JOF

Japan Smaller Capitalization Fund
JOF

Overview Fund Activity

40 hedge funds and large institutions have $195M invested in Japan Smaller Capitalization Fund in 2019 Q4 according to their latest regulatory filings, with 6 funds opening new positions, 10 increasing their positions, 16 reducing their positions, and 6 closing their positions.

Holders
40
Holders Change
-1
Holders Change %
-2.44%
% of All Funds
0.79%
Holding in Top 10
2
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.04%
New
6
Increased
10
Reduced
16
Closed
6
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
CA
1
Cornerstone Advisors
North Carolina
$2.97M
2
COLIM
2
City of London Investment Management
United Kingdom
$22.1M
3
1CP
3
1607 Capital Partners
Virginia
$50.9M
4
Bank of America
4
Bank of America
North Carolina
$1.23M
5
SKK
5
Shepherd Kaplan Krochuk
Massachusetts
$268K

Top Sellers

1
FWSM
1
First Wilshire Securities Management
California
$0
2
Lazard Asset Management
2
Lazard Asset Management
New York
$31.2M
3
WAM
3
Wolverine Asset Management
Illinois
$0
4
BIA
4
Barry Investment Advisors
Massachusetts
$12.7M
5
Wells Fargo
5
Wells Fargo
California
$50M
Name Market Value Shares Shares
Change 		Shares
Change %
1CP
1
1607 Capital Partners
Virginia
$50.9M 5,692,191 +146,870 +3%
Wells Fargo
2
Wells Fargo
California
$50M 5,584,912 -58,955 -1%
Lazard Asset Management
3
Lazard Asset Management
New York
$31.2M 3,484,283 -121,000 -3%
COLIM
4
City of London Investment Management
United Kingdom
$22.1M 2,471,242 +290,446 +13%
BIA
5
Barry Investment Advisors
Massachusetts
$12.7M 1,426,886 -63,642 -4%
KIM
6
Karpus Investment Management
New York
$9.22M 1,030,352 -8,362 -0.8%
BI
7
Bulldog Investors
New Jersey
$3.1M 353,923 – –
RJA
8
Raymond James & Associates
Florida
$3.09M 344,896 +3,349 +1%
CA
9
Cornerstone Advisors
North Carolina
$2.97M 332,236 +332,236 New
Geode Capital Management
10
Geode Capital Management
Massachusetts
$2.51M 280,294 -4,904 -2%
SCM
11
Salem Capital Management
Massachusetts
$1.7M 189,845 +12,520 +7%
Bank of America
12
Bank of America
North Carolina
$1.23M 137,414 +128,455 +1,434%
Baird Financial Group
13
Baird Financial Group
Wisconsin
$511K 57,091 +103 +0.2%
Nomura Asset Management
14
Nomura Asset Management
Japan
$431K 48,148 +3,631 +8%
Morgan Stanley
15
Morgan Stanley
New York
$428K 47,873 -28,561 -37%
CL
16
CSS LLC
Illinois
$361K 40,343 +10,001 +33%
6M
17
6 Meridian
Kansas
$345K 38,571 -11,830 -23%
PNC Financial Services Group
18
PNC Financial Services Group
Pennsylvania
$285K 31,820 – –
SKK
19
Shepherd Kaplan Krochuk
Massachusetts
$268K 30,000 +17,500 +140%
DWM
20
Dakota Wealth Management
Florida
$267K 29,777 -740 -2%
BA
21
Bard Associates
Illinois
$265K 29,669 -150 -0.5%
LCM
22
Landscape Capital Management
New Jersey
$246K 27,514 -15,077 -35%
PVWM
23
Point View Wealth Management
New Jersey
$228K 25,480 – –
9WM
24
9258 Wealth Management
Ohio
$183K 20,439 -1,270 -6%
CRC
25
Curi RMB Capital
Illinois
$101K 11,301 -15,857 -58%
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