Northern Trust
JOF

Northern Trust’s Japan Smaller Capitalization Fund JOF Stock Holding History

Northern Trust’s Portfolio JOF Stock Details JOF Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2013
Q4 		– Sell
-54,881
Closed -$499K – 4127
2013
Q3 		$499K Buy
+54,881
New +$493K ﹤0.01% 3464

Other funds holding JOF

Lazard Asset Management
Lazard Asset Management New York $66.1B AUM 33.53% 1-Year Est. Return
1CP
1607 Capital Partners Richmond, Virginia $1.15B AUM 12.28% 1-Year Est. Return
Wells Fargo
Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return
FWSM
First Wilshire Securities Management Pasadena, California $486M AUM 50.29% 1-Year Est. Return
RA
Rational Advisors Huntington, New York $1.09B AUM 11.58% 1-Year Est. Return
DT
Diversified Trust Memphis, Tennessee $6.24B AUM 28.78% 1-Year Est. Return
Royal Bank of Canada
Royal Bank of Canada Toronto, Ontario, Canada $672B AUM 33.48% 1-Year Est. Return
STI
Susquehanna Trust & Investment Lititz, Pennsylvania $457M AUM 0.8% 1-Year Est. Return
TJHA
Thomas J. Herzfeld Advisors Miami Beach, Florida $326M AUM 0.12% 1-Year Est. Return

Northern Trust's JOF Position: Q4 2013 in Review

Northern Trust sold out of Japan Smaller Capitalization Fund (JOF) in Q4 2013, closing a stake of 54,881 shares — an estimated $499K sold.

Northern Trust first reported a position in JOF in Q3 2013 and held it in 1 quarter. The position peaked at $499K in Q3 2013. 38 funds tracked by Wall St. Rank hold JOF as of Q4 2013.

  • Northern Trust reported no remaining Japan Smaller Capitalization Fund position as of Q4 2013 after selling out during the quarter.
  • Northern Trust sold 54,881 Japan Smaller Capitalization Fund shares in Q4 2013, an estimated $499K.
  • Northern Trust first reported a position in Japan Smaller Capitalization Fund in Q3 2013 and held it in 1 quarter.
  • Northern Trust's Japan Smaller Capitalization Fund position peaked at $499K in Q3 2013.
  • 38 funds tracked by Wall St. Rank held Japan Smaller Capitalization Fund as of Q4 2013.

Based on Northern Trust's 13F filing for Q4 2013, filed 12 Feb 2014.