JOF

Japan Smaller Capitalization Fund
JOF

Overview Fund Activity

52 hedge funds and large institutions have $202M invested in Japan Smaller Capitalization Fund in 2020 Q4 according to their latest regulatory filings, with 9 funds opening new positions, 14 increasing their positions, 13 reducing their positions, and 1 closing their positions.

Holders
52
Holders Change
+8
Holders Change %
+18.18%
% of All Funds
0.92%
Holding in Top 10
1
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-50%
% of All Funds
0.02%
New
9
Increased
14
Reduced
13
Closed
1
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
GAMA
1
Graticule Asia Macro Advisors
New York
$4.68M
2
Wells Fargo
2
Wells Fargo
California
$53.2M
3
PHS
3
Pekin Hardy Strauss
Illinois
$1.36M
4
GIM
4
Guild Investment Management
California
$547K
5
SFS
5
Shaker Financial Services
Virginia
$303K

Top Sellers

1
1CP
1
1607 Capital Partners
Virginia
$49.6M
2
BI
2
Bulldog Investors
New Jersey
$1.18M
3
COLIM
3
City of London Investment Management
United Kingdom
$27.1M
4
KIM
4
Karpus Investment Management
New York
$9.08M
5
OMC
5
Oasis Management Company
Cayman Islands
$0
Name Market Value Shares Shares
Change 		Shares
Change %
Wells Fargo
1
Wells Fargo
California
$53.2M 5,884,667 +221,875 +4%
1CP
2
1607 Capital Partners
Virginia
$49.6M 5,484,717 -235,465 -4%
Lazard Asset Management
3
Lazard Asset Management
New York
$32.9M 3,636,765 – –
COLIM
4
City of London Investment Management
United Kingdom
$27.1M 2,996,178 -205,348 -6%
KIM
5
Karpus Investment Management
New York
$9.08M 1,003,943 -153,850 -13%
BIA
6
Barry Investment Advisors
Massachusetts
$8.73M 965,775 -62,108 -6%
GAMA
7
Graticule Asia Macro Advisors
New York
$4.68M 517,748 +517,748 New
MC
8
Matisse Capital
Oregon
$3.6M 397,899 – –
PHS
9
Pekin Hardy Strauss
Illinois
$1.36M 150,220 +76,550 +104%
SCM
10
Salem Capital Management
Massachusetts
$1.31M 144,723 -4,507 -3%
BI
11
Bulldog Investors
New Jersey
$1.18M 130,053 -234,370 -64%
Bank of America
12
Bank of America
North Carolina
$1.02M 112,842 +898 +0.8%
Envestnet Asset Management
13
Envestnet Asset Management
Illinois
$855K 94,624 +3,415 +4%
PAS
14
Park Avenue Securities
New York
$851K 94,180 +3,535 +4%
CA
15
Cornerstone Advisors
North Carolina
$732K 81,000 -5,716 -7%
RJA
16
Raymond James & Associates
Florida
$677K 74,933 +1,342 +2%
GIM
17
Guild Investment Management
California
$547K 60,500 +60,500 New
Baird Financial Group
18
Baird Financial Group
Wisconsin
$546K 60,407 +429 +0.7%
Nomura Asset Management
19
Nomura Asset Management
Japan
$452K 49,993 +1,845 +4%
SFS
20
Shaker Financial Services
Virginia
$303K 33,543 +21,013 +168%
Morgan Stanley
21
Morgan Stanley
New York
$268K 29,651 -7,019 -19%
DWM
22
Dakota Wealth Management
Florida
$261K 28,847 – –
Royal Bank of Canada
23
Royal Bank of Canada
Ontario, Canada
$255K 28,172 +20,200 +253%
SKK
24
Shepherd Kaplan Krochuk
Massachusetts
$249K 27,490 – –
BA
25
Bard Associates
Illinois
$240K 26,532 -170 -0.6%
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