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JOF

Japan Smaller Capitalization Fund

43 hedge funds and large institutions have $198M invested in Japan Smaller Capitalization Fund in 2016 Q1 according to their latest regulatory filings, with 6 funds opening new positions, 11 increasing their positions, 12 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed

5.1% more ownership

Funds ownership: 67.49%72.59% (+5.1%)

1% more capital invested

Capital invested by funds: $196M → $198M (+$2.88M)

0% more funds holding in top 10

Funds holding in top 10: 22 (0)

8% less repeat investments, than reductions

Existing positions increased: 11 | Existing positions reduced: 12

4% less funds holding

Funds holding: 4543 (-2)

14% less first-time investments, than exits

New positions opened: 6 | Existing positions closed: 7

Holders
43
Holders Change
-2
Holders Change %
-4.44%
% of All Funds
1.15%
Holding in Top 10
2
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.05%
New
6
Increased
11
Reduced
12
Closed
7
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Wells Fargo
1
Wells Fargo
California
$44.5M +$2.63M +279,929 +6%
1CP
2
1607 Capital Partners
Virginia
$38.1M +$2.02M +214,817 +6%
Lazard Asset Management
3
Lazard Asset Management
New York
$31.1M +$4.53M +482,233 +18%
CRC
4
Curi RMB Capital
Illinois
$24.4M -$882K -93,940 -4%
BIA
5
Barry Investment Advisors
Massachusetts
$23M -$77.9K -8,301 -0.3%
KIM
6
Karpus Investment Management
New York
$17.2M +$1.65M +175,399 +11%
GFM
7
Gramercy Funds Management
Connecticut
$3.19M +$240K +25,527 +8%
COLIM
8
City of London Investment Management
United Kingdom
$2.99M +$1.71M +182,576 +143%
Morgan Stanley
9
Morgan Stanley
New York
$2.59M +$23.6K +2,519 +0.9%
FWSM
10
First Wilshire Securities Management
California
$1.87M -$207K -22,050 -10%
TJHA
11
Thomas J. Herzfeld Advisors
Florida
$1.24M -$49.7K -5,300 -4%
DA
12
Doliver Advisors
Texas
$853K +$830K +88,443 New
LCM
13
Landscape Capital Management
New Jersey
$830K +$703K +74,949 +679%
PNC Financial Services Group
14
PNC Financial Services Group
Pennsylvania
$767K
RJA
15
Raymond James & Associates
Florida
$709K +$32.8K +3,499 +5%
Citigroup
16
Citigroup
New York
$697K +$678K +72,240 New
AMI
17
Amica Mutual Insurance
Rhode Island
$502K
APFBOT
18
Amica Pension Fund Board of Trustees
Rhode Island
$341K
AFWA
19
Ancora Family Wealth Advisors
Ohio
$338K -$149K -15,888 -31%
PVWM
20
Point View Wealth Management
New Jersey
$337K -$39.1K -4,164 -11%
Bank of America
21
Bank of America
North Carolina
$327K -$152K -16,182 -32%
CA
22
Cornerstone Advisors
North Carolina
$300K +$292K +31,105 New
BA
23
Bard Associates
Illinois
$289K -$3.75K -400 -1%
CL
24
CSS LLC
Illinois
$245K
BTS
25
BB&T Securities
Virginia
$233K +$226K +24,125 New

JOF Hedge Fund Activity: Q1 2016 in Review

43 of the 3,753 institutional investors tracked by Wall St. Rank reported a position in Japan Smaller Capitalization Fund (JOF) for Q1 2016, worth a combined $198M — up 1.5% from $196M a quarter earlier.

Sellers outnumbered buyers: 7 funds closed out of JOF and 6 opened new positions — a net loss of 1 holder — while 12 trimmed existing stakes and 11 added.

The largest buyer was Lazard Asset Management, adding an estimated $4.53M. The largest seller was Curi RMB Capital, cutting an estimated $882K.

  • 43 institutional investors held Japan Smaller Capitalization Fund (JOF) as of Q1 2016, down from 45 in Q4 2015.
  • Funds reported $198M of Japan Smaller Capitalization Fund stock for Q1 2016, up 1.5% quarter-over-quarter.
  • 6 funds opened new Japan Smaller Capitalization Fund positions in Q1 2016 and 7 closed out, a net change of -1 holder.
  • The largest Japan Smaller Capitalization Fund buyer in Q1 2016 was Lazard Asset Management, an estimated $4.53M added.
  • The largest Japan Smaller Capitalization Fund seller in Q1 2016 was Curi RMB Capital, an estimated $882K sold.

Based on aggregated 13F filings for Q1 2016.