JOF

Japan Smaller Capitalization Fund
JOF

Overview Fund Activity

45 hedge funds and large institutions have $196M invested in Japan Smaller Capitalization Fund in 2015 Q4 according to their latest regulatory filings, with 5 funds opening new positions, 10 increasing their positions, 11 reducing their positions, and 4 closing their positions.

Holders
45
Holders Change
–
Holders Change %
0%
% of All Funds
1.18%
Holding in Top 10
2
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.05%
New
5
Increased
10
Reduced
11
Closed
4
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Wells Fargo
1
Wells Fargo
California
$44.3M
2
1CP
2
1607 Capital Partners
Virginia
$38.2M
3
KIM
3
Karpus Investment Management
New York
$16.5M
4
BIA
4
Barry Investment Advisors
Massachusetts
$24.4M
5
GFM
5
Gramercy Funds Management
Connecticut
$3.12M

Top Sellers

1
FWSM
1
First Wilshire Securities Management
California
$2.21M
2
CRC
2
Curi RMB Capital
Illinois
$26.8M
3
Lazard Asset Management
3
Lazard Asset Management
New York
$28.1M
4
Morgan Stanley
4
Morgan Stanley
New York
$2.72M
5
HPCM
5
High Pointe Capital Management
Illinois
$0
Name Market Value Shares Shares
Change 		Shares
Change %
Wells Fargo
1
Wells Fargo
California
$44.3M 4,329,868 +449,532 +12%
1CP
2
1607 Capital Partners
Virginia
$38.2M 3,734,063 +83,005 +2%
Lazard Asset Management
3
Lazard Asset Management
New York
$28.1M 2,744,861 -36,493 -1%
CRC
4
Curi RMB Capital
Illinois
$26.8M 2,621,060 -37,524 -1%
BIA
5
Barry Investment Advisors
Massachusetts
$24.4M 2,387,753 +48,191 +2%
KIM
6
Karpus Investment Management
New York
$16.5M 1,610,582 +78,057 +5%
GFM
7
Gramercy Funds Management
Connecticut
$3.12M 305,314 +38,815 +15%
Morgan Stanley
8
Morgan Stanley
New York
$2.72M 266,313 -26,307 -9%
FWSM
9
First Wilshire Securities Management
California
$2.21M 216,012 -112,954 -34%
TJHA
10
Thomas J. Herzfeld Advisors
Florida
$1.37M 134,155 +3,861 +3%
COLIM
11
City of London Investment Management
United Kingdom
$1.29M 127,412 +7,874 +7%
PNC Financial Services Group
12
PNC Financial Services Group
Pennsylvania
$813K 79,435 – –
RJA
13
Raymond James & Associates
Florida
$716K 69,951 +5,466 +8%
AMI
14
Amica Mutual Insurance
Rhode Island
$533K 52,055 – –
AFWA
15
Ancora Family Wealth Advisors
Ohio
$521K 50,941 -7,386 -13%
Bank of America
16
Bank of America
North Carolina
$512K 50,072 +634 +1%
PVWM
17
Point View Wealth Management
New Jersey
$400K 39,133 – –
APFBOT
18
Amica Pension Fund Board of Trustees
Rhode Island
$362K 35,373 – –
BA
19
Bard Associates
Illinois
$310K 30,322 – –
CL
20
CSS LLC
Illinois
$260K 25,402 – –
VFAM
21
Valley Forge Asset Management
Pennsylvania
$259K 25,325 -1,025 -4%
SAS
22
Spectrum Advisory Services
Georgia
$202K 19,753 – –
CCP
23
Clough Capital Partners
Massachusetts
$193K 18,900 – –
WS
24
Wedbush Securities
California
$188K 18,391 -970 -5%
WAM
25
Weiss Asset Management
Massachusetts
$185K 18,122 +18,122 New
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