Platte River Capital’s Japan Smaller Capitalization Fund JOF Stock Holding History

Platte River Capital’s Portfolio JOF Stock Details JOF Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q3	$341K	Sell	33,500 -19,500	-37%	-$202K	0.31%	86
2015 Q2	$572K	Hold	53,000	–	–	0.29%	91
2015 Q1	$527K	Hold	53,000	–	–	0.24%	100
2014 Q4	$475K	Hold	53,000	–	–	0.18%	115
2014 Q3	$514K	Hold	53,000	–	–	0.13%	137
2014 Q2	$501K	Sell	53,000 -14,000	-21%	-$125K	0.08%	162
2014 Q1	$587K	Hold	67,000	–	–	0.08%	164
2013 Q4	$614K	Sell	67,000 -20,000	-23%	-$183K	0.08%	168
2013 Q3	$791K	Sell	87,000 -85,500	-50%	-$767K	0.1%	158
2013 Q2	$1.48M	Buy	+172,500	New	+$1.53M	0.17%	135

Other funds holding JOF

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

1CP

1607 Capital Partners Richmond, Virginia $1.39B AUM 8.35% 1-Year Est. Return

Lazard Asset Management New York $60.8B AUM 22.47% 1-Year Est. Return

CRC

Curi RMB Capital Chicago, Illinois $5.62B AUM 18.93% 1-Year Est. Return

BIA

Barry Investment Advisors New Bedford, Massachusetts $478M AUM 23.65% 1-Year Est. Return

KIM

Karpus Investment Management Pittsford, New York $3.21B AUM 6.83% 1-Year Est. Return

FWSM

First Wilshire Securities Management Pasadena, California $444M AUM 42.88% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

GFM

Gramercy Funds Management Greenwich, Connecticut $6.07M AUM 35.69% 1-Year Est. Return

TJHA

Thomas J. Herzfeld Advisors Miami Beach, Florida $294M AUM 2.62% 1-Year Est. Return

Platte River Capital's JOF Position: Q3 2015 in Review

Platte River Capital reduced its Japan Smaller Capitalization Fund (JOF) stake by 37% in Q3 2015, selling an estimated $202K and leaving 33,500 shares worth $341K. The position accounts for 0.31% of the portfolio, ranked #86.

Platte River Capital first reported a position in JOF in Q2 2013 and has held it in 10 quarters since. The position peaked at $1.48M in Q2 2013. 45 funds tracked by Wall St. Rank hold JOF as of Q3 2015.

Platte River Capital held 33,500 shares of Japan Smaller Capitalization Fund worth $341K as of Q3 2015.
Platte River Capital sold 19,500 Japan Smaller Capitalization Fund shares in Q3 2015, an estimated $202K.
Japan Smaller Capitalization Fund made up 0.31% of Platte River Capital's portfolio in Q3 2015, its #86 holding.
Platte River Capital first reported a position in Japan Smaller Capitalization Fund in Q2 2013 and has held it in 10 quarters since.
Platte River Capital's Japan Smaller Capitalization Fund position peaked at $1.48M in Q2 2013.
45 funds tracked by Wall St. Rank held Japan Smaller Capitalization Fund as of Q3 2015.

Based on Platte River Capital's 13F filing for Q3 2015, filed 12 Nov 2015.