JOF

Japan Smaller Capitalization Fund
JOF

Overview Fund Activity

42 hedge funds and large institutions have $206M invested in Japan Smaller Capitalization Fund in 2016 Q4 according to their latest regulatory filings, with 3 funds opening new positions, 8 increasing their positions, 22 reducing their positions, and 9 closing their positions.

Holders
42
Holders Change
-6
Holders Change %
-12.5%
% of All Funds
1.05%
Holding in Top 10
2
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-33.33%
% of All Funds
0.05%
New
3
Increased
8
Reduced
22
Closed
9
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
BI
1
Bulldog Investors
New Jersey
$11.3M
2
BIA
2
Barry Investment Advisors
Massachusetts
$24.3M
3
Wells Fargo
3
Wells Fargo
California
$46.9M
4
TJHA
4
Thomas J. Herzfeld Advisors
Florida
$1.63M
5
Bank of America
5
Bank of America
North Carolina
$462K

Top Sellers

1
CRC
1
Curi RMB Capital
Illinois
$18.9M
2
GFM
2
Gramercy Funds Management
Connecticut
$0
3
Citigroup
3
Citigroup
New York
$0
4
KIM
4
Karpus Investment Management
New York
$17.1M
5
DA
5
Doliver Advisors
Texas
$210K
Name Market Value Shares Shares
Change 		Shares
Change %
Wells Fargo
1
Wells Fargo
California
$46.9M 4,820,531 +102,354 +2%
1CP
2
1607 Capital Partners
Virginia
$42M 4,314,463 +12,773 +0.3%
Lazard Asset Management
3
Lazard Asset Management
New York
$31.6M 3,248,755 -4,333 -0.1%
BIA
4
Barry Investment Advisors
Massachusetts
$24.3M 2,497,720 +129,708 +5%
CRC
5
Curi RMB Capital
Illinois
$18.9M 1,943,325 -330,695 -15%
KIM
6
Karpus Investment Management
New York
$17.1M 1,756,571 -84,507 -5%
BI
7
Bulldog Investors
New Jersey
$11.3M 1,164,976 +720,350 +162%
COLIM
8
City of London Investment Management
United Kingdom
$3.51M 361,190 +4,127 +1%
TJHA
9
Thomas J. Herzfeld Advisors
Florida
$1.63M 167,384 +40,974 +32%
FWSM
10
First Wilshire Securities Management
California
$1.59M 163,145 -12,009 -7%
MC
11
Matisse Capital
Oregon
$1.43M 146,514 -35,662 -20%
RJA
12
Raymond James & Associates
Florida
$653K 67,112 -1,778 -3%
AMI
13
Amica Mutual Insurance
Rhode Island
$653K 67,203 – –
PNC Financial Services Group
14
PNC Financial Services Group
Pennsylvania
$604K 62,020 -15,675 -20%
CA
15
Cornerstone Advisors
North Carolina
$493K 50,699 -7,446 -13%
Bank of America
16
Bank of America
North Carolina
$462K 47,475 +26,142 +123%
Morgan Stanley
17
Morgan Stanley
New York
$440K 45,227 -8,184 -15%
APFBOT
18
Amica Pension Fund Board of Trustees
Rhode Island
$344K 35,373 – –
PVWM
19
Point View Wealth Management
New Jersey
$302K 31,060 -3,909 -11%
BA
20
Bard Associates
Illinois
$266K 27,321 -2,601 -9%
CL
21
CSS LLC
Illinois
$247K 25,402 – –
LCM
22
Landscape Capital Management
New Jersey
$212K 21,810 -19,215 -47%
DA
23
Doliver Advisors
Texas
$210K 21,606 -61,392 -74%
BTS
24
BB&T Securities
Virginia
$179K 18,450 -1,000 -5%
GC
25
Gratus Capital
Georgia
$174K 17,851 -302 -2%
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