JOF

Japan Smaller Capitalization Fund
JOF

Overview Fund Activity

46 hedge funds and large institutions have $266M invested in Japan Smaller Capitalization Fund in 2017 Q3 according to their latest regulatory filings, with 6 funds opening new positions, 14 increasing their positions, 15 reducing their positions, and 2 closing their positions.

Holders
46
Holders Change
+3
Holders Change %
+6.98%
% of All Funds
1.15%
Holding in Top 10
4
Holding in Top 10 Change
+2
Holding in Top 10 Change %
+100%
% of All Funds
0.1%
New
6
Increased
14
Reduced
15
Closed
2
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
COLIM
1
City of London Investment Management
United Kingdom
$7.83M
2
CA
2
Cornerstone Advisors
North Carolina
$1.54M
3
Wells Fargo
3
Wells Fargo
California
$54M
4
LCM
4
Laurion Capital Management
New York
$405K
5
William Blair & Company
5
William Blair & Company
Illinois
$264K

Top Sellers

1
BIA
1
Barry Investment Advisors
Massachusetts
$27.7M
2
KIM
2
Karpus Investment Management
New York
$18.5M
3
Cohen & Steers
3
Cohen & Steers
New York
$77K
4
CRC
4
Curi RMB Capital
Illinois
$27.7M
5
1CP
5
1607 Capital Partners
Virginia
$53.3M
Name Market Value Shares Shares
Change 		Shares
Change %
Wells Fargo
1
Wells Fargo
California
$54M 4,306,213 +40,032 +0.9%
1CP
2
1607 Capital Partners
Virginia
$53.3M 4,250,161 -45,000 -1%
Lazard Asset Management
3
Lazard Asset Management
New York
$46.6M 3,709,230 -43,600 -1%
BIA
4
Barry Investment Advisors
Massachusetts
$27.7M 2,209,663 -123,819 -5%
CRC
5
Curi RMB Capital
Illinois
$27.7M 2,207,336 -51,705 -2%
KIM
6
Karpus Investment Management
New York
$18.5M 1,476,144 -110,313 -7%
BI
7
Bulldog Investors
New Jersey
$11.7M 935,763 -30,738 -3%
COLIM
8
City of London Investment Management
United Kingdom
$7.83M 622,779 +257,289 +70%
TJHA
9
Thomas J. Herzfeld Advisors
Florida
$2.18M 173,496 -5,300 -3%
Morgan Stanley
10
Morgan Stanley
New York
$2.03M 161,962 +9,815 +6%
FWSM
11
First Wilshire Securities Management
California
$1.85M 147,107 -12,788 -8%
WAM
12
Wolverine Asset Management
Illinois
$1.84M 146,642 +18,131 +14%
MC
13
Matisse Capital
Oregon
$1.7M 135,445 +400 +0.3%
CA
14
Cornerstone Advisors
North Carolina
$1.54M 122,436 +52,735 +76%
RJA
15
Raymond James & Associates
Florida
$935K 74,501 +2,900 +4%
Bank of America
16
Bank of America
North Carolina
$785K 62,493 +1,393 +2%
PNC Financial Services Group
17
PNC Financial Services Group
Pennsylvania
$578K 46,020 -13,000 -22%
BC
18
Brinker Capital
Pennsylvania
$517K 41,218 -5,837 -12%
BA
19
Bard Associates
Illinois
$407K 32,421 – –
Nomura Asset Management
20
Nomura Asset Management
Japan
$406K 32,312 – –
LCM
21
Laurion Capital Management
New York
$405K 32,220 +32,220 New
PVWM
22
Point View Wealth Management
New Jersey
$373K 29,702 -2,812 -9%
UBS Group
23
UBS Group
Switzerland
$333K 26,537 +671 +3%
CL
24
CSS LLC
Illinois
$319K 25,402 – –
William Blair & Company
25
William Blair & Company
Illinois
$264K 21,001 +21,001 New
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