JOF

Japan Smaller Capitalization Fund
JOF

Overview Fund Activity

38 hedge funds and large institutions have $93.4M invested in Japan Smaller Capitalization Fund in 2013 Q3 according to their latest regulatory filings, with 4 funds opening new positions, 8 increasing their positions, 15 reducing their positions, and 2 closing their positions.

Holders
38
Holders Change
+1
Holders Change %
+2.7%
% of All Funds
1.23%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.03%
New
4
Increased
8
Reduced
15
Closed
2
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Lazard Asset Management
1
Lazard Asset Management
New York
$29.2M
2
Wells Fargo
2
Wells Fargo
California
$12.3M
3
DT
3
Diversified Trust
Tennessee
$4.2M
4
WAM
4
Wolverine Asset Management
Illinois
$556K
5
Northern Trust
5
Northern Trust
Illinois
$499K

Top Sellers

1
TC
1
TFS Capital
Pennsylvania
$121K
2
PRC
2
Platte River Capital
Colorado
$791K
3
KIM
3
Karpus Investment Management
New York
$0
4
Morgan Stanley
4
Morgan Stanley
New York
$4.93M
5
Bank of America
5
Bank of America
North Carolina
$524K
Name Market Value Shares Shares
Change 		Shares
Change %
Lazard Asset Management
1
Lazard Asset Management
New York
$29.2M 3,215,354 +562,312 +21%
1CP
2
1607 Capital Partners
Virginia
$21.7M 2,384,235 -42,000 -2%
Wells Fargo
3
Wells Fargo
California
$12.3M 1,355,516 +345,611 +34%
Morgan Stanley
4
Morgan Stanley
New York
$4.93M 542,667 -57,474 -10%
FWSM
5
First Wilshire Securities Management
California
$4.26M 468,644 +2,883 +0.6%
DT
6
Diversified Trust
Tennessee
$4.2M 462,100 +231,066 +100%
RA
7
Rational Advisors
New York
– – – –
Royal Bank of Canada
8
Royal Bank of Canada
Ontario, Canada
$1.81M 199,429 -16,167 -7%
STI
9
Susquehanna Trust & Investment
Pennsylvania
$1.55M 170,560 -715 -0.4%
U
10
UBS
Switzerland
$1.23M 134,950 +11,966 +10%
TJHA
11
Thomas J. Herzfeld Advisors
Florida
$973K 107,050 +5,720 +6%
PRC
12
Platte River Capital
Colorado
$791K 87,000 -85,500 -50%
VFAM
13
Valley Forge Asset Management
Pennsylvania
$734K 80,725 -2,850 -3%
SG Americas Securities
14
SG Americas Securities
New York
$618K 68,044 – –
WAM
15
Wolverine Asset Management
Illinois
$556K 61,193 +57,409 +1,517%
Bank of America
16
Bank of America
North Carolina
$524K 57,552 -42,752 -43%
Northern Trust
17
Northern Trust
Illinois
$499K 54,881 +54,881 New
VFS
18
VSR Financial Services
Kansas
$400K 44,000 – –
SFS
19
Shaker Financial Services
Virginia
$388K 42,631 -6,000 -12%
SAS
20
Spectrum Advisory Services
Georgia
$364K 40,065 -3,300 -8%
BA
21
Bard Associates
Illinois
$363K 39,957 -1,000 -2%
WA
22
WFG Advisors
Texas
$310K 34,157 – –
CCP
23
Clough Capital Partners
Massachusetts
$243K 26,700 – –
DA
24
Doliver Advisors
Texas
$192K 21,110 +21,110 New
WA
25
WealthTrust Axiom
Pennsylvania
$168K 18,495 -1,500 -8%
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