JOF

Japan Smaller Capitalization Fund
JOF

Overview Fund Activity

45 hedge funds and large institutions have $190M invested in Japan Smaller Capitalization Fund in 2015 Q3 according to their latest regulatory filings, with 5 funds opening new positions, 13 increasing their positions, 12 reducing their positions, and 4 closing their positions.

Holders
45
Holders Change
+1
Holders Change %
+2.27%
% of All Funds
1.26%
Holding in Top 10
2
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+100%
% of All Funds
0.06%
New
5
Increased
13
Reduced
12
Closed
4
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Wells Fargo
1
Wells Fargo
California
$39.5M
2
KIM
2
Karpus Investment Management
New York
$15.6M
3
1CP
3
1607 Capital Partners
Virginia
$37.1M
4
Lazard Asset Management
4
Lazard Asset Management
New York
$28.3M
5
COLIM
5
City of London Investment Management
United Kingdom
$1.22M

Top Sellers

1
SFS
1
Shaker Financial Services
Virginia
$0
2
PRC
2
Platte River Capital
Colorado
$341K
3
KMC
3
Kirr Marbach & Co
Indiana
$0
4
SC
4
Selz Capital
New York
$0
5
FWSM
5
First Wilshire Securities Management
California
$3.35M
Name Market Value Shares Shares
Change 		Shares
Change %
Wells Fargo
1
Wells Fargo
California
$39.5M 3,880,336 +209,712 +6%
1CP
2
1607 Capital Partners
Virginia
$37.1M 3,651,058 +133,691 +4%
Lazard Asset Management
3
Lazard Asset Management
New York
$28.3M 2,781,354 +61,953 +2%
CRC
4
Curi RMB Capital
Illinois
$27M 2,658,584 +4,336 +0.2%
BIA
5
Barry Investment Advisors
Massachusetts
$23.8M 2,339,562 -7,514 -0.3%
KIM
6
Karpus Investment Management
New York
$15.6M 1,532,525 +174,608 +13%
FWSM
7
First Wilshire Securities Management
California
$3.35M 328,966 -9,833 -3%
Morgan Stanley
8
Morgan Stanley
New York
$2.98M 292,620 -6,971 -2%
GFM
9
Gramercy Funds Management
Connecticut
$2.71M 266,499 +12,173 +5%
TJHA
10
Thomas J. Herzfeld Advisors
Florida
$1.33M 130,294 -2,456 -2%
COLIM
11
City of London Investment Management
United Kingdom
$1.22M 119,538 +59,121 +98%
PNC Financial Services Group
12
PNC Financial Services Group
Pennsylvania
$808K 79,435 +12,935 +19%
RJA
13
Raymond James & Associates
Florida
$656K 64,485 -40 -0.1%
AFWA
14
Ancora Family Wealth Advisors
Ohio
$593K 58,327 +58,327 New
AMI
15
Amica Mutual Insurance
Rhode Island
$529K 52,055 – –
Bank of America
16
Bank of America
North Carolina
$503K 49,438 +5,692 +13%
PVWM
17
Point View Wealth Management
New Jersey
$398K 39,133 – –
APFBOT
18
Amica Pension Fund Board of Trustees
Rhode Island
$360K 35,373 – –
PRC
19
Platte River Capital
Colorado
$341K 33,500 -19,500 -37%
BA
20
Bard Associates
Illinois
$308K 30,322 -900 -3%
VFAM
21
Valley Forge Asset Management
Pennsylvania
$268K 26,350 +75 +0.3%
CL
22
CSS LLC
Illinois
$258K 25,402 – –
SAS
23
Spectrum Advisory Services
Georgia
$201K 19,753 – –
WS
24
Wedbush Securities
California
$197K 19,361 +19,361 New
CCP
25
Clough Capital Partners
Massachusetts
$192K 18,900 – –
1
2