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JOF

Japan Smaller Capitalization Fund

47 hedge funds and large institutions have $178M invested in Japan Smaller Capitalization Fund in 2018 Q4 according to their latest regulatory filings, with 4 funds opening new positions, 12 increasing their positions, 21 reducing their positions, and 11 closing their positions.

New
Increased
Maintained
Reduced
Closed

1.37% more ownership

Funds ownership: 74.12%75.49% (+1.4%)

0% more funds holding in top 10

Funds holding in top 10: 22 (0)

13% less funds holding

Funds holding: 5447 (-7)

23% less capital invested

Capital invested by funds: $232M → $178M (-$54.6M)

43% less repeat investments, than reductions

Existing positions increased: 12 | Existing positions reduced: 21

64% less first-time investments, than exits

New positions opened: 4 | Existing positions closed: 11

Holders
47
Holders Change
-7
Holders Change %
-12.96%
% of All Funds
1.05%
Holding in Top 10
2
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.04%
New
4
Increased
12
Reduced
21
Closed
11
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Wells Fargo
1
Wells Fargo
California
$49.2M +$3.68M +364,936 +7%
1CP
2
1607 Capital Partners
Virginia
$42.2M +$4.6M +456,765 +10%
Lazard Asset Management
3
Lazard Asset Management
New York
$30.1M +$1.89M +187,815 +5%
COLIM
4
City of London Investment Management
United Kingdom
$14.1M -$175K -17,409 -1%
BIA
5
Barry Investment Advisors
Massachusetts
$13.6M -$81.3K -8,067 -0.5%
KIM
6
Karpus Investment Management
New York
$8.58M -$263K -26,058 -2%
BI
7
Bulldog Investors
New Jersey
$3.31M -$2.61M -259,120 -39%
Geode Capital Management
8
Geode Capital Management
Massachusetts
$2.4M +$1.15M +114,174 +65%
CA
9
Cornerstone Advisors
North Carolina
$2.39M -$938K -93,031 -24%
RJA
10
Raymond James & Associates
Florida
$1.83M +$394K +39,140 +22%
SCM
11
Salem Capital Management
Massachusetts
$1.26M +$1.11M +110,600 +267%
FWSM
12
First Wilshire Securities Management
California
$1.16M -$9.4K -933 -0.7%
Morgan Stanley
13
Morgan Stanley
New York
$1.06M -$468K -46,467 -27%
Stifel Financial
14
Stifel Financial
Missouri
$790K +$3.68K +365 +0.4%
TJHA
15
Thomas J. Herzfeld Advisors
Florida
$702K -$664K -65,842 -44%
9WM
16
9258 Wealth Management
Ohio
$443K +$536K +53,229 New
Cohen & Steers
17
Cohen & Steers
New York
$408K -$596K -59,186 -55%
Nomura Asset Management
18
Nomura Asset Management
Japan
$371K +$73.1K +7,250 +19%
UBS Group
19
UBS Group
Switzerland
$354K +$49.4K +4,905 +13%
PNC Financial Services Group
20
PNC Financial Services Group
Pennsylvania
$321K -$4.03K -400 -1%
6M
21
6 Meridian
Kansas
$305K -$105K -10,425 -22%
Bank of America
22
Bank of America
North Carolina
$269K -$340K -33,721 -51%
BA
23
Bard Associates
Illinois
$264K -$605 -60 -0.2%
PVWM
24
Point View Wealth Management
New Jersey
$247K
DWM
25
Dakota Wealth Management
Florida
$244K +$8.99K +892 +3%