JOF

Japan Smaller Capitalization Fund
JOF

Overview Fund Activity

43 hedge funds and large institutions have $198M invested in Japan Smaller Capitalization Fund in 2016 Q1 according to their latest regulatory filings, with 6 funds opening new positions, 11 increasing their positions, 12 reducing their positions, and 7 closing their positions.

Holders
43
Holders Change
-2
Holders Change %
-4.44%
% of All Funds
1.15%
Holding in Top 10
2
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.05%
New
6
Increased
11
Reduced
12
Closed
7
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Lazard Asset Management
1
Lazard Asset Management
New York
$31.1M
2
Wells Fargo
2
Wells Fargo
California
$44.5M
3
1CP
3
1607 Capital Partners
Virginia
$38.1M
4
COLIM
4
City of London Investment Management
United Kingdom
$2.99M
5
KIM
5
Karpus Investment Management
New York
$17.2M

Top Sellers

1
CRC
1
Curi RMB Capital
Illinois
$24.4M
2
FWSM
2
First Wilshire Securities Management
California
$1.87M
3
CCP
3
Clough Capital Partners
Massachusetts
$0
4
WAM
4
Weiss Asset Management
Massachusetts
$0
5
Bank of America
5
Bank of America
North Carolina
$327K
Name Market Value Shares Shares
Change 		Shares
Change %
Wells Fargo
1
Wells Fargo
California
$44.5M 4,609,797 +279,929 +6%
1CP
2
1607 Capital Partners
Virginia
$38.1M 3,948,880 +214,817 +6%
Lazard Asset Management
3
Lazard Asset Management
New York
$31.1M 3,227,094 +482,233 +18%
CRC
4
Curi RMB Capital
Illinois
$24.4M 2,527,120 -93,940 -4%
BIA
5
Barry Investment Advisors
Massachusetts
$23M 2,379,452 -8,301 -0.3%
KIM
6
Karpus Investment Management
New York
$17.2M 1,785,981 +175,399 +11%
GFM
7
Gramercy Funds Management
Connecticut
$3.19M 330,841 +25,527 +8%
COLIM
8
City of London Investment Management
United Kingdom
$2.99M 309,988 +182,576 +143%
Morgan Stanley
9
Morgan Stanley
New York
$2.59M 268,832 +2,519 +0.9%
FWSM
10
First Wilshire Securities Management
California
$1.87M 193,962 -22,050 -10%
TJHA
11
Thomas J. Herzfeld Advisors
Florida
$1.24M 128,855 -5,300 -4%
DA
12
Doliver Advisors
Texas
$853K 88,443 +88,443 New
LCM
13
Landscape Capital Management
New Jersey
$830K 85,982 +74,949 +679%
PNC Financial Services Group
14
PNC Financial Services Group
Pennsylvania
$767K 79,435 – –
RJA
15
Raymond James & Associates
Florida
$709K 73,450 +3,499 +5%
Citigroup
16
Citigroup
New York
$697K 72,240 +72,240 New
AMI
17
Amica Mutual Insurance
Rhode Island
$502K 52,055 – –
APFBOT
18
Amica Pension Fund Board of Trustees
Rhode Island
$341K 35,373 – –
AFWA
19
Ancora Family Wealth Advisors
Ohio
$338K 35,053 -15,888 -31%
PVWM
20
Point View Wealth Management
New Jersey
$337K 34,969 -4,164 -11%
Bank of America
21
Bank of America
North Carolina
$327K 33,890 -16,182 -32%
CA
22
Cornerstone Advisors
North Carolina
$300K 31,105 +31,105 New
BA
23
Bard Associates
Illinois
$289K 29,922 -400 -1%
CL
24
CSS LLC
Illinois
$245K 25,402 – –
BTS
25
BB&T Securities
Virginia
$233K 24,125 +24,125 New
1
2