JOF

Japan Smaller Capitalization Fund
JOF

Overview Fund Activity

38 hedge funds and large institutions have $96.6M invested in Japan Smaller Capitalization Fund in 2013 Q4 according to their latest regulatory filings, with 9 funds opening new positions, 9 increasing their positions, 11 reducing their positions, and 9 closing their positions.

Holders
38
Holders Change
–
Holders Change %
0%
% of All Funds
1.1%
Holding in Top 10
–
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
–
New
9
Increased
9
Reduced
11
Closed
9
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Wells Fargo
1
Wells Fargo
California
$14.9M
2
GFM
2
Gramercy Funds Management
Connecticut
$888K
3
GPC
3
Glacier Peak Capital
Washington
$713K
4
PVWM
4
Point View Wealth Management
New Jersey
$418K
5
VKH
5
Virtu KCG Holdings
New York
$279K

Top Sellers

1
U
1
UBS
Switzerland
$594K
2
WAM
2
Wolverine Asset Management
Illinois
$0
3
Northern Trust
3
Northern Trust
Illinois
$0
4
Lazard Asset Management
4
Lazard Asset Management
New York
$29.2M
5
DT
5
Diversified Trust
Tennessee
$4.04M
Name Market Value Shares Shares
Change 		Shares
Change %
Lazard Asset Management
1
Lazard Asset Management
New York
$29.2M 3,179,854 -35,500 -1%
1CP
2
1607 Capital Partners
Virginia
$22M 2,400,435 +16,200 +0.7%
Wells Fargo
3
Wells Fargo
California
$14.9M 1,629,923 +274,407 +20%
Morgan Stanley
4
Morgan Stanley
New York
$4.81M 524,808 -17,859 -3%
FWSM
5
First Wilshire Securities Management
California
$4.22M 460,659 -7,985 -2%
RA
6
Rational Advisors
New York
– – – –
DT
7
Diversified Trust
Tennessee
$4.04M 440,900 -21,200 -5%
Royal Bank of Canada
8
Royal Bank of Canada
Ontario, Canada
$1.81M 196,879 -2,550 -1%
STI
9
Susquehanna Trust & Investment
Pennsylvania
$1.54M 167,950 -2,610 -2%
TJHA
10
Thomas J. Herzfeld Advisors
Florida
$1.02M 111,175 +4,125 +4%
GFM
11
Gramercy Funds Management
Connecticut
$888K 96,800 +96,800 New
SG Americas Securities
12
SG Americas Securities
New York
$840K 91,651 +23,607 +35%
GPC
13
Glacier Peak Capital
Washington
$713K 77,763 +77,763 New
VFAM
14
Valley Forge Asset Management
Pennsylvania
$706K 76,975 -3,750 -5%
Bank of America
15
Bank of America
North Carolina
$616K 67,153 +9,601 +17%
PRC
16
Platte River Capital
Colorado
$614K 67,000 -20,000 -23%
U
17
UBS
Switzerland
$594K 64,816 -70,134 -52%
PVWM
18
Point View Wealth Management
New Jersey
$418K 45,631 +45,631 New
VFS
19
VSR Financial Services
Kansas
$403K 44,000 – –
SAS
20
Spectrum Advisory Services
Georgia
$367K 40,065 – –
BA
21
Bard Associates
Illinois
$366K 39,957 – –
WA
22
WFG Advisors
Texas
$317K 34,593 +436 +1%
SFS
23
Shaker Financial Services
Virginia
$308K 33,631 -9,000 -21%
VKH
24
Virtu KCG Holdings
New York
$279K 30,456 +30,456 New
CCP
25
Clough Capital Partners
Massachusetts
$245K 26,700 – –
1
2