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JOF

Japan Smaller Capitalization Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Wells Fargo
1
Wells Fargo
California
$39.6M +$2.47M +237,773 +7%
1CP
2
1607 Capital Partners
Virginia
$38M +$137K +13,207 +0.4%
Lazard Asset Management
3
Lazard Asset Management
New York
$29.3M +$6.28M +605,385 +29%
CRC
4
Curi RMB Capital
Illinois
$28.6M -$94.3K -9,084 -0.3%
KIM
5
Karpus Investment Management
New York
$14.7M +$769K +74,060 +6%
FWSM
6
First Wilshire Securities Management
California
$3.66M -$115K -11,100 -3%
Morgan Stanley
7
Morgan Stanley
New York
$3.23M +$220K +21,163 +8%
GFM
8
Gramercy Funds Management
Connecticut
$2.74M
TJHA
9
Thomas J. Herzfeld Advisors
Florida
$1.43M +$117K +11,306 +9%
PNC Financial Services Group
10
PNC Financial Services Group
Pennsylvania
$717K +$196K +18,850 +40%
RJA
11
Raymond James & Associates
Florida
$696K +$19.2K +1,850 +3%
COLIM
12
City of London Investment Management
United Kingdom
$649K +$627K +60,417 New
PRC
13
Platte River Capital
Colorado
$572K
AMI
14
Amica Mutual Insurance
Rhode Island
$562K +$540K +52,055 New
Bank of America
15
Bank of America
North Carolina
$472K -$13.9K -1,344 -3%
PVWM
16
Point View Wealth Management
New Jersey
$422K -$25.5K -2,455 -6%
SFS
17
Shaker Financial Services
Virginia
$411K -$13.5K -1,300 -3%
APFBOT
18
Amica Pension Fund Board of Trustees
Rhode Island
$382K +$367K +35,373 New
BA
19
Bard Associates
Illinois
$337K -$22.8K -2,201 -7%
VFAM
20
Valley Forge Asset Management
Pennsylvania
$284K -$2.08K -200 -0.8%
CL
21
CSS LLC
Illinois
$274K
WA
22
WFG Advisors
Texas
$241K -$19.3K -1,863 -8%
SAS
23
Spectrum Advisory Services
Georgia
$213K -$15.6K -1,502 -7%
CCP
24
Clough Capital Partners
Massachusetts
$204K
SKK
25
Shepherd Kaplan Krochuk
Massachusetts
$178K