financial Group
23
Baird Financial Group
Wisconsin
$747K
BA
24
Bard Associates
Illinois
$687K +$218K +19,067 +49%
BIA
25
Barry Investment Advisors
Massachusetts
$677K -$662K -58,007 -50%