JOF

Japan Smaller Capitalization Fund
JOF

Overview Fund Activity

45 hedge funds and large institutions have $191M invested in Japan Smaller Capitalization Fund in 2019 Q1 according to their latest regulatory filings, with 4 funds opening new positions, 11 increasing their positions, 13 reducing their positions, and 6 closing their positions.

Holders
45
Holders Change
-2
Holders Change %
-4.26%
% of All Funds
0.98%
Holding in Top 10
2
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.04%
New
4
Increased
11
Reduced
13
Closed
6
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
1CP
1
1607 Capital Partners
Virginia
$45.9M
2
COLIM
2
City of London Investment Management
United Kingdom
$16.1M
3
SCM
3
Salem Capital Management
Massachusetts
$2.18M
4
RJA
4
Raymond James & Associates
Florida
$2.71M
5
Bank of America
5
Bank of America
North Carolina
$1.02M

Top Sellers

1
Lazard Asset Management
1
Lazard Asset Management
New York
$30.3M
2
Cohen & Steers
2
Cohen & Steers
New York
$0
3
BI
3
Bulldog Investors
New Jersey
$3.1M
4
Morgan Stanley
4
Morgan Stanley
New York
$804K
5
6M
5
6 Meridian
Kansas
$0
Name Market Value Shares Shares
Change 		Shares
Change %
Wells Fargo
1
Wells Fargo
California
$52.6M 5,993,955 +75,531 +1%
1CP
2
1607 Capital Partners
Virginia
$45.9M 5,229,251 +154,276 +3%
Lazard Asset Management
3
Lazard Asset Management
New York
$30.3M 3,457,583 -163,418 -5%
COLIM
4
City of London Investment Management
United Kingdom
$16.1M 1,835,515 +139,834 +8%
BIA
5
Barry Investment Advisors
Massachusetts
$14.1M 1,610,935 -20,343 -1%
KIM
6
Karpus Investment Management
New York
$9.03M 1,015,886 -15,331 -1%
BI
7
Bulldog Investors
New Jersey
$3.1M 353,923 -43,412 -11%
CA
8
Cornerstone Advisors
North Carolina
$3M 341,661 +53,982 +19%
RJA
9
Raymond James & Associates
Florida
$2.71M 309,323 +89,441 +41%
Geode Capital Management
10
Geode Capital Management
Massachusetts
$2.54M 289,198 – –
SCM
11
Salem Capital Management
Massachusetts
$2.18M 248,125 +96,025 +63%
FWSM
12
First Wilshire Securities Management
California
$1.16M 131,965 -7,200 -5%
Bank of America
13
Bank of America
North Carolina
$1.02M 116,471 +84,213 +261%
Stifel Financial
14
Stifel Financial
Missouri
$818K 92,510 -3,692 -4%
Morgan Stanley
15
Morgan Stanley
New York
$804K 91,689 -35,792 -28%
TJHA
16
Thomas J. Herzfeld Advisors
Florida
$740K 84,390 – –
WAM
17
Wolverine Asset Management
Illinois
$685K 78,129 +78,129 New
9WM
18
9258 Wealth Management
Ohio
$441K 50,329 -2,900 -5%
Nomura Asset Management
19
Nomura Asset Management
Japan
$390K 44,517 – –
PNC Financial Services Group
20
PNC Financial Services Group
Pennsylvania
$341K 38,720 – –
FT
21
Fiduciary Trust
Massachusetts
$276K 31,500 +17,000 +117%
BA
22
Bard Associates
Illinois
$275K 31,394 -300 -0.9%
LPL Financial
23
LPL Financial
California
$268K 30,539 +4,255 +16%
CL
24
CSS LLC
Illinois
$266K 30,342 +4,940 +19%
PVWM
25
Point View Wealth Management
New Jersey
$260K 29,702 – –
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