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JOF

Japan Smaller Capitalization Fund

46 hedge funds and large institutions have $157M invested in Japan Smaller Capitalization Fund in 2020 Q1 according to their latest regulatory filings, with 14 funds opening new positions, 10 increasing their positions, 13 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

133% more first-time investments, than exits

New positions opened: 14 | Existing positions closed: 6

15% more funds holding

Funds holding: 4046 (+6)

1.43% more ownership

Funds ownership: 77.01%78.44% (+1.4%)

0% more funds holding in top 10

Funds holding in top 10: 22 (0)

20% less capital invested

Capital invested by funds: $195M → $157M (-$38.4M)

23% less repeat investments, than reductions

Existing positions increased: 10 | Existing positions reduced: 13

Holders
46
Holders Change
+6
Holders Change %
+15%
% of All Funds
1.01%
Holding in Top 10
2
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.04%
New
14
Increased
10
Reduced
13
Closed
6
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
1CP
1
1607 Capital Partners
Virginia
$40.3M +$196K +24,521 +0.4%
Wells Fargo
2
Wells Fargo
California
$39.5M +$183K +22,958 +0.4%
Lazard Asset Management
3
Lazard Asset Management
New York
$24.6M
COLIM
4
City of London Investment Management
United Kingdom
$18.5M +$1.25M +157,035 +6%
BIA
5
Barry Investment Advisors
Massachusetts
$9.58M -$545K -68,353 -5%
KIM
6
Karpus Investment Management
New York
$7.88M +$700K +87,679 +9%
BI
7
Bulldog Investors
New Jersey
$2.57M +$83.8K +10,500 +3%
MC
8
Matisse Capital
Oregon
$2.39M +$2.71M +339,611 New
CA
9
Cornerstone Advisors
North Carolina
$1.29M -$1.19M -148,762 -45%
SCM
10
Salem Capital Management
Massachusetts
$1.24M -$108K -13,553 -7%
Bank of America
11
Bank of America
North Carolina
$1.18M +$244K +30,560 +22%
WAM
12
Wolverine Asset Management
Illinois
$782K +$886K +111,059 New
OMC
13
Oasis Management Company
Cayman Islands
$758K +$858K +107,552 New
Envestnet Asset Management
14
Envestnet Asset Management
Illinois
$502K +$568K +71,161 New
PAS
15
Park Avenue Securities
New York
$500K +$566K +70,896 New
RJA
16
Raymond James & Associates
Florida
$498K -$2.19M -274,290 -80%
Baird Financial Group
17
Baird Financial Group
Wisconsin
$429K +$30.3K +3,791 +7%
CRC
18
Curi RMB Capital
Illinois
$408K +$372K +46,633 +413%
CCP
19
Cardan Capital Partners
Colorado
$400K +$453K +56,703 New
Nomura Asset Management
20
Nomura Asset Management
Japan
$339K
CL
21
CSS LLC
Illinois
$308K +$26.2K +3,288 +8%
Morgan Stanley
22
Morgan Stanley
New York
$300K -$43K -5,388 -11%
Susquehanna International Group
23
Susquehanna International Group
Pennsylvania
$226K +$256K +32,045 New
PNC Financial Services Group
24
PNC Financial Services Group
Pennsylvania
$224K
Geode Capital Management
25
Geode Capital Management
Massachusetts
$216K -$1.99M -249,528 -89%

JOF Hedge Fund Activity: Q1 2020 in Review

46 of the 4,539 institutional investors tracked by Wall St. Rank reported a position in Japan Smaller Capitalization Fund (JOF) for Q1 2020, worth a combined $157M — down 20% from $195M a quarter earlier.

Buyers outnumbered sellers: 14 funds opened new JOF positions and 6 closed out — a net gain of 8 holders — while 10 added to existing stakes and 13 trimmed.

The largest buyer was Matisse Capital, opening a new position worth an estimated $2.71M. The largest seller was Raymond James & Associates, cutting an estimated $2.19M.

  • 46 institutional investors held Japan Smaller Capitalization Fund (JOF) as of Q1 2020, up from 40 in Q4 2019.
  • Funds reported $157M of Japan Smaller Capitalization Fund stock for Q1 2020, down 20% quarter-over-quarter.
  • 14 funds opened new Japan Smaller Capitalization Fund positions in Q1 2020 and 6 closed out, a net change of +8 holders.
  • The largest Japan Smaller Capitalization Fund buyer in Q1 2020 was Matisse Capital, an estimated $2.71M added.
  • The largest Japan Smaller Capitalization Fund seller in Q1 2020 was Raymond James & Associates, an estimated $2.19M sold.

Based on aggregated 13F filings for Q1 2020.