JOF

Japan Smaller Capitalization Fund
JOF

Overview Fund Activity

48 hedge funds and large institutions have $224M invested in Japan Smaller Capitalization Fund in 2016 Q3 according to their latest regulatory filings, with 5 funds opening new positions, 7 increasing their positions, 15 reducing their positions, and 1 closing their positions.

Holders
48
Holders Change
+3
Holders Change %
+6.67%
% of All Funds
1.28%
Holding in Top 10
3
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+50%
% of All Funds
0.08%
New
5
Increased
7
Reduced
15
Closed
1
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
BIA
1
Barry Investment Advisors
Massachusetts
$25M
2
BI
2
Bulldog Investors
New Jersey
$4.79M
3
COLIM
3
City of London Investment Management
United Kingdom
$3.77M
4
MC
4
Matisse Capital
Oregon
$1.92M
5
1CP
5
1607 Capital Partners
Virginia
$45.4M

Top Sellers

1
Lazard Asset Management
1
Lazard Asset Management
New York
$34.4M
2
GFM
2
Gramercy Funds Management
Connecticut
$2.27M
3
CRC
3
Curi RMB Capital
Illinois
$24M
4
LCM
4
Landscape Capital Management
New Jersey
$433K
5
KIM
5
Karpus Investment Management
New York
$19.4M
Name Market Value Shares Shares
Change 		Shares
Change %
Wells Fargo
1
Wells Fargo
California
$49.8M 4,718,177 +83,712 +2%
1CP
2
1607 Capital Partners
Virginia
$45.4M 4,301,690 +102,456 +2%
Lazard Asset Management
3
Lazard Asset Management
New York
$34.4M 3,253,088 -357,273 -10%
BIA
4
Barry Investment Advisors
Massachusetts
$25M 2,368,012 +2,368,012 New
CRC
5
Curi RMB Capital
Illinois
$24M 2,274,020 -109,698 -5%
KIM
6
Karpus Investment Management
New York
$19.4M 1,841,078 -36,793 -2%
BI
7
Bulldog Investors
New Jersey
$4.79M 444,626 +444,626 New
COLIM
8
City of London Investment Management
United Kingdom
$3.77M 357,063 +238,097 +200%
GFM
9
Gramercy Funds Management
Connecticut
$2.27M 214,941 -115,900 -35%
Citigroup
10
Citigroup
New York
$2.13M 201,781 -31,663 -14%
MC
11
Matisse Capital
Oregon
$1.92M 182,176 +182,176 New
FWSM
12
First Wilshire Securities Management
California
$1.85M 175,154 -2,875 -2%
TJHA
13
Thomas J. Herzfeld Advisors
Florida
$1.33M 126,410 -1,010 -0.8%
DA
14
Doliver Advisors
Texas
$876K 82,998 -6,701 -7%
PNC Financial Services Group
15
PNC Financial Services Group
Pennsylvania
$820K 77,695 – –
RJA
16
Raymond James & Associates
Florida
$727K 68,890 -700 -1%
AMI
17
Amica Mutual Insurance
Rhode Island
$709K 67,203 – –
CA
18
Cornerstone Advisors
North Carolina
$614K 58,145 +7,753 +15%
Morgan Stanley
19
Morgan Stanley
New York
$564K 53,411 -23,227 -30%
LCM
20
Landscape Capital Management
New Jersey
$433K 41,025 -37,752 -48%
APFBOT
21
Amica Pension Fund Board of Trustees
Rhode Island
$373K 35,373 – –
PVWM
22
Point View Wealth Management
New Jersey
$369K 34,969 – –
BA
23
Bard Associates
Illinois
$316K 29,922 – –
CL
24
CSS LLC
Illinois
$268K 25,402 – –
Bank of America
25
Bank of America
North Carolina
$225K 21,333 -3,359 -14%
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